Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 280 2.00 2.30 2.35
Previous Quarter 297 3.00 3.03 2.92

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 11 67 158 10 78 54
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 0 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 42 1 22 13
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 15,563,571 9.37 2.31 11,293,441 6.80 2.63
Previous Quarter 13,624,467 8.20 3.03 11,115,739 6.69 3.02

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 9,969,527 2.30
Two Seas Capital LP 8,280,818 2.30
Whitefort Capital Management, LP 8,093,921 2.30
Vanguard Group Inc 5,819,354 2.30
Morgan Stanley 5,080,296 2.30
Rubric Capital Management LP 3,395,855 2.30
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,300,543 3.03
Hudson Bay Capital Management LP 2,846,926 2.30
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,751,993 2.30
Geode Capital Management, Llc 2,598,126 2.30
Woodline Partners LP 2,469,197 2.30
Citadel Advisors Llc 2,297,172 2.30
State Street Corp 2,209,299 2.30
Millennium Management Llc 1,702,182 2.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,558,707 3.03
Advisor Group Holdings, Inc. 1,367,039 2.30
FourWorld Capital Management LLC 1,341,907 2.30
Northern Trust Corp 1,043,461 2.30
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 972,916 2.51
IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 889,525 2.30

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,464,086 3.03
Whitefort Capital Management, LP 7,500,026 3.03
Two Seas Capital LP 7,464,724 3.03
Vanguard Group Inc 5,641,202 3.03
Morgan Stanley 4,882,607 3.03
Rubric Capital Management LP 4,195,072 3.03
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,300,543 3.03
Hudson Bay Capital Management LP 2,736,426 3.03
Woodline Partners LP 2,657,605 3.03
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,430,492 3.03
Geode Capital Management, Llc 2,287,913 3.03
State Street Corp 2,068,052 3.03
FourWorld Capital Management LLC 2,000,090 3.03
Millennium Management Llc 1,660,566 0.00
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,558,707 3.03
Advisor Group Holdings, Inc. 1,376,523 3.03
Northern Trust Corp 949,890 3.03
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 941,077 3.01
IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 873,891 3.03
Assenagon Asset Management S.A. 817,574 3.03

 

