Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 820 82.00 90.91 85.39
Previous Quarter 793 66.00 61.74 63.00

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 81 202 2 344 135 151
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 3 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 3 2 3 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 57 47 0 118 47 53
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 1 1 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 3 2 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,541,603 30.15 46.55 6,344,636 22.40 80.80
Previous Quarter 4,299,400 15.18 61.71 6,190,918 21.85 62.69

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 4,379,868
BlackRock Inc. 4,158,483 95.57
Vanguard Group Inc 3,038,804 95.57
VANGUARD GROUP INC 3,037,323
Dimensional Fund Advisors Lp 2,102,988 95.57
DIMENSIONAL FUND ADVISORS LP 1,955,936
IJR - iShares Core S&P Small-Cap ETF 1,830,215 61.71
Hill City Capital, LP 1,434,268 95.57
Greenlight Capital Inc 1,327,898 61.71
Pentwater Capital Management LP 1,200,000 95.57
Balyasny Asset Management Llc 1,168,133 95.57
State Street Corp 1,164,281 61.71
Donald Smith & Co., Inc. 900,434 95.57
GREENLIGHT CAPITAL INC 815,000
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,014 61.71
TIG Advisors, LLC 739,153 95.57
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 714,190 75.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 676,365 61.71
IWM - iShares Russell 2000 ETF 642,362 61.71
Bank Of America Corp /de/ 634,126 95.57

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 4,296,148 61.71
Vanguard Group Inc 2,947,081 61.71
Sixth Street Partners Management Company, L.P. 2,152,659 61.71
Dimensional Fund Advisors Lp 2,124,193 61.71
IJR - iShares Core S&P Small-Cap ETF 1,830,215 61.71
Hill City Capital, LP 1,434,268 61.71
Greenlight Capital Inc 1,327,898 61.71
Donald Smith & Co., Inc. 1,251,946 61.71
State Street Corp 1,164,281 61.71
Morgan Stanley 1,121,528 61.71
Lsv Asset Management 959,393 61.71
Arrowstreet Capital, Limited Partnership 818,752 61.71
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,014 61.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 676,365 61.71
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 674,330 68.94
IWM - iShares Russell 2000 ETF 642,362 61.71
Geode Capital Management, Llc 492,020 61.71
IJS - iShares S&P Small-Cap 600 Value ETF 486,676 61.71
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 446,045 61.71
Citigroup Inc 388,752 61.71

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 3,037,323
DIMENSIONAL FUND ADVISORS LP 1,955,936
Pentwater Capital Management LP 1,200,000 95.57
GREENLIGHT CAPITAL INC 815,000
TIG Advisors, LLC 739,153 95.57
Water Island Capital Llc 446,119 95.57
Highland Capital Management Fund Advisors, L.p. 397,539 95.57
Alpine Associates Management Inc. 365,800 95.57
Cnh Partners Llc 281,704 95.57
DLD Asset Management, LP 280,000 95.57
Melqart Asset Management (uk) Ltd 255,049 95.57
ARBFX - ARBITRAGE FUND Class R 235,280 99.92
Woodline Partners LP 212,712 95.57
Tokio Marine Asset Management Co Ltd 187,037 95.57
Driehaus Capital Management Llc 173,173 95.57
Ramius Advisors Llc 157,019 95.57
Adage Capital Partners Gp, L.l.c. 145,246 95.57
Twin Securities, Inc. 134,174 95.57
Ergoteles LLC 133,617 95.57
Boothbay Fund Management, Llc 115,515 95.57
Name Shares PPS
Sixth Street Partners Management Company, L.P. 2,152,659 61.71
Fisher Asset Management, LLC 359,938 61.71
Brightline Capital Management, Llc 200,000 61.71
Jpmorgan Chase & Co 163,012 61.71
Telemark Asset Management, LLC 120,000 61.71
Lord, Abbett & Co. Llc 113,414 61.71
Brandywine Global Investment Management, LLC 106,307 61.71
Bnp Paribas Arbitrage, Sa 104,027 61.71
Bnp Paribas Arbitrage, Sa 104,027 61.71
Bnp Paribas Arbitrage, Sa 104,027 61.71
Holocene Advisors, LP 68,451 61.71
Deutsche Bank Ag\ 65,661 61.70
Deutsche Bank Ag\ 65,661 61.70
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 62,855 78.35
Susquehanna Fundamental Investments, Llc 60,443 86.36
First Eagle Investment Management, LLC 59,115 61.71
D. E. Shaw & Co., Inc. 47,289 61.71
Acadian Asset Management Llc 43,113 61.72
Walleye Trading LLC 40,500 61.70
Barclays Plc 40,097 61.75
PEAK6 Investments LLC 39,200 61.71
Federated Hermes, Inc. 37,204 61.71
Tudor Investment Corp Et Al 36,303 61.70
Tudor Investment Corp Et Al 36,303 61.70
Potomac Capital Management, Inc. 30,958 61.70
Alphacrest Capital Management Llc 30,599 61.70
Jump Financial, LLC 26,100 61.72
VSEQX - Vanguard Strategic Equity Fund Investor Shares 24,926 94.12
Wolverine Trading, Llc 24,400 62.75
Brant Point Investment Management Llc 24,400 61.72
CastleKnight Management LP 23,100 61.73
Los Angeles Capital Management Llc 21,595 61.73
