Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 775 65.00 61.73 63.03
Previous Quarter 772 85.00 86.36 85.50

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 45 154 528 15 184 237
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 3 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 2 2 4 2 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 10 1 116 1 35 60
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,679,268 0.00 0.00 6,190,918 0.00 0.00
Previous Quarter 4,404,546 0.00 0.00 6,456,430 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 4,379,868
BlackRock Inc. 4,296,148 61.71
VANGUARD GROUP INC 3,037,323
Vanguard Group Inc 2,947,081 61.71
Sixth Street Partners Management Company, L.P. 2,152,659 61.71
Dimensional Fund Advisors Lp 2,124,193 61.71
Sixth Street Partners Management Company, L.P. 2,007,000
DIMENSIONAL FUND ADVISORS LP 1,955,936
IJR - iShares Core S&P Small-Cap ETF 1,830,215 61.71
Hill City Capital, LP 1,434,268 61.71
Greenlight Capital Inc 1,327,898 61.71
Donald Smith & Co., Inc. 1,251,946 61.71
State Street Corp 1,164,281 61.71
Morgan Stanley 1,121,528 61.71
Lsv Asset Management 959,393 61.71
Arrowstreet Capital, Limited Partnership 818,752 61.71
GREENLIGHT CAPITAL INC 815,000
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,014 61.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 676,365 61.71
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 674,330 68.94

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 4,401,112 86.37
Vanguard Group Inc 3,088,488 86.37
Sixth Street Partners Management Company, L.P. 2,152,659 86.37
Dimensional Fund Advisors Lp 2,013,835 86.37
IJR - iShares Core S&P Small-Cap ETF 1,931,895 86.37
Hill City Capital, LP 1,434,268 86.37
State Street Corp 1,221,569 86.37
Donald Smith & Co., Inc. 1,157,911 86.37
Morgan Stanley 996,663 86.37
Lsv Asset Management 965,393 86.37
Greenlight Capital Inc 846,000 86.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 831,036 86.37
NAESX - Vanguard Small-Cap Index Fund Investor Shares 732,499 86.37
Arrowstreet Capital, Limited Partnership 694,909 86.37
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 656,330 80.33
IWM - iShares Russell 2000 ETF 651,067 86.37
Geode Capital Management, Llc 503,971 86.37
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 479,241 86.37
IJS - iShares S&P Small-Cap 600 Value ETF 443,426 86.37
Fisher Asset Management, LLC 376,787 86.37

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 3,037,323
DIMENSIONAL FUND ADVISORS LP 1,955,936
GREENLIGHT CAPITAL INC 815,000
FTLS - First Trust Long/Short Equity ETF 27,778 68.94
Jump Financial, LLC 26,100 61.72
XSMO - Invesco S&P SmallCap Momentum ETF 15,793 68.95
Pinnacle Holdings, LLC 14,875 61.71
VT - Vanguard Total World Stock Index Fund ETF Shares 13,138 68.96
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 11,721 61.68
JSCSX - JPMorgan U.S. Small Company Fund Class I 10,700 61.68
DADGX - Dunham Small Cap Growth Fund Class A 10,522 68.90
RYLD - Global X Russell 2000 Covered Call ETF 8,206 68.97
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 8,023 61.70
Connor, Clark & Lunn Investment Management Ltd. 7,870 61.75
Lingohr & Partner Asset Management GmbH 6,500 75.69
Empirical Finance, LLC 6,423 61.65
New York Life Investment Management Llc 5,399 61.68
ESGV - Vanguard ESG U.S. Stock ETF ETF Shares 4,900 69.80
Bayesian Capital Management, LP 4,876 61.73
CSML - IQ Chaikin U.S. Small Cap ETF 4,719 68.87
Name Shares PPS
Two Sigma Investments, Lp 247,013 86.37