Recent Quarter Analysis

Name Shares PPS
Jefferies Financial Group Inc. 264,441 2.30
IPSIX - Voya Index Plus SmallCap Portfolio Class I 71,961 2.31
State Board Of Administration Of Florida Retirement System 35,430 2.29
American Century Companies Inc 10,660 2.35
Credit Agricole S A 7,750 2.32
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,627 2.36
Us Bancorp \de\ 1,909 2.10
JAFEX - Total Stock Market Index Trust NAV 1,653 2.42
Richard W. Paul & Associates, LLC 379 2.64
Key FInancial Inc 322 3.11
Crewe Advisors LLC 56
Name Shares PPS
PEAK6 Investments LLC 432,400 3.03
PEAK6 Investments LLC 432,400 3.03
PEAK6 Investments LLC 432,400 3.03
Wellington Management Group Llp 279,832 3.03
Caption Management, LLC 150,000 3.03
JMCGX - Jacob Micro Cap Growth Fund Investor Class 141,400 2.78
Jane Street Group, Llc 136,288 3.03
Jane Street Group, Llc 136,288 3.03
Cubist Systematic Strategies, LLC 119,193 3.03
Alps Advisors Inc 107,107 3.03
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 84,100 2.33
Jump Financial, LLC 68,974 3.03
SG Americas Securities, LLC 52,397
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 44,426 1.91
MSGR - Direxion mRNA ETF 39,864 3.01
Cm Wealth Advisors Llc 37,096
Rafferty Asset Management, LLC 31,693 3.03
Franklin Resources Inc 31,436 3.02
LMBAX - QS U.S. Small Capitalization Equity Fund Class A 30,064 3.03
JSCGX - Jacob Small Cap Growth Fund Investor Class 30,000 2.77
Verition Fund Management LLC 25,371 3.03
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 22,582 1.90
Two Sigma Securities, Llc 21,235 3.01
Kades & Cheifetz LLC 20,000 3.05
GSCYX - SMALL CAP EQUITY FUND Institutional 19,678 1.93
Dark Forest Capital Management Lp 17,155 3.03
Ergoteles LLC 15,000 3.00
Virtu Financial LLC 12,208
Apollon Wealth Management, LLC 11,725 3.07
State of Wyoming 11,005 3.00
Bleakley Financial Group, LLC 10,813 3.05
Sawtooth Solutions, LLC 10,813 3.05
Wolverine Trading, Llc 10,400
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Small Cap Portfolio 1,000 2.00
GPS Wealth Strategies Group, LLC 700 2.86
TCI Wealth Advisors, Inc. 500 4.00
Quadrant Capital Group Llc 205 4.88
Plante Moran Financial Advisors, LLC
One68 Global Capital, LLC
Connor, Clark & Lunn Investment Management Ltd.
Dynamic Technology Lab Private Ltd
Zurcher Kantonalbank (Zurich Cantonalbank)
Balyasny Asset Management Llc
Occudo Quantitative Strategies Lp
Jacob Asset Management Of New York Llc
Squarepoint Ops LLC
Princeton Global Asset Management LLC
HAP Trading, LLC
Alpine Global Management, LLC
Marshall Wace, Llp
Brookfield Asset Management Inc.
XTX Topco Ltd
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I This fund is a listed as child fund of Blackstone Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Aquatic Capital Management LLC
Public Employees Retirement System Of Ohio
Jacobs Levy Equity Management, Inc
Lazard Asset Management Llc
Sigma Planning Corp
Sterling Investment Advisors, Ltd.
Parallax Volatility Advisers, L.P.
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y
Parallax Volatility Advisers, L.P.
Credit Suisse Ag/
Mariner, LLC
Oasis Management Co Ltd.
Point72 Hong Kong Ltd
Schonfeld Strategic Advisors LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 9,969,527 2.30 8,464,086 3.03
Two Seas Capital LP 8,280,818 2.30 7,464,724 3.03
Whitefort Capital Management, LP 8,093,921 2.30 7,500,026 3.03
Vanguard Group Inc 5,819,354 2.30 5,641,202 3.03
Morgan Stanley 5,080,296 2.30 4,882,607 3.03
Rubric Capital Management LP 3,395,855 2.30 4,195,072 3.03
Hudson Bay Capital Management LP 2,846,926 2.30 2,736,426 3.03
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,751,993 2.30 2,430,492 3.03
Geode Capital Management, Llc 2,598,126 2.30 2,287,913 3.03
Woodline Partners LP 2,469,197 2.30 2,657,605 3.03
Citadel Advisors Llc 2,297,172 2.30 221,138 3.03
State Street Corp 2,209,299 2.30 2,068,052 3.03
Advisor Group Holdings, Inc. 1,367,039 2.30 1,376,523 3.03
FourWorld Capital Management LLC 1,341,907 2.30 2,000,090 3.03
Northern Trust Corp 1,043,461 2.30 949,890 3.03
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 972,916 2.51 941,077 3.01
IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 889,525 2.30 873,891 3.03
Assenagon Asset Management S.A. 817,574 2.30 817,574 3.03
MSSGX - Inception Portfolio CLASS I 750,708 2.30 759,523 3.03
IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 636,246 2.30 461,006 3.03
Name Current Shares Current PPS Previous Shares Previous PPS
Millennium Management Llc 1,702,182 2.30 1,660,566 0.00
Bank Of Montreal /can/ 428,273 2.49 319,793 2.48
Nuveen Asset Management, LLC 293,723 2.30 274,457 0.00
Rhumbline Advisers 165,817 2.30 159,127
Man Group plc 24,500 2.29 0
Two Sigma Advisers, Lp 13,700 2.34 0
Wolverine Trading, Llc 10,400 2.21 10,400
Tower Research Capital LLC (TRC) 7,112 2.25 9,792
Nisa Investment Advisors, Llc 3,802 2.37 3,802
HDG - ProShares Hedge Replication ETF 255 3.92 313 3.19
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Citadel Advisors Llc 2,076,034 2,297,172 2.30 221,138 3.03 938.80
BlackRock Inc. 1,505,441 9,969,527 2.30 8,464,086 3.03 17.79
Two Seas Capital LP 816,094 8,280,818 2.30 7,464,724 3.03 10.93
Whitefort Capital Management, LP 593,895 8,093,921 2.30 7,500,026 3.03 7.92
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 321,501 2,751,993 2.30 2,430,492 3.03 13.23
Geode Capital Management, Llc 310,213 2,598,126 2.30 2,287,913 3.03 13.56
Morgan Stanley 197,689 5,080,296 2.30 4,882,607 3.03 4.05
Vanguard Group Inc 178,152 5,819,354 2.30 5,641,202 3.03 3.16
IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 175,240 636,246 2.30 461,006 3.03 38.01
State Street Corp 141,247 2,209,299 2.30 2,068,052 3.03 6.83
Hudson Bay Capital Management LP 110,500 2,846,926 2.30 2,736,426 3.03 4.04
Bank Of Montreal /can/ 108,480 428,273 2.49 319,793 2.48 33.92
Northern Trust Corp 93,571 1,043,461 2.30 949,890 3.03 9.85
Bnp Paribas Arbitrage, Sa 85,170 170,774 2.30 85,604 3.03 99.49
Voya Investment Management Llc 83,523 125,731 2.30 42,208 3.03 197.88
Renaissance Technologies Llc 46,137 321,128 0.00 274,991 0.00 16.78
IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 44,544 290,646 2.30 246,102 3.03 18.10
Millennium Management Llc 41,616 1,702,182 2.30 1,660,566 0.00 2.51
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 40,576 214,824 2.30 174,248 3.03 23.29
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 36,656 593,261 2.49 556,605 2.78 6.59
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Rubric Capital Management LP 799,217 3,395,855 2.30 4,195,072 3.03 -19.05
FourWorld Capital Management LLC 658,183 1,341,907 2.30 2,000,090 3.03 -32.91
Two Sigma Investments, Lp 308,474 61,303 2.30 369,777 3.03 -83.42
Jpmorgan Chase & Co 189,104 105,061 2.30 294,165 3.03 -64.29
Woodline Partners LP 188,408 2,469,197 2.30 2,657,605 3.03 -7.09
Boothbay Fund Management, Llc 132,266 491,721 2.30 623,987 3.03 -21.20
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 127,232 406,364 2.30 533,596 3.03 -23.84
DekaBank Deutsche Girozentrale 100,000 150,000 250,000 0.00 -40.00
Royal Bank Of Canada 82,014 9,765 2.25 91,779 3.02 -89.36
Goldman Sachs Group Inc 48,477 222,116 2.30 270,593 3.03 -17.92
Susquehanna International Group, Llp 28,913 311,487 2.30 340,400 3.03 -8.49
Tejara Capital Ltd 19,923 180,077 2.30 200,000 3.03 -9.96
Primecap Management Co/ca/ 17,800 328,100 2.30 345,900 3.03 -5.15
Deutsche Bank Ag\ 16,447 55,510 2.31 71,957 3.03 -22.86
Prelude Capital Management, Llc 12,409 18,790 2.29 31,199 3.04 -39.77
Barclays Plc 9,663 47,895 57,558 -16.79
Advisor Group Holdings, Inc. 9,484 1,367,039 2.30 1,376,523 3.03 -0.69
MSSGX - Inception Portfolio CLASS I 8,815 750,708 2.30 759,523 3.03 -1.16
BBC - Virtus LifeSci Biotech Clinical Trials ETF 6,825 37,197 2.50 44,022 3.02 -15.50
Aqr Capital Management Llc 6,412 14,523 2.27 20,935 3.01 -30.63
Name Current Puts
Name Current Calls
Name
Name Previous Puts
PEAK6 Investments LLC 432,400
Proequities, Inc. 0
Name Previous Calls
Jane Street Group, Llc 136,288
HAP Trading, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Citigroup Inc 94,400 277,900 183,500 51.44
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 75,700 121,200 196,900 -38.45
Group One Trading, L.p. 8,600 251,100 259,700 -3.31
Name