Parsec Financial Management, Inc. 19,170 61.71
Jones Road Capital Management, L.p. 16,550 61.69
Martingale Asset Management L P 16,041 61.72
Schroder Investment Management Group 15,273 62.79
Jackson Creek Investment Advisors LLC 13,570 75.68
Versor Investments LP 13,476 61.74
Campbell & CO Investment Adviser LLC 12,934 61.70
Jefferies Group LLC 12,387 61.68
Hennion & Walsh Asset Management, Inc. 11,842 61.73
Two Sigma Securities, Llc 11,800 61.69
Two Sigma Securities, Llc 11,800 61.69
ExodusPoint Capital Management, LP 10,944 61.68
Globeflex Capital L P 10,930 61.67
Summit Global Investments 10,759 61.72
Wesbanco Bank Inc 10,473 61.68
K2 Principal Fund, L.p. 10,000 61.70
ARS Investment Partners, LLC 9,923 61.67
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 9,337 78.40
Townsquare Capital Llc 9,130 61.66
Virginia Retirement Systems Et Al 8,800 86.36
Connor, Clark & Lunn Investment Management Ltd. 7,870 61.75
Mackenzie Financial Corp 7,705 61.65
AUERX - Auer Growth Fund 7,300 78.36
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 7,200 94.17
Easterly Investment Partners Llc 6,941 61.66
Allspring Global Investments Holdings, LLC 6,840 61.70
Lingohr & Partner Asset Management GmbH 6,500 75.69
6 Meridian 5,881 94.20
Stephens Inc /ar/ 5,454 61.79
PMJIX - PIMCO RAE US Small Fund Institutional Class 5,142 94.13
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 5,130 80.31
COPLX - Copley Fund Inc /nv/ 5,000 78.40
Snowden Capital Advisors LLC 4,962 61.67
Ensign Peak Advisors, Inc 4,950 61.62
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 4,909 94.11
Canada Pension Plan Investment Board 4,900 61.63
Bayesian Capital Management, LP 4,876 61.73
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 4,761 94.10
IndexIQ Advisors LLC 4,637 86.26
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 4,500 94.22
MQS Management LLC 4,444 61.66
Fox Run Management, L.l.c. 4,204 61.61
Alps Advisors Inc 4,096 61.77
Cornerstone Investment Partners, LLC 3,950 61.77
FCPEX - Fidelity Small Cap Enhanced Index Fund 3,743 78.28
Mutual Advisors, LLC 3,662 61.71
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,400 61.76
Teza Capital Management LLC 3,256 61.73
State of Wyoming 2,590 61.78
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 2,077 93.89
Quantbot Technologies LP 1,597 61.37
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 1,375 93.82
FLDFX - BALANCED FUND Retail Class 738 93.50
CX Institutional 596 62.08
FLDGX - DYNAMIC ALLOCATION FUND Retail Class 545 93.58
Aquatic Capital Management LLC 500 62.00
FLSPX - SPECTRUM FUND Retail Class 469 93.82
Patriot Financial Group Insurance Agency, LLC 444 60.81
First Quadrant L P/ca 431 85.85
Asset Management One Co., Ltd. 210 57.14
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 93 96.77
Carroll Financial Associates, Inc. 55 90.91
FLFGX - GLOBAL ALLOCATION FUND Retail Class 54 92.59
AlphaMark Advisors, LLC 35 57.14
Elequin Capital Lp 25 80.00
Howe & Rusling Inc 18 55.56
RALS - ProShares RAFI Long/Short 10 100.00
Geneos Wealth Management Inc. 10
Steward Financial Group LLC 7
EAM Investors, LLC
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Invenomic Capital Management LP
Bank of New Hampshire
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
Creative Planning
Raymond James & Associates
LEQAX - LoCorr Dynamic Equity Fund Class A
Empowered Funds, LLC
Portolan Capital Management, LLC
EAM Global Investors LLC
Macroview Investment Management Llc
Quantinno Capital Management LP
Two Sigma Investments, Lp
C M Bidwell & Associates Ltd
Gemmer Asset Management LLC
Signet Financial Management, Llc
Exane Derivatives
Monarch Partners Asset Management LLC
Exchange Traded Concepts, Llc
Fortis Advisors, LLC
PDT Partners, LLC
Lmcg Investments, Llc
GHP Investment Advisors, Inc.
Berylson Capital Partners, Llc
Clear Street Markets Llc
Point72 Europe (London) LLP
Jacobs Levy Equity Management, Inc
Creative Financial Designs Inc /adv
First Citizens Bank & Trust Co
Y-Intercept (Hong Kong) Ltd
Nwam Llc
AVGIX - Vp Income & Growth Fund Class I
BIGRX - Income & Growth Fund Investor Class
Panagora Asset Management Inc
Eaton Vance Management
Point72 Hong Kong Ltd
Freedom Day Solutions, LLC
KCMTX - AXS Multi-Strategy Alternatives Fund Class R-1 Shares
Scopus Asset Management, L.p.
DCM Advisors, LLC
Sandler Capital Management
Cetera Advisor Networks LLC
Financial Management Professionals, Inc.
Caxton Associates Lp
ClariVest Asset Management LLC
Neo Ivy Capital Management
Barrett Asset Management, LLC
Black Swift Group, LLC
Westwood Holdings Group Inc
Voloridge Investment Management, Llc
AE Wealth Management LLC
Toronto Dominion Bank
PSI Advisors, LLC
BRYN MAWR TRUST Co
Range Financial Group LLC
Timelo Investment Management Inc.
