Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 651 16.00 14.09 14.48
Previous Quarter 677 24.00 24.22 24.12

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 45 162 435 16 151 179
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 2 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 4 0 2 4 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 103 0 29 40
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 19,940,420 0.00 0.00 24,449,399 0.00 0.00
Previous Quarter 10,109,425 0.00 0.00 24,627,074 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Baker Bros. Advisors Lp 41,923,486 14.09
FMR LLC 13,840,750
Vanguard Group Inc 12,400,593 14.09
Fmr Llc 12,398,957 14.09
VANGUARD GROUP INC 12,315,366
BlackRock Inc. 10,060,312
BlackRock Inc. 9,741,314 14.09
PRICE T ROWE ASSOCIATES INC /MD/ 9,486,261
State Street Corp 6,593,950 14.09
EcoR1 Capital, LLC 5,991,479 14.09
Price T Rowe Associates Inc /md/ 4,693,715 14.09
D. E. Shaw & Co., Inc. 4,686,665 14.09
FDGRX - Fidelity Growth Company Fund 4,530,250 16.15
Rtw Investments, Lp 4,224,109 14.09
XBI - SPDR(R) S&P(R) Biotech ETF 4,208,227 14.09
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,570,838 14.09
Morgan Stanley 3,120,072 14.09
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,045,211 14.09
IWM - iShares Russell 2000 ETF 2,706,373 14.09
First Trust Advisors Lp 2,171,242 14.09

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Baker Bros. Advisors Lp 41,910,704 24.22
Fmr Llc 13,481,449 24.22
Vanguard Group Inc 12,580,814 24.22
BlackRock Inc. 9,970,023 24.22
EcoR1 Capital, LLC 5,991,479 24.22
FDGRX - Fidelity Growth Company Fund 5,097,993 25.41
State Street Corp 5,057,194 24.22
Price T Rowe Associates Inc /md/ 4,978,936 24.22
D. E. Shaw & Co., Inc. 4,546,963 24.22
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,545,767 24.22
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,022,325 24.22
IWM - iShares Russell 2000 ETF 2,718,738 24.22
XBI - SPDR(R) S&P(R) Biotech ETF 2,573,719 24.22
First Trust Advisors Lp 2,332,154 24.22
Jpmorgan Chase & Co 2,310,355 24.22
Janus Henderson Group Plc 2,295,276 24.22
Avoro Capital Advisors LLC 2,275,000 24.22
FBT - First Trust NYSE Arca Biotechnology Index Fund 2,252,077 24.22
Palo Alto Investors LP 2,251,834 24.22
Geode Capital Management, Llc 2,202,425 24.22

 

Recent Quarter Analysis

Name Shares PPS
FMR LLC 13,840,750
VANGUARD GROUP INC 12,315,366
PRICE T ROWE ASSOCIATES INC /MD/ 9,486,261
Rtw Investments, Lp 4,224,109 14.09
Wellington Management Group Llp 763,591 14.09
Finepoint Capital LP 707,200 14.09
Logos Global Management LP 650,000 14.09
Bain Capital Life Sciences Investors, LLC 600,523 14.09
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 351,880 18.44
PBE - Invesco Dynamic Biotechnology & Genome ETF 228,349 18.44
Healthcare Of Ontario Pension Plan Trust Fund 172,600 14.09
PTH - Invesco DWA Healthcare Momentum ETF 163,116 18.44
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 81,373 14.10
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 77,380 18.44
Nomura Holdings Inc 75,812 14.36
Acuta Capital Partners, Llc 71,500 14.08
IVCSX - Voya Small Company Portfolio Class I 69,705 14.09
Jupiter Asset Management Ltd 65,019 14.10
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 65,000 18.45
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 64,820 18.44
Name Shares PPS
Avoro Capital Advisors LLC 2,275,000 24.22
Millennium Management Llc 1,086,889 24.22
Thunderbird Partners Llp 692,825 24.22
FBTAX - Fidelity Advisor Biotechnology Fund Class A 614,700 17.95
Jacobs Levy Equity Management, Inc 589,726 24.22
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 559,800 23.34
Marshall Wace, Llp 532,557 24.22
FSOPX - Fidelity Series Small Cap Opportunities Fund 492,000 17.95
Oracle Investment Management Inc 459,300 2.30
Oracle Investment Management Inc 459,300 2.30
Perceptive Advisors Llc 284,853 24.22
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 246,715 23.34
Candriam Luxembourg S.C.A. 230,417 24.22