Two Sigma Investments, Lp 247,013 86.37
Two Sigma Investments, Lp 247,013 86.37
Marshall Wace North America L.P. 100,056 81.68
Lonestar Capital Management LLC 100,000 86.37
Natixis 72,495 86.36
VEXPX - VANGUARD EXPLORER FUND Investor Shares 72,218 81.12
Group One Trading, L.p. 54,300 86.37
Empowered Funds, LLC 52,500 86.36
D. E. Shaw & Co., Inc. 49,839 86.36
Deutsche Bank Ag\ 45,878 86.36
Deutsche Bank Ag\ 45,878 86.36
Brant Point Investment Management Llc 44,499 86.36
EAM Global Investors LLC 42,263 86.36
Point72 Asset Management, L.P. 42,100 86.37
Berylson Capital Partners, Llc 39,200 86.38
Point72 Europe (London) LLP 34,914 86.38
Voloridge Investment Management, Llc 33,227 86.38
EAM Investors, LLC 32,589 86.38
Portolan Capital Management, LLC 29,613 86.38
BIVIX - Invenomic Fund Institutional Class shares 29,267 81.12
Black Swift Group, LLC 26,000 86.38
Artemis Investment Management LLP 25,665 86.19
FFTY - Innovator IBD(R) 50 ETF 24,154 80.32
SWSCX - Schwab Small-Cap Equity Fund 20,546 81.14
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 18,620 81.69
Alpha DNA Investment Management LLC 13,900 86.33
Balyasny Asset Management Llc 13,276 86.40
Freedom Day Solutions, LLC 12,620 86.37
Hudson Bay Capital Management LP 12,000 86.33
PDT Partners, LLC 10,309 86.33
SIXS - 6 Meridian Small Cap Equity ETF 9,989 87.60
SIXL - 6 Meridian Low Beta Equity Strategy ETF 8,566 87.56
Williams Jones Wealth Management, LLC. 8,400 86.43
Raymond James & Associates 8,214 86.32
Cetera Investment Advisers 7,505 86.34
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 7,200 94.17
MRSNX - BMO Small-Cap Value Fund Class I 6,977 87.57
AE Wealth Management LLC 6,781 86.42
Hsbc Holdings Plc 6,727 87.26
Caxton Associates Lp 6,508 86.36
DCM Advisors, LLC 6,061 86.29
6 Meridian 5,881 94.20
FORA Capital, LLC 5,310
Paloma Partners Management Co 5,178 86.33
Nwam Llc 5,135 86.47
Gsa Capital Partners Llp 5,081 86.40
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 4,761 94.10
Seven Eight Capital, Lp 4,564 86.33
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 4,500 94.22
Harvest Investment Services, LLC 3,994 86.13
Profund Advisors Llc 3,798 86.36
Range Financial Group LLC 3,601 86.36
CIBC Asset Management Inc 3,395 86.30
Corton Capital Inc. 3,276 86.39
Mercer Global Advisors Inc /adv 3,043 86.43
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,010 87.71
Creative Planning 3,000 86.33
Private Advisor Group, LLC 2,734 86.32
Cambria Investment Management, L.P. 2,684 86.44
Vise Technologies, Inc. 2,666 86.27
Cetera Advisors LLC 2,600 86.54
Crossmark Global Holdings, Inc. 2,490 86.35
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 2,077 93.89
Point72 Hong Kong Ltd 1,743 86.63
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 1,375 93.82
SQLV - Legg Mason Small-Cap Quality Value ETF 1,307 81.10
Penserra Capital Management LLC 1,287 86.25
Barclays Plc 582 85.91
Exane Derivatives 487 86.24
Neo Ivy Capital Management 474 84.39
LEQAX - LoCorr Dynamic Equity Fund Class A 431 85.85
Fortitude Advisory Group L.L.C. 375 85.33
APBAX - Active Core Fund Investor 365 87.67
Bank of New Hampshire 287 87.11
Financial Management Professionals, Inc. 183 87.43
Macroview Investment Management Llc 165 84.85
Gemmer Asset Management LLC 93 86.02
GHP Investment Advisors, Inc. 71 84.51
Tarbox Family Office, Inc. 62 80.65
Carroll Financial Associates, Inc. 55 90.91
IFP Advisors, Inc 35 57.14
Clear Street Markets Llc 10 100.00
Cordant, Inc. 8 125.00
Toronto Dominion Bank 3
APG Asset Management N.V.