Cetera Advisors LLC
FFTY - Innovator IBD(R) 50 ETF
Harvest Investment Services, LLC
Cordant, Inc.
Fortitude Advisory Group L.L.C.
Triumph Capital Management
Corton Capital Inc.
Harbour Investments, Inc.
Alpha DNA Investment Management LLC
Barrow Hanley Mewhinney & Strauss Llc
Gsa Capital Partners Llp
Atlas Private Wealth Advisors
Arkadios Wealth Advisors
Dark Forest Capital Management Lp
USA Financial Portformulas Corp
Virtu Financial LLC
Iridian Asset Management Llc/ct
Change Path, LLC
Allianz Asset Management GmbH
Delphia (USA) Inc.
Seven Eight Capital, Lp
Blair William & Co/il
Engineers Gate Manager LP
JBF Capital, Inc.
Point72 Asset Management, L.P.
O'shaughnessy Asset Management, Llc
Wedbush Securities Inc
Cetera Investment Advisers
Sovarnum Capital L.p.
Paloma Partners Management Co
SG3 Management, LLC
Scopus Asset Management, L.p.
Two Sigma Investments, Lp
Artemis Investment Management LLP
Tarbox Family Office, Inc.
RidgeWorth Capital Management LLC
Penserra Capital Management LLC
Lonestar Capital Management LLC
Css Llc/il
Williams Jones Wealth Management, LLC.
Two Sigma Investments, Lp
Hudson Bay Capital Management LP
BGLSX - Boston Partners Global Long/Short Fund Institutional Class 78.31
BPRRX - Boston Partners Long/Short Research Fund Investor Class 69.70
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,379,868 4,296,148 61.71
Ronald Blue Trust, Inc. 226 61.95 169 88.76
Name Current Shares Current PPS Previous Shares Previous PPS
Vanguard Group Inc 3,038,804 95.57 2,947,081 61.71
Dimensional Fund Advisors Lp 2,102,988 95.57 2,124,193 61.71
Hill City Capital, LP 1,434,268 95.57 1,434,268 61.71
Balyasny Asset Management Llc 1,168,133 95.57 0
Donald Smith & Co., Inc. 900,434 95.57 1,251,946 61.71
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 714,190 75.71 674,330 68.94
Bank Of America Corp /de/ 634,126 95.57 361,190 61.71
Arrowstreet Capital, Limited Partnership 516,581 95.57 818,752 61.71
Geode Capital Management, Llc 496,147 95.57 492,020 61.71
Morgan Stanley 485,220 95.57 1,121,528 61.71
VASVX - Vanguard Selected Value Fund Investor Shares 404,000 75.71 314,000 68.94
Charles Schwab Investment Management Inc 358,515 95.57 352,418 61.71
Principal Financial Group Inc 314,026 95.57 369,403 61.71
Goldman Sachs Group Inc 312,427 95.57 131,137 61.71
Bank of New York Mellon Corp 312,248 95.57 305,680 61.71
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 297,203 75.71 294,367 68.94
CALF - Pacer US Small Cap Cash Cows 100 ETF 292,527 75.71 200,274 68.94
Norges Bank 285,086 81.68 0
Northern Trust Corp 280,267 95.57 283,180 61.71
American Century Companies Inc 271,547 95.57 286,434 61.71
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Balyasny Asset Management Llc 1,168,133 1,168,133 95.57 0 0.00
Norges Bank 285,086 285,086 81.68 0 0.00
Bank Of America Corp /de/ 272,936 634,126 95.57 361,190 61.71 75.57
Man Group plc 201,164 201,164 95.57 0 0.00
Goldman Sachs Group Inc 181,290 312,427 95.57 131,137 61.71 138.24
Hsbc Holdings Plc 99,397 99,397 96.01 0 0.00
New York Life Investment Management Llc 96,013 101,412 95.57 5,399 61.68 1778.35
Royal Bank Of Canada 93,937 108,467 95.57 14,530 61.67 646.50
CALF - Pacer US Small Cap Cash Cows 100 ETF 92,253 292,527 75.71 200,274 68.94 46.06
Vanguard Group Inc 91,723 3,038,804 95.57 2,947,081 61.71 3.11
VASVX - Vanguard Selected Value Fund Investor Shares 90,000 404,000 75.71 314,000 68.94 28.66
BlackRock Inc. 83,720 4,379,868 4,296,148 61.71 1.95
Credit Suisse Ag/ 54,000 58,989 95.59 4,989 61.74 1082.38
Barclays Plc 50,282 90,379 95.58 40,097 61.75 125.40
Natixis 48,774 48,774 95.69 0 0.00
UBS Group AG 47,436 48,215 95.55 779 61.62 6089.35
Hrt Financial Lp 44,724 72,037 95.56 27,313 61.69 163.75
Assenagon Asset Management S.A. 43,882 116,412 95.57 72,530 61.71 60.50
FAAAX - Franklin K2 Alternative Strategies Fund Class A 41,771 41,771 99.93 0 0.00
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 39,860 714,190 75.71 674,330 68.94 5.91