Pura Vida Investments, Llc 200,000 24.22
FDSCX - Fidelity Stock Selector Small Cap Fund 174,200 17.95
MPM Oncology Impact Management LP 151,750 24.22
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 137,238 23.34
Mutual Of America Capital Management Llc 100,238 24.22
Trexquant Investment LP 98,612 24.22
RYOIX - Biotechnology Fund Investor Class 77,561 16.61
Barclays Plc 75,986 24.20
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 71,187 23.35
SG3 Management, LLC 70,500 24.23
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 68,265 17.94
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 65,935 23.34
UBS Group AG 63,433 24.23
THMAX - Thrivent Moderate Allocation Fund Class A 46,672 17.96
Longitude (Cayman) Ltd. 45,000 24.22
HighTower Advisors, LLC 44,485 24.21
AALGX - Thrivent Global Stock Fund Class A 44,460 17.95
TAAAX - Thrivent Aggressive Allocation Fund Class A 43,224 17.95
Dynamic Technology Lab Private Ltd 40,490 24.23
Schonfeld Strategic Advisors LLC 33,900 24.22
AGF Investments LLC 32,877 24.21
Bank Of Nova Scotia 27,436 24.20
MSGIX - BMO Small-Cap Growth Fund Class I 26,807 19.21
Mainstay Capital Management Llc /adv 26,140 24.22
TSCGX - Thrivent Small Cap Growth Fund Class S 25,654 17.93
Raymond James Financial Services Advisors, Inc. 23,611 24.23
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 22,080 23.32
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 20,020 16.63
Man Group plc 19,436 24.18
Graham Capital Management, L.P. 17,374 24.17
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 16,311 23.36
DFUS - Dimensional U.S. Equity ETF 15,855 22.52
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 15,573 17.98
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 15,215 23.33
Renaissance Technologies Llc 14,500 24.21
HighPoint Advisor Group LLC 14,160 16.60
Qube Research & Technologies Ltd 12,825 24.25
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 12,791 19.23
Weiss Multi-Strategy Advisers LLC 12,500 24.24
Mariner, LLC 11,415 24.27
Seven Eight Capital, Lp 10,923 24.26
Guggenheim Capital Llc 10,753 24.27
Agf Investments Inc. 10,101 24.26
Zebra Capital Management LLC 10,061 24.25
Cambridge Investment Research Advisors, Inc. 9,542 24.21
First Midwest Bank Trust Division 9,500 23.26
Aaron Wealth Advisors LLC 9,397 41.29
Bridgefront Capital, LLC 9,266 24.17
RYDEX VARIABLE TRUST - Biotechnology Fund Variable Annuity 9,183 16.66
Cowen And Company, Llc 9,000 1.56
Cowen And Company, Llc 9,000 1.56
Gabelli Funds Llc 9,000 24.22
THRIVENT SERIES FUND INC - Thrivent Small Cap Growth Portfolio Class A 8,742 23.34
Kestra Advisory Services, LLC 8,596
Corient Capital Partners, LLC 8,542 24.23
WMS Partners, LLC 8,500 24.24
THRIVENT SERIES FUND INC - Thrivent All Cap Portfolio Class A 8,070 23.30
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 7,621 17.98
Cutler Group LP 5,446 24.05
First Mercantile Trust Co 4,639 16.60
GSBDX - Goldman Sachs Small Cap Growth Fund Class A Shares 4,457 19.30
Weiss Strategic Interval Fund 4,327 24.27
THRIVENT SERIES FUND INC - Thrivent Mid Cap Growth Portfolio Class A 3,769 23.35
TMCGX - Thrivent Mid Cap Growth Fund Class S 2,472 17.80
Ikarian Capital, LLC 1,882 24.44
McCarthy Asset Management, Inc. 1,666 24.01
Aquatic Capital Management LLC 1,400 24.29
Berman Capital Advisors, LLC 944 15.89
Quent Capital, LLC 796 23.87
Umb Bank N A/mo 794 23.93
Benjamin F. Edwards & Company, Inc. 600 25.00
TCI Wealth Advisors, Inc. 564 24.82
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 429 23.31
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 253 23.72
Prentice Wealth Management LLC 227 17.62
Fortitude Advisory Group L.L.C. 215 23.26
Bessemer Group Inc 191 26.18
Coastal Capital Group, Inc. 100 20.00
Kayne Anderson Rudnick Investment Management Llc 55 18.18
Tcwp Llc 32
NEXT Financial Group, Inc 8
United Capital Financial Advisers, Llc
RTDAX - Multifactor U.S. Equity Fund Class A
IFP Advisors, Inc
Manchester Capital Management LLC
CWM Advisors, LLC
Sofinnova Investments, Inc.