BRYN MAWR TRUST Co
PSI Advisors, LLC
ClariVest Asset Management LLC
Invenomic Capital Management LP
Delphia (USA) Inc.
Oppenheimer & Co Inc
Cutler Group LP
Engineers Gate Manager LP
Maverick Capital Ltd
Man Group plc
Qube Research & Technologies Ltd
Barrett Asset Management, LLC
Westwood Holdings Group Inc
Wedbush Securities Inc
Blair William & Co/il
Eaton Vance Management
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Sandler Capital Management
First Citizens Bank & Trust Co
Change Path, LLC
Boussard & Gavaudan Investment Management LLP
Quantinno Capital Management LP
Towle & Co
Exchange Traded Concepts, Llc
NorthCoast Asset Management LLC
Quantitative Investment Management, LLC
Creative Financial Designs Inc /adv
Virtu Financial LLC
Sovarnum Capital L.p.
Cetera Advisor Networks LLC
O'shaughnessy Asset Management, Llc
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
Monarch Partners Asset Management LLC
Arkadios Wealth Advisors
Signet Financial Management, Llc
BIGRX - Income & Growth Fund Investor Class
Allianz Asset Management GmbH
AVGIX - Vp Income & Growth Fund Class I
Jacobs Levy Equity Management, Inc
Advisory Services Network, LLC
Nomura Holdings Inc
Dark Forest Capital Management Lp
Barrow Hanley Mewhinney & Strauss Llc
WMNUX - Westwood Alternative Income Fund ULTRA SHARES
Atwood & Palmer Inc
Credit Agricole S A
Fortis Advisors, LLC
Y-Intercept (Hong Kong) Ltd
KCMTX - AXS Multi-Strategy Alternatives Fund Class R-1 Shares
Atlas Private Wealth Advisors
Panagora Asset Management Inc
Lmcg Investments, Llc
State Of Wisconsin Investment Board
JBF Capital, Inc.
Iridian Asset Management Llc/ct
Tudor Investment Corp Et Al
Harbour Investments, Inc.
Cutler Group LP
SG3 Management, LLC
Scopus Asset Management, L.p.
C M Bidwell & Associates Ltd
Triumph Capital Management
USA Financial Portformulas Corp
Scopus Asset Management, L.p.
Css Llc/il
Cutler Group LP
Timelo Investment Management Inc.
FAAAX - Franklin K2 Alternative Strategies Fund Class A 78.36
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,379,868 4,401,112 86.37
Vanguard Group Inc 2,947,081 61.71 3,088,488 86.37
Sixth Street Partners Management Company, L.P. 2,152,659 61.71 2,152,659 86.37
Dimensional Fund Advisors Lp 2,124,193 61.71 2,013,835 86.37
IJR - iShares Core S&P Small-Cap ETF 1,830,215 61.71 1,931,895 86.37
Hill City Capital, LP 1,434,268 61.71 1,434,268 86.37
Greenlight Capital Inc 1,327,898 61.71 846,000 86.37
Donald Smith & Co., Inc. 1,251,946 61.71 1,157,911 86.37
State Street Corp 1,164,281 61.71 1,221,569 86.37
Morgan Stanley 1,121,528 61.71 996,663 86.37
Lsv Asset Management 959,393 61.71 965,393 86.37
Arrowstreet Capital, Limited Partnership 818,752 61.71 694,909 86.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,014 61.71 831,036 86.37
NAESX - Vanguard Small-Cap Index Fund Investor Shares 676,365 61.71 732,499 86.37
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 674,330 68.94 656,330 80.33
IWM - iShares Russell 2000 ETF 642,362 61.71 651,067 86.37
Geode Capital Management, Llc 492,020 61.71 503,971 86.37
IJS - iShares S&P Small-Cap 600 Value ETF 486,676 61.71 443,426 86.37
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 446,045 61.71 479,241 86.37
Citigroup Inc 388,752 61.71 326,007 86.37
Name Current Shares Current PPS Previous Shares Previous PPS
Norges Bank 268,100 68.11 0
Prelude Capital Management, Llc 131,898 61.71 0
SG Americas Securities, LLC 45,895 61.71 0
Tudor Investment Corp Et Al 36,303 61.70 0
Hrt Financial Lp 27,313 61.69 0
Jefferies Group LLC 12,387 61.68 0
Wellington Management Group Llp 10,152 61.66 0
Dynamic Technology Lab Private Ltd 9,920 61.69 0