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Lsv Asset Management 834,435 124,958 95.57 959,393 61.71 -86.98
Morgan Stanley 636,308 485,220 95.57 1,121,528 61.71 -56.74
Donald Smith & Co., Inc. 351,512 900,434 95.57 1,251,946 61.71 -28.08
Arrowstreet Capital, Limited Partnership 302,171 516,581 95.57 818,752 61.71 -36.91
Citigroup Inc 286,653 102,099 95.56 388,752 61.71 -73.74
Healthcare Of Ontario Pension Plan Trust Fund 199,100 15,000 95.60 214,100 61.71 -92.99
Fuller & Thaler Asset Management, Inc. 181,164 116 94.83 181,280 61.71 -99.94
Ameriprise Financial Inc 176,826 159,107 95.56 335,933 61.71 -52.64
Two Sigma Advisers, Lp 163,300 64,000 95.56 227,300 61.71 -71.84
Royce & Associates Lp 134,066 14,511 95.58 148,577 61.71 -90.23
Pacer Advisors, Inc. 71,866 205,693 95.57 277,559 61.71 -25.89
Stifel Financial Corp 68,499 18,038 95.58 86,537 61.71 -79.16
FSCFX - Strategic Advisers Small-Mid Cap Fund 60,370 30,630 99.93 91,000 69.71 -66.34
Cubic Asset Management, LLC 60,220 2,885 95.67 63,105 61.71 -95.43
Principal Financial Group Inc 55,377 314,026 95.57 369,403 61.71 -14.99
QASCX - Federated MDT Small Cap Core Fund Class A Shares 51,651 23,340 75.71 74,991 68.94 -68.88
GTCSX - Small Cap Equity Portfolio Advisor 50,913 206,375 75.71 257,288 68.94 -19.79
Prudential Financial Inc 46,515 26,981 68.94 73,496 68.93 -63.29
Deutsche Bank Ag\ 42,026 23,635 95.58 65,661 61.70 -64.00
SG Americas Securities, LLC 39,918 5,977 95.53 45,895 61.71 -86.98
Name Current Puts
Name Current Calls
Equitec Proprietary Markets, Llc 800
Name
Name Previous Puts
Bnp Paribas Arbitrage, Sa 104,027
SG3 Management, LLC 0
Css Llc/il 0
Name Previous Calls
Two Sigma Securities, Llc 11,800
K2 Principal Fund, L.p. 10,000
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 24,400 63,600 39,200 62.24
Name Increased Calls Current Calls Previous Calls Percentage Increase
Clear Street Markets Llc 2,000 2,000 0 0.00
Cutler Group LP 6,900 6,900 0 0.00
Jane Street Group, Llc 24,400 73,200 48,800 50.00
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Parallax Volatility Advisers, L.P. 8,500 15,800 24,300 -34.98
Simplex Trading, Llc 7,500 7,800 15,300 -49.02
Wolverine Trading, Llc 1,100 23,300 24,400 -4.51
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 54,300 117,700 172,000 -31.57
Group One Trading, L.p. 2,700 33,000 35,700 -7.56
Walleye Trading LLC 600 39,900 40,500 -1.48
Name

Past Week Analysis

Name Shares PPS
Pentwater Capital Management LP 1,200,000 95.57
TIG Advisors, LLC 739,153 95.57
Water Island Capital Llc 446,119 95.57
Highland Capital Management Fund Advisors, L.p. 397,539 95.57
Alpine Associates Management Inc. 365,800 95.57
Cnh Partners Llc 281,704 95.57
DLD Asset Management, LP 280,000 95.57
Melqart Asset Management (uk) Ltd 255,049 95.57
Woodline Partners LP 212,712 95.57
Tokio Marine Asset Management Co Ltd 187,037 95.57
Driehaus Capital Management Llc 173,173 95.57
Ramius Advisors Llc 157,019 95.57
Adage Capital Partners Gp, L.l.c. 145,246 95.57
Twin Securities, Inc. 134,174 95.57
Ergoteles LLC 133,617 95.57
Boothbay Fund Management, Llc 115,515 95.57
Kellner Capital, LLC 107,185 95.57
Bardin Hill Management Partners Lp 102,936 95.57
Magnetar Financial LLC 93,270 95.57
Candriam Luxembourg S.C.A. 92,933 95.57
Yakira Capital Management, Inc. 86,862 95.57
Gardner Lewis Asset Management L P 77,176 95.57
Crabel Capital Management, LLC 75,226 95.57
P Schoenfeld Asset Management Lp 64,178 95.56
Moore Capital Management, Lp 50,000 95.58
EHP Funds Inc. 50,000 95.58
Walleye Capital LLC 41,840 95.58
Dupont Capital Management Corp 40,600 95.57
Schonfeld Strategic Advisors LLC 36,584 95.59
Gabelli Funds Llc 34,850 95.58
Centiva Capital, LP 30,432 95.56
State Of Wisconsin Investment Board 27,771 95.57
Amundi 26,000 97.92
Sarissa Consulting Llc 26,000 95.58
Verition Fund Management LLC 17,910 95.59
Mint Tower Capital Management B.V. 14,400 95.56
Mirae Asset Global Investments Co., Ltd. 12,125 95.59
Diametric Capital, LP 11,954 95.53
Harvest Management Llc 10,500 95.52