Bluefin Capital Management, Llc
Spearhead Capital Advisors, Llc
SHE - SPDR SSGA Gender Diversity Index ETF
Css Llc/il
Meridian Wealth Partners, LLC
Wolverine Trading, Llc
Dark Forest Capital Management Lp
Jacobi Capital Management LLC
BDO Wealth Advisors, LLC
Css Llc/il
BerganKDV Wealth Management, LLC
Versant Capital Management, Inc
Smith Group Asset Management, LLC
Vident Investment Advisory, LLC
Eversept Partners, LP
APG Asset Management N.V.
Tradition Wealth Management, LLC
Deep Track Capital, LP
Natixis
California Public Employees Retirement System
Alpine Woods Capital Investors, Llc
Bluefin Capital Management, Llc
XTX Topco Ltd
First Republic Investment Management, Inc.
Thrivent Financial For Lutherans
SCHM - Schwab U.S. Mid-Cap ETF
Norges Bank
Nantahala Capital Management, LLC
O'shaughnessy Asset Management, Llc
Avidity Partners Management LP
GSCYX - SMALL CAP EQUITY FUND Institutional
Massmutual Trust Co Fsb/adv
Capula Management Ltd
Exane Derivatives
Anson Funds Management LP
Jennison Associates Llc
Red Door Wealth Management, LLC
HAP Trading, LLC
Meeder Asset Management Inc
Snowden Capital Advisors LLC
Factory Mutual Insurance Co
PAX Financial Group, LLC
Rock Springs Capital Management LP
Lmcg Investments, Llc
First Quadrant L P/ca
Parallax Volatility Advisers, L.P.
Bluefin Capital Management, Llc
Acadian Asset Management Llc
Campbell & CO Investment Adviser LLC
Evolution Wealth Advisors, LLC
Walled Lake Planning & Wealth Management, Llc
Cerity Partners LLC
Parametrica Management Ltd
Boothbay Fund Management, Llc
Lazard Asset Management Llc
Blueshift Asset Management, LLC
Occudo Quantitative Strategies Lp
Private Capital Group, LLC
Bellevue Group AG
Ashford Capital Management Inc
Gradient Investments LLC
Advisor Resource Council
Name Current Shares Current PPS Previous Shares Previous PPS
Baker Bros. Advisors Lp 41,923,486 14.09 41,910,704 24.22
Vanguard Group Inc 12,400,593 14.09 12,580,814 24.22
Fmr Llc 12,398,957 14.09 13,481,449 24.22
BlackRock Inc. 10,060,312 9,970,023 24.22
State Street Corp 6,593,950 14.09 5,057,194 24.22
EcoR1 Capital, LLC 5,991,479 14.09 5,991,479 24.22
Price T Rowe Associates Inc /md/ 4,693,715 14.09 4,978,936 24.22
D. E. Shaw & Co., Inc. 4,686,665 14.09 4,546,963 24.22
FDGRX - Fidelity Growth Company Fund 4,530,250 16.15 5,097,993 25.41
XBI - SPDR(R) S&P(R) Biotech ETF 4,208,227 14.09 2,573,719 24.22
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,570,838 14.09 3,545,767 24.22
Morgan Stanley 3,120,072 14.09 940,382 24.22
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,045,211 14.09 3,022,325 24.22
IWM - iShares Russell 2000 ETF 2,706,373 14.09 2,718,738 24.22
First Trust Advisors Lp 2,171,242 14.09 2,332,154 24.22
Geode Capital Management, Llc 2,160,984 14.09 2,202,425 24.22
FBT - First Trust NYSE Arca Biotechnology Index Fund 2,044,434 14.09 2,252,077 24.22
Jpmorgan Chase & Co 1,906,720 14.09 2,310,355 24.22
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,802,783 14.09 1,824,620 24.22
Palo Alto Investors LP 1,678,196 14.09 2,251,834 24.22
Name Current Shares Current PPS Previous Shares Previous PPS
Deep Track Capital, LP 1,733,130 14.09 0
PFM Health Sciences, LP 384,995 14.09 0
Bank Of Montreal /can/ 282,374 17.82 0
Woodline Partners LP 259,967 14.09 0
Tudor Investment Corp Et Al 84,833 14.09 0
Twinbeech Capital Lp 79,579 14.09 0
Engineers Gate Manager LP 32,687 14.10 0
Gsa Capital Partners Llp 30,447 14.09 0
AtonRa Partners 26,315 14.10 0
Ergoteles LLC 17,556 14.07 0
Virtu Financial LLC 15,354 14.07 0
Verition Fund Management LLC 11,793 14.08 0
Balyasny Asset Management Llc 10,390 14.05 0