Past Week Analysis

Name Shares PPS
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,627 2.36
JAFEX - Total Stock Market Index Trust NAV 1,653 2.42
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,751,993 2.30 2,430,492 3.03
Advisor Group Holdings, Inc. 1,367,039 2.30 1,376,523 3.03
IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 889,525 2.30 873,891 3.03
MSSGX - Inception Portfolio CLASS I 750,708 2.30 759,523 3.03
IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 636,246 2.30 461,006 3.03
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 406,364 2.30 533,596 3.03
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 382,407 2.30 379,531 3.03
IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 290,646 2.30 246,102 3.03
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 214,824 2.30 174,248 3.03
MIGIX - Global Advantage Portfolio Class I 145,877 2.30 140,597 3.03
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 145,568 2.30 145,568 3.03
ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 114,094 2.30 113,470 3.03
MSJSX - Global Endurance Portfolio Class IS 111,655 2.30 111,655 3.03
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 103,000 2.30 92,100 3.03
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 68,030 2.29 47,300 3.02
NSIDX - Northern Small Cap Index Fund 64,700 2.30 56,566 3.02
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 57,393 2.30 57,393 3.03
GERM - ETFMG Treatments, Testing and Advancements ETF 53,155 2.30 51,963 3.02
IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,299 2.30 48,511 3.03
California State Teachers Retirement System 41,521 2.29 42,240 3.03
FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 35,299 2.29 40,690 3.02
FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 33,352 2.31 23,273 3.05
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 31,163 2.31 23,352 3.04
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 30,997 2.29 30,997 3.03
JAEWX - Small Cap Index Trust NAV 28,399 2.29 23,992 3.04
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 23,411 2.31 18,613 3.01
JAFVX - Strategic Equity Allocation Trust Series NAV 22,115 2.31 18,169 3.03
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 19,583 2.30 17,944 3.01
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 17,413 2.30 18,865 3.02
BBVSX - Bridge Builder Small/Mid Cap Value Fund 17,209 2.32 17,209 3.02
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 16,140 2.29 10,000 3.00
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 16,101 2.30 12,537 3.03
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 13,372 2.32 9,447 3.07
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 9,124 2.30 9,124 3.07
GLCAX - Global Counterpoint Portfolio A 7,315 2.32 7,736 2.97
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 7,101 2.25 3,808 3.15
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 5,622 2.31 7,855 3.06
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 5,006 2.40 5,907 3.05
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 4,333 2.31 4,402 2.95
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,841 2.34 5,162 3.10
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,953 2.37 3,927 3.06
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,989 2.51 1,989 3.02
Name Current Shares Current PPS Previous Shares Previous PPS
Wolverine Trading, Llc 10,400 2.21 10,400
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 321,501 2,751,993 2.30 2,430,492 3.03 13.23
IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 175,240 636,246 2.30 461,006 3.03 38.01
IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 44,544 290,646 2.30 246,102 3.03 18.10
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 40,576 214,824 2.30 174,248 3.03 23.29
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 20,730 68,030 2.29 47,300 3.02 43.83
IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 15,634 889,525 2.30 873,891 3.03 1.79
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 10,900 103,000 2.30 92,100 3.03 11.83
FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,079 33,352 2.31 23,273 3.05 43.31
NSIDX - Northern Small Cap Index Fund 8,134 64,700 2.30 56,566 3.02 14.38
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 7,811 31,163 2.31 23,352 3.04 33.45
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 6,140 16,140 2.29 10,000 3.00 61.40
MIGIX - Global Advantage Portfolio Class I 5,280 145,877 2.30 140,597 3.03 3.76
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,798 23,411 2.31 18,613 3.01 25.78
JAEWX - Small Cap Index Trust NAV 4,407 28,399 2.29 23,992 3.04 18.37
JAFVX - Strategic Equity Allocation Trust Series NAV 3,946 22,115 2.31 18,169 3.03 21.72
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 3,925 13,372 2.32 9,447 3.07 41.55
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,564 16,101 2.30 12,537 3.03 28.43
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,293 7,101 2.25 3,808 3.15 86.48
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,876 382,407 2.30 379,531 3.03 0.76
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 1,639 19,583 2.30 17,944 3.01 9.13
GERM - ETFMG Treatments, Testing and Advancements ETF 1,192 53,155 2.30 51,963 3.02 2.29
ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 624 114,094 2.30 113,470 3.03 0.55
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 127,232 406,364 2.30 533,596 3.03 -23.84
Advisor Group Holdings, Inc. 9,484 1,367,039 2.30 1,376,523 3.03 -0.69
MSSGX - Inception Portfolio CLASS I 8,815 750,708 2.30 759,523 3.03 -1.16
FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,391 35,299 2.29 40,690 3.02 -13.25
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,233 5,622 2.31 7,855 3.06 -28.43
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 1,452 17,413 2.30 18,865 3.02 -7.70
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,321 3,841 2.34 5,162 3.10 -25.59
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 974 2,953 2.37 3,927 3.06 -24.80
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 901 5,006 2.40 5,907 3.05 -15.25
California State Teachers Retirement System 719 41,521 2.29 42,240 3.03 -1.70
GLCAX - Global Counterpoint Portfolio A 421 7,315 2.32 7,736 2.97 -5.44
IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 212 48,299 2.30 48,511 3.03 -0.44
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 69 4,333 2.31 4,402 2.95 -1.57
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