Gamco Investors, Inc. Et Al 10,350 95.56
Lombard Odier Asset Management (USA) Corp 10,000 95.60
Ovata Capital Management Ltd 7,905 0.13
S. Muoio & Co. Llc 7,000 95.57
Fifth Lane Capital, Lp 7,000 95.57
PenderFund Capital Management Ltd. 5,330 132.08
Mariner, LLC 4,622 95.63
RBF Capital, LLC 4,000 95.50
GABELLI & Co INVESTMENT ADVISERS, INC. 3,800 95.53
Aigen Investment Management, Lp 3,529 95.49
Pathstone Family Office, Llc 3,226 95.47
Great Lakes Advisors, Llc 2,974 95.49
Longfellow Investment Management Co Llc 711 95.64
Raleigh Capital Management Inc. 13 76.92
Capital Advisors, Ltd. LLC 12 83.33
Guardian Wealth Advisors, LLC 10 100.00
Allworth Financial LP 2
RidgeWorth Capital Management LLC 0
Name Shares PPS
Jones Road Capital Management, L.p. 16,550 61.69
First Eagle Investment Management, LLC 59,115 61.71
Tudor Investment Corp Et Al 36,303 61.70
Acadian Asset Management Llc 43,113 61.72
Bnp Paribas Arbitrage, Sa 104,027 61.71
Aquatic Capital Management LLC 500 62.00
Lingohr & Partner Asset Management GmbH 6,500 75.69
Teza Capital Management LLC 3,256 61.73
Martingale Asset Management L P 16,041 61.72
ExodusPoint Capital Management, LP 10,944 61.68
Bayesian Capital Management, LP 4,876 61.73
Wolverine Trading, Llc 24,400 62.75
Globeflex Capital L P 10,930 61.67
Alphacrest Capital Management Llc 30,599 61.70
Jefferies Group LLC 12,387 61.68
Telemark Asset Management, LLC 120,000 61.71
Walleye Trading LLC 40,500 61.70
State of Wyoming 2,590 61.78
PEAK6 Investments LLC 39,200 61.71
Brightline Capital Management, Llc 200,000 61.71
Hennion & Walsh Asset Management, Inc. 11,842 61.73
Summit Global Investments 10,759 61.72
RidgeWorth Capital Management LLC
MQS Management LLC 4,444 61.66
Howe & Rusling Inc 18 55.56
Canada Pension Plan Investment Board 4,900 61.63
Brandywine Global Investment Management, LLC 106,307 61.71
Snowden Capital Advisors LLC 4,962 61.67
Elequin Capital Lp 25 80.00
Sixth Street Partners Management Company, L.P. 2,152,659 61.71
Potomac Capital Management, Inc. 30,958 61.70
Federated Hermes, Inc. 37,204 61.71
CastleKnight Management LP 23,100 61.73
Easterly Investment Partners Llc 6,941 61.66
Townsquare Capital Llc 9,130 61.66
Ensign Peak Advisors, Inc 4,950 61.62
Holocene Advisors, LP 68,451 61.71
Schroder Investment Management Group 15,273 62.79
Brant Point Investment Management Llc 24,400 61.72
Connor, Clark & Lunn Investment Management Ltd. 7,870 61.75
Alps Advisors Inc 4,096 61.77
Geneos Wealth Management Inc. 10
Campbell & CO Investment Adviser LLC 12,934 61.70
Lord, Abbett & Co. Llc 113,414 61.71
Jackson Creek Investment Advisors LLC 13,570 75.68
Susquehanna Fundamental Investments, Llc 60,443 86.36
AlphaMark Advisors, LLC 35 57.14
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,158,483 95.57 4,296,148 61.71
Vanguard Group Inc 3,038,804 95.57 2,947,081 61.71
Dimensional Fund Advisors Lp 2,102,988 95.57 2,124,193 61.71
Hill City Capital, LP 1,434,268 95.57 1,434,268 61.71
Balyasny Asset Management Llc 1,168,133 95.57 0
Bank Of America Corp /de/ 634,126 95.57 361,190 61.71
Arrowstreet Capital, Limited Partnership 516,581 95.57 818,752 61.71
Geode Capital Management, Llc 496,147 95.57 492,020 61.71
Morgan Stanley 485,220 95.57 1,121,528 61.71
Charles Schwab Investment Management Inc 358,515 95.57 352,418 61.71
Principal Financial Group Inc 314,026 95.57 369,403 61.71
Goldman Sachs Group Inc 312,427 95.57 131,137 61.71
Bank of New York Mellon Corp 312,248 95.57 305,680 61.71
Norges Bank 285,086 81.68 0
Northern Trust Corp 280,267 95.57 283,180 61.71
American Century Companies Inc 271,547 95.57 286,434 61.71
Invesco Ltd. 269,669 95.57 286,858 61.71
Renaissance Technologies Llc 213,400 95.57 187,700 61.71
Man Group plc 201,164 95.57 0
Jpmorgan Chase & Co 189,434 95.56 163,012 61.71
Bridgeway Capital Management Inc 175,100 95.57 175,100 61.71
Ameriprise Financial Inc 159,107 95.56 335,933 61.71
Prelude Capital Management, Llc 128,802 95.57 131,898 61.71