Truvestments Capital Llc 281 14.23 0
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 88 22.73 456 21.93
SLPIX - Small-cap Profund Investor Class 84 23.81 173 23.12
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Morgan Stanley 2,179,690 3,120,072 14.09 940,382 24.22 231.79
Deep Track Capital, LP 1,733,130 1,733,130 14.09 0 0.00
XBI - SPDR(R) S&P(R) Biotech ETF 1,634,508 4,208,227 14.09 2,573,719 24.22 63.51
State Street Corp 1,536,756 6,593,950 14.09 5,057,194 24.22 30.39
Voloridge Investment Management, Llc 617,594 1,042,255 14.09 424,661 24.22 145.43
Pictet Asset Management Sa 395,959 847,964 14.09 452,005 24.22 87.60
PFM Health Sciences, LP 384,995 384,995 14.09 0 0.00
PRNHX - T. Rowe Price New Horizons Fund, Inc. 383,110 1,472,353 14.09 1,089,243 24.22 35.17
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 353,127 1,418,504 14.09 1,065,377 24.22 33.15
Squarepoint Ops LLC 295,079 494,702 14.09 199,623 24.22 147.82
Bank Of Montreal /can/ 282,374 282,374 17.82 0 0.00
Voya Investment Management Llc 272,673 320,926 14.09 48,253 24.23 565.09
Hudson Bay Capital Management LP 260,000 280,000 14.09 20,000 24.20 1300.00
Woodline Partners LP 259,967 259,967 14.09 0 0.00
FBIOX - Biotechnology Portfolio 256,300 350,800 16.15 94,500 25.41 271.22
Nuveen Asset Management, LLC 214,314 1,096,202 14.09 881,888 25.55 24.30
Walleye Capital LLC 212,185 235,527 14.09 23,342 24.21 909.03
QCSTRX - Stock Account Class R1 201,168 250,503 14.09 49,335 24.22 407.76
Citigroup Inc 196,388 264,488 14.09 68,100 24.21 288.38
Duality Advisers, Lp 190,976 213,094 14.09 22,118 24.23 863.44
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Janus Henderson Group Plc 2,270,577 24,699 14.09 2,295,276 24.22 -98.92
Fmr Llc 1,082,492 12,398,957 14.09 13,481,449 24.22 -8.03
Artisan Partners Limited Partnership 910,678 316,293 14.09 1,226,971 24.22 -74.22
Palo Alto Investors LP 573,638 1,678,196 14.09 2,251,834 24.22 -25.47
FDGRX - Fidelity Growth Company Fund 567,743 4,530,250 16.15 5,097,993 25.41 -11.14
Fairmount Funds Management LLC 405,013 751,804 14.09 1,156,817 24.22 -35.01
Jpmorgan Chase & Co 403,635 1,906,720 14.09 2,310,355 24.22 -17.47
Frontier Capital Management Co Llc 312,667 566,323 14.09 878,990 24.22 -35.57
Price T Rowe Associates Inc /md/ 285,221 4,693,715 14.09 4,978,936 24.22 -5.73
Millennium Management Llc 232,612 854,277 14.09 1,086,889 24.22 -21.40
FBT - First Trust NYSE Arca Biotechnology Index Fund 207,643 2,044,434 14.09 2,252,077 24.22 -9.22
Federated Hermes, Inc. 205,840 7,586 14.10 213,426 24.22 -96.45
Two Sigma Investments, Lp 181,671 58,800 14.08 240,471 24.22 -75.55
Vanguard Group Inc 180,221 12,400,593 14.09 12,580,814 24.22 -1.43
First Trust Advisors Lp 160,912 2,171,242 14.09 2,332,154 24.22 -6.90
PDT Partners, LLC 157,817 87,008 14.09 244,825 24.22 -64.46
OGGFX - JPMorgan Small Cap Growth Fund Class I 157,102 1,053,687 14.09 1,210,789 24.22 -12.98
John Hancock Funds II - Mid Value Fund Class NAV 154,200 31,296 16.14 185,496 25.41 -83.13
Dimensional Fund Advisors Lp 148,295 492,928 14.09 641,223 24.22 -23.13
Ameriprise Financial Inc 134,481 945,060 14.09 1,079,541 24.22 -12.46
Name Current Puts
Jefferies Group LLC 50,000
Name Current Calls
Trellus Management Company, LLC 30,000
Optimum Investment Advisors 3,000
Name
Name Previous Puts
Cowen And Company, Llc 9,000
Name Previous Calls
Parallax Volatility Advisers, L.P. 0
Nantahala Capital Management, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Jane Street Group, Llc 103,900 201,000 97,100 107.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Cutler Group LP 3,754 9,200 5,446 68.93