Sciencast Management LP 4,524 75.15 0
Fox Run Management, L.l.c. 4,204 61.61 0
KBC Group NV 2,308 61.53 0
CX Institutional 596 62.08 0
Elequin Capital Lp 25 80.00 38 78.95
Signaturefd, Llc 25 80.00 38 78.95
Schubert & Co 17 58.82 4
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Greenlight Capital Inc 481,898 1,327,898 61.71 846,000 86.37 56.96
Bank Of America Corp /de/ 301,772 361,190 61.71 59,418 86.39 507.88
Norges Bank 268,100 268,100 68.11 0 0.00
Healthcare Of Ontario Pension Plan Trust Fund 211,000 214,100 61.71 3,100 86.45 6806.45
Marshall Wace, Llp 192,018 231,964 61.72 39,946 86.39 480.69
Prelude Capital Management, Llc 131,898 131,898 61.71 0 0.00
Morgan Stanley 124,865 1,121,528 61.71 996,663 86.37 12.53
Arrowstreet Capital, Limited Partnership 123,843 818,752 61.71 694,909 86.37 17.82
Dimensional Fund Advisors Lp 110,358 2,124,193 61.71 2,013,835 86.37 5.48
Donald Smith & Co., Inc. 94,035 1,251,946 61.71 1,157,911 86.37 8.12
CALF - Pacer US Small Cap Cash Cows 100 ETF 90,221 200,274 68.94 110,053 81.12 81.98
Pacer Advisors, Inc. 86,465 277,559 61.71 191,094 86.37 45.25
Jpmorgan Chase & Co 72,198 163,012 61.71 90,814 86.37 79.50
American Century Companies Inc 70,687 286,434 61.71 215,747 86.37 32.76
Holocene Advisors, LP 64,122 68,451 61.71 4,329 86.39 1481.22
Citigroup Inc 62,745 388,752 61.71 326,007 86.37 19.25
Renaissance Technologies Llc 62,700 187,700 61.71 125,000 86.37 50.16
AVUV - Avantis U.S. Small Cap Value ETF 48,028 209,260 69.71 161,232 78.36 29.79
SG Americas Securities, LLC 45,895 45,895 61.71 0 0.00
IJS - iShares S&P Small-Cap 600 Value ETF 43,250 486,676 61.71 443,426 86.37 9.75
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Telemark Asset Management, LLC 210,000 120,000 61.71 330,000 86.37 -63.64
Vanguard Group Inc 141,407 2,947,081 61.71 3,088,488 86.37 -4.58
Federated Hermes, Inc. 132,651 37,204 61.71 169,855 86.37 -78.10
Assenagon Asset Management S.A. 122,461 72,530 61.71 194,991 86.37 -62.80
Goldman Sachs Group Inc 103,096 131,137 61.71 234,233 86.37 -44.01
IJR - iShares Core S&P Small-Cap ETF 101,680 1,830,215 61.71 1,931,895 86.37 -5.26
Lord, Abbett & Co. Llc 77,121 113,414 61.71 190,535 86.37 -40.48
Millennium Management Llc 75,125 78,818 61.71 153,943 86.37 -48.80
Schroder Investment Management Group 69,660 15,273 62.79 84,933 88.38 -82.02
State Street Corp 57,288 1,164,281 61.71 1,221,569 86.37 -4.69
Two Sigma Advisers, Lp 56,800 227,300 61.71 284,100 86.37 -19.99
NAESX - Vanguard Small-Cap Index Fund Investor Shares 56,134 676,365 61.71 732,499 86.37 -7.66
XTN - SPDR(R) S&P(R) Transportation ETF 45,860 177,056 61.71 222,916 86.37 -20.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 38,022 793,014 61.71 831,036 86.37 -4.58
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 36,049 33,536 68.94 69,585 80.33 -51.81
LAMGX - Lord Abbett Micro-Cap Growth Fund Class A 33,961 36,313 68.93 70,274 80.33 -48.33
Ameriprise Financial Inc 33,471 335,933 61.71 369,404 86.37 -9.06
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 33,196 446,045 61.71 479,241 86.37 -6.93
Wells Fargo & Company/mn 32,906 26,088 61.71 58,994 86.36 -55.78
Bank of New York Mellon Corp 29,505 305,680 61.71 335,185 86.37 -8.80
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Cutler Group LP 0
SG3 Management, LLC 0
Css Llc/il 0
Name Previous Calls
Two Sigma Investments, Lp 247,013
Scopus Asset Management, L.p. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 1,200 39,200 38,000 3.16
Parallax Volatility Advisers, L.P. 4,600 24,300 19,700 23.35
Name Increased Calls Current Calls Previous Calls Percentage Increase