Susquehanna International Group, Llp 117,700 95.57 172,000 61.71
Bank Of Montreal /can/ 115,573 100.09 83,972 65.76
Royal Bank Of Canada 108,467 95.57 14,530 61.67
Citigroup Inc 102,099 95.56 388,752 61.71
New York Life Investment Management Llc 101,412 95.57 5,399 61.68
Hsbc Holdings Plc 99,397 96.01 0
Nuveen Asset Management, LLC 93,336 95.57 95,327 61.70
Rhumbline Advisers 88,599 95.57 81,026 61.71
Bragg Financial Advisors, Inc 84,853 95.57 82,786 61.71
Fmr Llc 75,941 95.56 90,172 61.72
Winton Capital Group Ltd 75,532 95.58 48,561 61.72
Hrt Financial Lp 72,037 95.56 27,313 61.69
Legal & General Group Plc 71,693 95.56 74,547 61.72
Two Sigma Advisers, Lp 64,000 95.56 227,300 61.71
First Trust Advisors Lp 62,460 95.57 56,901 61.70
First Manhattan Co 61,555 95.56 61,875 61.71
Credit Suisse Ag/ 58,989 95.59 4,989 61.74
Natixis 48,774 95.69 0
Public Sector Pension Investment Board 48,531 95.57 48,531 61.71
UBS Group AG 48,215 95.55 779 61.62
EES - WisdomTree U.S. SmallCap Fund N/A 45,016 95.57 43,537 61.72
Marathon Capital Management 40,057 95.56 48,732 61.70
Vident Investment Advisory, LLC 35,588 89.75 32,919 61.58
Aqr Capital Management Llc 30,983 95.57 49,798 61.71
Sei Investments Co 30,275 95.56 29,901 61.60
Thrivent Financial For Lutherans 26,642 95.56 25,756 61.69
Deutsche Bank Ag\ 23,635 95.58 65,661 61.70
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 23,482 95.56 23,899 61.72
Wolverine Trading, Llc 20,100 95.42 24,400 62.75
Vestcor Inc 19,978 95.56 22,429 61.71
FORA Capital, LLC 19,123 0.10 0
Stifel Financial Corp 18,038 95.58 86,537 61.71
Aviance Capital Partners, LLC 17,532 95.60 16,984 61.71
Voya Investment Management Llc 17,002 95.58 27,466 61.71
LPL Financial LLC 16,900 95.56 17,484 61.71
Swiss National Bank 16,700 95.57 17,200 61.69
Mitsubishi UFJ Trust & Banking Corp 16,300 95.58 16,300 61.72
Parallax Volatility Advisers, L.P. 15,800 95.57 24,300 61.77
South Dakota Investment Council 15,360 95.57 22,395 61.71
American International Group, Inc. 15,181 95.58 15,044 61.69
Healthcare Of Ontario Pension Plan Trust Fund 15,000 95.60 214,100 61.71
MetLife Investment Management, LLC 14,825 95.58 14,542 61.68
Wellington Management Group Llp 14,346 95.57 10,152 61.66
Quantedge Capital Pte Ltd 14,100 95.60 36,100 61.72
Amalgamated Bank 12,129 95.56 12,044 61.69
Skandinaviska Enskilda Banken AB (publ) 12,000 95.58 51,100 61.70
Jane Street Group, Llc 11,912 95.62 48,800 61.70
Zacks Investment Management 11,226 95.58 11,565 61.74
Ubs Asset Management Americas Inc 10,425 95.54 11,472 61.72
Walleye Trading LLC 9,800 95.61 40,500 61.70
Guggenheim Capital Llc 9,145 95.57 13,291 61.70
Price T Rowe Associates Inc /md/ 8,465 95.69 6,572 61.78
Nomura Holdings Inc 7,982 95.59 0
Lazard Asset Management Llc 7,367 95.56 11,078 61.65
Wells Fargo & Company/mn 7,220 95.71 26,088 61.71
Group One Trading, L.p. 7,200 95.56 35,700 61.71
Envestnet Asset Management Inc 6,491 95.52 10,297 61.67
Cubist Systematic Strategies, LLC 5,465 95.52 22,738 61.70
Investors Research Corp 5,450 95.60 5,450 61.65
Shepherd Kaplan Krochuk, Llc 5,300 95.66 5,300 61.70
Macquarie Group Ltd 4,970 99.40 24,301 61.68
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 4,950 95.56 11,721 61.68
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 4,933 95.48 4,209 61.77
Gotham Asset Management, LLC 4,681 95.49 20,928 61.69
Vise Technologies, Inc. 4,304 95.49 0
Dynamic Technology Lab Private Ltd 4,147 95.49 9,920 61.69
Qube Research & Technologies Ltd 3,827 95.64 0
Alberta Investment Management Corp 3,610 95.57 17,981 61.73
Mercer Global Advisors Inc /adv 3,333 95.71 0
Boussard & Gavaudan Investment Management LLP 2,822 96.39 0
Ci Investments Inc. 2,689 95.57 4,558 61.65
Shell Asset Management Co 2,327 95.40 2,937 61.63
Pnc Financial Services Group, Inc. 2,205 95.69 2,274 62.01
Ameritas Investment Partners, Inc. 2,196 95.17 2,101 61.40
Maverick Capital Ltd 2,124 95.57 0
Advisor Group Holdings, Inc. 2,122 95.66 3,181 61.93
Metropolitan Life Insurance Co/ny 1,641 95.67 1,756 61.50