J. Goldman & Co LP 38,900 53,900 15,000 259.33
Citadel Advisors Llc 40,262 457,200 416,938 9.66
Caption Management, LLC 57,800 279,400 221,600 26.08
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 27,200 94,100 121,300 -22.42
Walleye Trading LLC 573 17,800 18,373 -3.12
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Oracle Investment Management Inc 159,300 300,000 459,300 -34.68
Susquehanna International Group, Llp 124,900 320,100 445,000 -28.07
Longitude (Cayman) Ltd. 30,000 15,000 45,000 -66.67
Simplex Trading, Llc 23,200 124,300 147,500 -15.73
Name

Past Week Analysis

Name Shares PPS
QWVOX - Clearwater Small Companies Fund 14,027 14.12
ASMOX - AQR Small Cap Momentum Style Fund Class I 9,250 14.05
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,639 14.03
PIBAX - PGIM BALANCED FUND Class A 1,100 13.64
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 4,208,227 14.09 2,573,719 24.22
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,570,838 14.09 3,545,767 24.22
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,045,211 14.09 3,022,325 24.22
IWM - iShares Russell 2000 ETF 2,706,373 14.09 2,718,738 24.22
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,802,783 14.09 1,824,620 24.22
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,567,760 14.09 1,552,938 24.22
PRNHX - T. Rowe Price New Horizons Fund, Inc. 1,472,353 14.09 1,089,243 24.22
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 1,418,504 14.09 1,065,377 24.22
IBB - iShares Nasdaq Biotechnology ETF 1,206,864 14.09 1,279,760 24.22
OGGFX - JPMorgan Small Cap Growth Fund Class I 1,053,687 14.09 1,210,789 24.22
IWO - iShares Russell 2000 Growth ETF 936,769 14.09 991,795 24.22
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 715,612 14.09 715,612 24.22
VSEQX - Vanguard Strategic Equity Fund Investor Shares 616,774 14.09 616,774 24.22
QCSTRX - Stock Account Class R1 250,503 14.09 49,335 24.22
VQNPX - Vanguard Growth and Income Fund Investor Shares 236,300 14.09 251,700 24.22
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 193,324 14.09 186,024 24.22
DLHAX - Delaware Healthcare Fund Class A 160,000 14.09 160,000 24.22
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 159,163 14.09 159,163 24.22
ITOT - iShares Core S&P Total U.S. Stock Market ETF 126,945 14.09 116,974 24.22
JDSCX - JPMorgan Small Cap Blend Fund Class I 126,618 14.09 137,599 24.22
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 119,864 14.09 119,864 24.22
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Overseas Core Fund Class 3 115,625 14.09 115,625 24.22
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 113,349 14.09 140,923 24.22
ARTHX - Artisan Global Equity Fund Investor Shares 104,588 14.09 118,429 24.22
VBINX - Vanguard Balanced Index Fund Investor Shares 96,465 14.09 96,465 24.22
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 90,130 14.09 125,010 24.22
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 82,369 14.10 82,369 24.22
JNL SERIES TRUST - JNL/Mellon Healthcare Sector Fund (I) 78,149 14.09 78,149 24.22
Tekla Life Sciences Investors 72,225 14.09 72,225 24.22
QCEQRX - Equity Index Account Class R1 70,913 14.09 70,913 24.23
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 67,928 14.09 47,919 24.23
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 65,519 14.09 65,519 24.22
NSIDX - Northern Small Cap Index Fund 63,986 14.10 66,647 24.22
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 62,200 14.08 62,200 24.21
Liberty All Star Growth Fund Inc. 61,536 14.09 61,536 24.21
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 60,788 14.10 80,690 24.22