Two Sigma Securities, Llc 8,000 11,800 3,800 210.53
Walleye Trading LLC 18,700 40,500 21,800 85.78
Name
BPRRX - Boston Partners Long/Short Research Fund Investor Class
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Wolverine Trading, Llc 21,600 24,400 46,000 -46.96
Susquehanna International Group, Llp 10,000 172,000 182,000 -5.49
Simplex Trading, Llc 8,461 15,300 23,761 -35.61
Citadel Advisors Llc 5,100 100,100 105,200 -4.85
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 18,900 48,800 67,700 -27.92
Group One Trading, L.p. 18,600 35,700 54,300 -34.25
Name
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
JSCSX - JPMorgan U.S. Small Company Fund Class I 10,700 61.68
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 8,023 61.70
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 3,662 61.71
SAOAX - Guggenheim Alpha Opportunity Fund A 1,588 61.71
JNL SERIES TRUST - JNL/Mellon Industrials Sector Fund (A) 1,335 61.42
RYDEX VARIABLE TRUST - Guggenheim Long Short Equity Fund Variable Annuity 515 62.14
RYSRX - Guggenheim Long Short Equity Fund Class P 336 62.50
Guggenheim Variable Funds Trust - SERIES Z (ALPHA OPPORTUNITY SERIES) A 194 61.86
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 135 59.26
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 85 58.82
Name Shares PPS
LEQAX - LoCorr Dynamic Equity Fund Class A 431 85.85
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,830,215 61.71 1,931,895 86.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,014 61.71 831,036 86.37
NAESX - Vanguard Small-Cap Index Fund Investor Shares 676,365 61.71 732,499 86.37
IWM - iShares Russell 2000 ETF 642,362 61.71 651,067 86.37
IJS - iShares S&P Small-Cap 600 Value ETF 486,676 61.71 443,426 86.37
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 446,045 61.71 479,241 86.37
VEXMX - Vanguard Extended Market Index Fund Investor Shares 348,884 61.71 354,792 86.37
IWN - iShares Russell 2000 Value ETF 282,792 61.71 294,228 86.37
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 233,859 61.71 231,459 86.37
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 217,460 61.71 221,131 86.37
XTN - SPDR(R) S&P(R) Transportation ETF 177,056 61.71 222,916 86.37
SPSM - SPDR(R) Portfolio Small Cap ETF 120,906 61.71 122,516 86.37
BBVSX - Bridge Builder Small/Mid Cap Value Fund 72,450 61.71 71,673 86.36
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 69,906 61.71 73,512 86.37
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 53,933 61.71 53,933 86.37
SLY - SPDR(R) S & P 600 Small Cap ETF 48,385 61.71 49,746 86.38
EES - WisdomTree U.S. SmallCap Fund N/A 43,537 61.72 47,126 86.36
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 43,276 61.72 44,738 86.37
FTXNX - Fuller & Thaler Behavioral Small-Cap Growth Fund Investor Shares 35,555 61.71 27,270 86.36
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 35,511 61.70 38,600 86.37
HSGFX - Hussman Strategic Growth Fund 35,000 61.71 25,000 86.36
PSOPX - JPMorgan Small Cap Value Fund Class I 33,000 61.70 16,600 86.39
SMVIX - Simt Small Cap Value Fund Class I 29,328 61.72 30,643 86.38
ITOT - iShares Core S&P Total U.S. Stock Market ETF 28,640 61.70 26,141 86.38
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 25,756 61.69 21,977 86.36
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 24,564 61.72 21,925 86.39
OASVX - Optimum Small-mid Cap Value Fund Class A 24,100 61.70 24,100 86.39
ASQIX - Small Company Fund Investor Class 23,804 61.71 8,227 86.42
QCSTRX - Stock Account Class R1 23,103 61.72 24,754 86.37
FISVX - Fidelity Small Cap Value Index Fund 19,977 61.72 18,314 86.38