Tower Research Capital LLC (TRC) 1,626 95.33 1,995 61.65
Harvest Fund Management Co., Ltd 1,295 95.75 1,284 61.53
Quadrant Capital Group Llc 644 96.27 85 58.82
Zurcher Kantonalbank (Zurich Cantonalbank) 513 95.52 513 62.38
Nomura Asset Management Co Ltd 490 95.92 490 61.22
Northwestern Mutual Wealth Management Co 235 93.62 235 63.83
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 195 97.44 194 61.86
Brown Brothers Harriman & Co 160 93.75 160 62.50
Smithfield Trust Co 125 96.00 236 59.32
Fuller & Thaler Asset Management, Inc. 116 94.83 181,280 61.71
Covestor Ltd 94 95.74 141 63.83
Bessemer Group Inc 75 93.33 75 66.67
GW&K Investment Management, LLC 66 90.91 66 60.61
Parallel Advisors, LLC 62 96.77 31 64.52
Proequities, Inc. 52 96.15 52 57.69
Bell Investment Advisors, Inc 49 102.04 8
Meeder Asset Management Inc 22 90.91 30 66.67
Lindbrook Capital, Llc 11 90.91 20 50.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Balyasny Asset Management Llc 1,168,133 1,168,133 95.57 0 0.00
Norges Bank 285,086 285,086 81.68 0 0.00
Bank Of America Corp /de/ 272,936 634,126 95.57 361,190 61.71 75.57
Man Group plc 201,164 201,164 95.57 0 0.00
Goldman Sachs Group Inc 181,290 312,427 95.57 131,137 61.71 138.24
Hsbc Holdings Plc 99,397 99,397 96.01 0 0.00
New York Life Investment Management Llc 96,013 101,412 95.57 5,399 61.68 1778.35
Royal Bank Of Canada 93,937 108,467 95.57 14,530 61.67 646.50
Vanguard Group Inc 91,723 3,038,804 95.57 2,947,081 61.71 3.11
Credit Suisse Ag/ 54,000 58,989 95.59 4,989 61.74 1082.38
Natixis 48,774 48,774 95.69 0 0.00
UBS Group AG 47,436 48,215 95.55 779 61.62 6089.35
Hrt Financial Lp 44,724 72,037 95.56 27,313 61.69 163.75
Bank Of Montreal /can/ 31,601 115,573 100.09 83,972 65.76 37.63
Winton Capital Group Ltd 26,971 75,532 95.58 48,561 61.72 55.54
Jpmorgan Chase & Co 26,422 189,434 95.56 163,012 61.71 16.21
Renaissance Technologies Llc 25,700 213,400 95.57 187,700 61.71 13.69
FORA Capital, LLC 19,123 19,123 0.10 0 0.00
Nomura Holdings Inc 7,982 7,982 95.59 0 0.00
Rhumbline Advisers 7,573 88,599 95.57 81,026 61.71 9.35
Bank of New York Mellon Corp 6,568 312,248 95.57 305,680 61.71 2.15
Charles Schwab Investment Management Inc 6,097 358,515 95.57 352,418 61.71 1.73
First Trust Advisors Lp 5,559 62,460 95.57 56,901 61.70 9.77
Vise Technologies, Inc. 4,304 4,304 95.49 0 0.00
Wellington Management Group Llp 4,194 14,346 95.57 10,152 61.66 41.31
Geode Capital Management, Llc 4,127 496,147 95.57 492,020 61.71 0.84
Qube Research & Technologies Ltd 3,827 3,827 95.64 0 0.00
Mercer Global Advisors Inc /adv 3,333 3,333 95.71 0 0.00
Boussard & Gavaudan Investment Management LLP 2,822 2,822 96.39 0 0.00
Vident Investment Advisory, LLC 2,669 35,588 89.75 32,919 61.58 8.11
Maverick Capital Ltd 2,124 2,124 95.57 0 0.00
Bragg Financial Advisors, Inc 2,067 84,853 95.57 82,786 61.71 2.50
Price T Rowe Associates Inc /md/ 1,893 8,465 95.69 6,572 61.78 28.80
EES - WisdomTree U.S. SmallCap Fund N/A 1,479 45,016 95.57 43,537 61.72 3.40
Thrivent Financial For Lutherans 886 26,642 95.56 25,756 61.69 3.44
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 724 4,933 95.48 4,209 61.77 17.20
Quadrant Capital Group Llc 559 644 96.27 85 58.82 657.65
Aviance Capital Partners, LLC 548 17,532 95.60 16,984 61.71 3.23
Sei Investments Co 374 30,275 95.56 29,901 61.60 1.25
MetLife Investment Management, LLC 283 14,825 95.58 14,542 61.68 1.95
American International Group, Inc. 137 15,181 95.58 15,044 61.69 0.91
Ameritas Investment Partners, Inc. 95 2,196 95.17 2,101 61.40 4.52
Amalgamated Bank 85 12,129 95.56 12,044 61.69 0.71
Bell Investment Advisors, Inc 41 49 102.04 8 512.50
Parallel Advisors, LLC 31 62 96.77 31 64.52 100.00
Harvest Fund Management Co., Ltd 11 1,295 95.75 1,284 61.53 0.86
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 1 195 97.44 194 61.86 0.52
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Morgan Stanley 636,308 485,220 95.57 1,121,528 61.71 -56.74
Arrowstreet Capital, Limited Partnership 302,171 516,581 95.57 818,752 61.71 -36.91