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 59,729 14.10 59,729 24.23
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 52,938 14.09 33,435 24.23
JSCSX - JPMorgan U.S. Small Company Fund Class I 49,400 14.09 50,400 24.23
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 48,475 14.09 48,475 24.22
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 47,900 14.09 47,900 24.22
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 43,086 14.09 43,086 24.23
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 38,200 14.08 22,300 24.22
POMIX - T. Rowe Price Total Equity Market Index Fund 34,656 14.08 43,000 24.21
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 34,405 14.10 34,405 24.21
ASQIX - Small Company Fund Investor Class 32,619 14.10 42,897 24.22
IMPAX - ERShares US Small Cap Fund Institutional Class 32,597 14.08 28,954 24.21
MFCPX - M Capital Appreciation Fund 31,377 14.09 31,597 24.21
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 31,017 14.09 22,167 24.23
IWV - iShares Russell 3000 ETF 30,390 14.08 30,654 24.21
PEXMX - T. Rowe Price Extended Equity Market Index Fund 29,900 14.08 29,900 24.21
SSMHX - State Street Small/mid Cap Equity Index Portfolio 29,389 14.09 26,289 24.23
FECGX - Fidelity Small Cap Growth Index Fund 28,838 14.08 30,426 24.22
JEHSX - Health Sciences Trust NAV 25,508 14.07 23,708 24.21
JESIX - Small Cap Index Trust NAV 24,809 14.11 25,840 24.23
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 20,490 14.10 20,227 24.23
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 20,165 14.08 22,700 24.23
USMIX - Extended Market Index Fund 18,369 14.10 18,158 24.23
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 17,885 14.09 16,885 24.22
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 17,385 14.09 17,757 24.22
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 15,666 14.11 16,648 24.21
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 13,668 14.12 14,276 24.24
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 12,690 14.11 12,690 24.19
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 12,393 14.12 12,393 24.21
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 10,782 14.10 9,825 24.22
TLEQX - Small-Cap Equity Fund 9,490 14.12 8,570 24.27
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 7,000 14.14 5,606 24.26
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 6,897 14.06 7,513 24.22
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 6,519 14.11 8,918 24.22
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 5,421 14.02 15,493 24.20
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 5,398 14.08 5,735 24.24
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 5,227 14.16 17,561 24.20
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,216 14.00 5,216 24.16
Gabelli Equity Trust Inc 5,000 14.00 5,000 24.20
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,832 14.07 4,832 24.21
SPWIX - Simt Small Cap Growth Fund Class I 4,638 14.01 4,638 24.15
TRZIX - T. Rowe Price Small-Cap Index Fund 4,632 14.03 4,218 24.18
EQ ADVISORS TRUST - Multimanager Aggressive Equity Portfolio Class IB 4,400 14.09 4,400 24.32
Gabelli Healthcare & Wellnessrx Trust 4,000 14.00 4,000 24.25
Profunds - Profund Vp Biotechnology 3,917 14.04 4,429 24.16
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,739 14.17 3,739 24.34
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,712 14.01 2,238 24.13
QCSCRX - Social Choice Account Class R1 3,612 14.12 56,930 24.22
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,500 14.00 3,700 24.32
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,476 14.10 3,391 24.18