Citigroup Inc 286,653 102,099 95.56 388,752 61.71 -73.74
Healthcare Of Ontario Pension Plan Trust Fund 199,100 15,000 95.60 214,100 61.71 -92.99
Fuller & Thaler Asset Management, Inc. 181,164 116 94.83 181,280 61.71 -99.94
Ameriprise Financial Inc 176,826 159,107 95.56 335,933 61.71 -52.64
Two Sigma Advisers, Lp 163,300 64,000 95.56 227,300 61.71 -71.84
BlackRock Inc. 137,665 4,158,483 95.57 4,296,148 61.71 -3.20
Stifel Financial Corp 68,499 18,038 95.58 86,537 61.71 -79.16
Principal Financial Group Inc 55,377 314,026 95.57 369,403 61.71 -14.99
Deutsche Bank Ag\ 42,026 23,635 95.58 65,661 61.70 -64.00
Skandinaviska Enskilda Banken AB (publ) 39,100 12,000 95.58 51,100 61.70 -76.52
Jane Street Group, Llc 36,888 11,912 95.62 48,800 61.70 -75.59
Quantedge Capital Pte Ltd 22,000 14,100 95.60 36,100 61.72 -60.94
Dimensional Fund Advisors Lp 21,205 2,102,988 95.57 2,124,193 61.71 -1.00
Macquarie Group Ltd 19,331 4,970 99.40 24,301 61.68 -79.55
Wells Fargo & Company/mn 18,868 7,220 95.71 26,088 61.71 -72.32
Aqr Capital Management Llc 18,815 30,983 95.57 49,798 61.71 -37.78
Cubist Systematic Strategies, LLC 17,273 5,465 95.52 22,738 61.70 -75.97
Invesco Ltd. 17,189 269,669 95.57 286,858 61.71 -5.99
Gotham Asset Management, LLC 16,247 4,681 95.49 20,928 61.69 -77.63
American Century Companies Inc 14,887 271,547 95.57 286,434 61.71 -5.20
Alberta Investment Management Corp 14,371 3,610 95.57 17,981 61.73 -79.92
Fmr Llc 14,231 75,941 95.56 90,172 61.72 -15.78
Voya Investment Management Llc 10,464 17,002 95.58 27,466 61.71 -38.10
Marathon Capital Management 8,675 40,057 95.56 48,732 61.70 -17.80
South Dakota Investment Council 7,035 15,360 95.57 22,395 61.71 -31.41
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 6,771 4,950 95.56 11,721 61.68 -57.77
Dynamic Technology Lab Private Ltd 5,773 4,147 95.49 9,920 61.69 -58.20
Guggenheim Capital Llc 4,146 9,145 95.57 13,291 61.70 -31.19
Envestnet Asset Management Inc 3,806 6,491 95.52 10,297 61.67 -36.96
Lazard Asset Management Llc 3,711 7,367 95.56 11,078 61.65 -33.50
Prelude Capital Management, Llc 3,096 128,802 95.57 131,898 61.71 -2.35
Northern Trust Corp 2,913 280,267 95.57 283,180 61.71 -1.03
Legal & General Group Plc 2,854 71,693 95.56 74,547 61.72 -3.83
Vestcor Inc 2,451 19,978 95.56 22,429 61.71 -10.93
Nuveen Asset Management, LLC 1,991 93,336 95.57 95,327 61.70 -2.09
Ci Investments Inc. 1,869 2,689 95.57 4,558 61.65 -41.00
Advisor Group Holdings, Inc. 1,059 2,122 95.66 3,181 61.93 -33.29
Ubs Asset Management Americas Inc 1,047 10,425 95.54 11,472 61.72 -9.13
Shell Asset Management Co 610 2,327 95.40 2,937 61.63 -20.77
LPL Financial LLC 584 16,900 95.56 17,484 61.71 -3.34
Swiss National Bank 500 16,700 95.57 17,200 61.69 -2.91
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 417 23,482 95.56 23,899 61.72 -1.74
Tower Research Capital LLC (TRC) 369 1,626 95.33 1,995 61.65 -18.50
Zacks Investment Management 339 11,226 95.58 11,565 61.74 -2.93
First Manhattan Co 320 61,555 95.56 61,875 61.71 -0.52
Metropolitan Life Insurance Co/ny 115 1,641 95.67 1,756 61.50 -6.55
Smithfield Trust Co 111 125 96.00 236 59.32 -47.03
Pnc Financial Services Group, Inc. 69 2,205 95.69 2,274 62.01 -3.03
Covestor Ltd 47 94 95.74 141 63.83 -33.33
Lindbrook Capital, Llc 9 11 90.91 20 50.00 -45.00
Meeder Asset Management Inc 8 22 90.91 30 66.67 -26.67
Name Current Puts
Brookfield Asset Management Inc. 8,400
Name Current Calls
Vazirani Asset Management LLC 500
Name
Name Previous Puts
Bnp Paribas Arbitrage, Sa 104,027
Name Previous Calls
Two Sigma Securities, Llc 11,800
K2 Principal Fund, L.p. 10,000
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Walleye Trading LLC 30,700 9,800 40,500 -75.80
Group One Trading, L.p. 28,500 7,200 35,700 -79.83
Parallax Volatility Advisers, L.P. 8,500 15,800 24,300 -34.98
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Susquehanna International Group, Llp 54,300 117,700 172,000 -31.57
Wolverine Trading, Llc 4,300 20,100 24,400 -17.62
Name