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 3,200 14.06 3,200 24.38
JETSX - Total Stock Market Index Trust NAV 3,016 13.93 3,016 24.20
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,144 13.99 2,144 24.25
TLSTX - Stock Index Fund 2,077 13.96 2,077 24.07
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,950 13.85 1,950 24.10
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 1,797 13.91 1,743 24.10
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,534 14.34 1,479 24.34
Humankind Benefit Corp - Humankind US Stock ETF 1,073 13.98 750 24.00
Profunds - Profund Vp Health Care 969 14.45 1,021 24.49
RYRRX - Russell 2000 Fund Class A 851 14.10 840 23.81
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 600 13.33 650 24.62
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 536 14.93 633 23.70
Profunds - Profund Vp Ultrasmall-cap 437 13.73 602 24.92
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 375 13.33 425 23.53
Profunds - Profund Vp Small-cap 369 13.55 378 23.81
RYMKX - Russell 2000 1.5x Strategy Fund Class H 258 15.50 302 23.18
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 10.00 200 25.00
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 81 12.35 83 24.10
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 1,634,508 4,208,227 14.09 2,573,719 24.22 63.51
PRNHX - T. Rowe Price New Horizons Fund, Inc. 383,110 1,472,353 14.09 1,089,243 24.22 35.17
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 353,127 1,418,504 14.09 1,065,377 24.22 33.15
QCSTRX - Stock Account Class R1 201,168 250,503 14.09 49,335 24.22 407.76
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 25,071 3,570,838 14.09 3,545,767 24.22 0.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 22,886 3,045,211 14.09 3,022,325 24.22 0.76
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 20,009 67,928 14.09 47,919 24.23 41.76
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 19,503 52,938 14.09 33,435 24.23 58.33
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 15,900 38,200 14.08 22,300 24.22 71.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 14,822 1,567,760 14.09 1,552,938 24.22 0.95
ITOT - iShares Core S&P Total U.S. Stock Market ETF 9,971 126,945 14.09 116,974 24.22 8.52
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 8,850 31,017 14.09 22,167 24.23 39.92
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 7,300 193,324 14.09 186,024 24.22 3.92
IMPAX - ERShares US Small Cap Fund Institutional Class 3,643 32,597 14.08 28,954 24.21 12.58
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,100 29,389 14.09 26,289 24.23 11.79
JEHSX - Health Sciences Trust NAV 1,800 25,508 14.07 23,708 24.21 7.59
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,474 3,712 14.01 2,238 24.13 65.86
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,394 7,000 14.14 5,606 24.26 24.87
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 1,000 17,885 14.09 16,885 24.22 5.92
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 957 10,782 14.10 9,825 24.22 9.74
TLEQX - Small-Cap Equity Fund 920 9,490 14.12 8,570 24.27 10.74
TRZIX - T. Rowe Price Small-Cap Index Fund 414 4,632 14.03 4,218 24.18 9.82
Humankind Benefit Corp - Humankind US Stock ETF 323 1,073 13.98 750 24.00 43.07
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 263 20,490 14.10 20,227 24.23 1.30
USMIX - Extended Market Index Fund 211 18,369 14.10 18,158 24.23 1.16
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 85 3,476 14.10 3,391 24.18 2.51
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 55 1,534 14.34 1,479 24.34 3.72
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 54 1,797 13.91 1,743 24.10 3.10
RYRRX - Russell 2000 Fund Class A 11 851 14.10 840 23.81 1.31
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
OGGFX - JPMorgan Small Cap Growth Fund Class I 157,102 1,053,687 14.09 1,210,789 24.22 -12.98
IBB - iShares Nasdaq Biotechnology ETF 72,896 1,206,864 14.09 1,279,760 24.22 -5.70
IWO - iShares Russell 2000 Growth ETF 55,026 936,769 14.09 991,795 24.22 -5.55
QCSCRX - Social Choice Account Class R1 53,318 3,612 14.12 56,930 24.22 -93.66
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 34,880 90,130 14.09 125,010 24.22 -27.90
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 27,574 113,349 14.09 140,923 24.22 -19.57
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 21,837 1,802,783 14.09 1,824,620 24.22 -1.20
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 19,902 60,788 14.10 80,690 24.22 -24.66
VQNPX - Vanguard Growth and Income Fund Investor Shares 15,400 236,300 14.09 251,700 24.22 -6.12
ARTHX - Artisan Global Equity Fund Investor Shares 13,841 104,588 14.09 118,429 24.22 -11.69
IWM - iShares Russell 2000 ETF 12,365 2,706,373 14.09 2,718,738 24.22 -0.45
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 12,334 5,227 14.16 17,561 24.20 -70.24
JDSCX - JPMorgan Small Cap Blend Fund Class I 10,981 126,618 14.09 137,599 24.22 -7.98
ASQIX - Small Company Fund Investor Class 10,278 32,619 14.10 42,897 24.22 -23.96
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 10,072 5,421 14.02 15,493 24.20 -65.01
POMIX - T. Rowe Price Total Equity Market Index Fund 8,344 34,656 14.08 43,000 24.21 -19.40
NSIDX - Northern Small Cap Index Fund 2,661 63,986 14.10 66,647 24.22 -3.99
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,535 20,165 14.08 22,700 24.23 -11.17
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 2,399 6,519 14.11 8,918 24.22 -26.90
FECGX - Fidelity Small Cap Growth Index Fund 1,588 28,838 14.08 30,426 24.22 -5.22
JESIX - Small Cap Index Trust NAV 1,031 24,809 14.11 25,840 24.23 -3.99
JSCSX - JPMorgan U.S. Small Company Fund Class I 1,000 49,400 14.09 50,400 24.23 -1.98
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 982 15,666 14.11 16,648 24.21 -5.90
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 616 6,897 14.06 7,513 24.22 -8.20
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 608 13,668 14.12 14,276 24.24 -4.26
Profunds - Profund Vp Biotechnology 512 3,917 14.04 4,429 24.16 -11.56
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 372 17,385 14.09 17,757 24.22 -2.09
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 337 5,398 14.08 5,735 24.24 -5.88
IWV - iShares Russell 3000 ETF 264 30,390 14.08 30,654 24.21 -0.86
MFCPX - M Capital Appreciation Fund 220 31,377 14.09 31,597 24.21 -0.70
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 200 3,500 14.00 3,700 24.32 -5.41
Profunds - Profund Vp Ultrasmall-cap 165 437 13.73 602 24.92 -27.41
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 100 10.00 200 25.00 -50.00
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 97 536 14.93 633 23.70 -15.32
Profunds - Profund Vp Health Care 52 969 14.45 1,021 24.49 -5.09
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 50 375 13.33 425 23.53 -11.76
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 50 600 13.33 650 24.62 -7.69
RYMKX - Russell 2000 1.5x Strategy Fund Class H 44 258 15.50 302 23.18 -14.57
Profunds - Profund Vp Small-cap 9 369 13.55 378 23.81 -2.38
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 81 12.35 83 24.10 -2.41
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