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 19,652 61.72 20,968 86.37
VBINX - Vanguard Balanced Index Fund Investor Shares 19,508 61.72 22,608 86.39
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 18,074 61.69 20,400 86.37
SPWIX - Simt Small Cap Growth Fund Class I 16,728 61.69 21,861 86.36
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 15,805 61.69 16,675 86.36
NSIDX - Northern Small Cap Index Fund 14,913 61.69 16,021 86.39
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 14,427 61.69 14,427 86.37
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 13,133 61.68 21,040 86.36
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 11,975 61.71 11,975 86.35
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 11,000 61.73 11,000 86.36
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 10,927 61.68 11,463 86.36
DEUTSCHE DWS VARIABLE SERIES II - DWS Small Mid Cap Value VIP Class A 10,887 61.72 10,887 86.34
WMKSX - WesMark Small Company Growth Fund 10,473 61.68 10,473 86.41
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 10,100 61.68 5,500 86.36
QCEQRX - Equity Index Account Class R1 9,879 61.75 15,514 86.37
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 9,191 61.69 10,161 86.41
SLLAX - SIMT Small Cap Fund Class F 9,110 61.69 16,210 86.37
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 8,952 61.66 8,952 86.35
IWV - iShares Russell 3000 ETF 7,982 61.76 8,009 86.40
VYSVX - Vericimetry U.S. Small Cap Value Fund 7,805 61.76 8,285 86.42
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 7,717 61.68 7,092 86.44
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 7,694 61.74 8,204 86.42
SVAL - iShares US Small Cap Value Factor ETF 7,624 61.65 7,369 86.31
MMSCX - Praxis Small Cap Index Fund Class A 7,090 61.78 7,090 86.32
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 6,576 61.74 6,781 86.42
SSMHX - State Street Small/mid Cap Equity Index Portfolio 6,235 61.75 6,335 86.35
JESIX - Small Cap Index Trust NAV 5,680 61.80 6,082 86.32
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 4,678 61.78 4,756 86.42
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 4,627 61.81 4,627 86.45
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 4,567 61.75 4,567 86.27
SPTM - SPDR(R) Portfolio Total Stock Market ETF 4,414 61.62 4,392 86.29
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,204 61.61 4,101 86.32
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,085 61.69 4,313 86.48
ASMOX - AQR Small Cap Momentum Style Fund Class I 3,759 61.72 4,299 86.30
QSMLX - AQR Small Cap Multi-Style Fund Class I 3,716 61.63 3,716 86.38
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,709 61.74 3,579 86.34
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,400 61.76 3,800 86.32
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,252 61.81 3,434 86.49
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 3,196 61.64 2,507 86.56
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,188 61.79 3,074 86.53
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,175 61.73 3,175 86.30
USMIX - Extended Market Index Fund 3,091 61.79 3,142 86.25
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 2,830 61.84 2,830 86.22
MXMTX - Great-West Small Cap Growth Fund Investor Class 2,744 61.59 4,267 86.48
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,683 61.87 2,062 86.32
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 2,620 61.83 2,620 86.26
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,473 61.87 2,473 86.53
TPSC - Timothy Plan US Small Cap Core ETF 2,044 61.64 1,648 86.17
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,731 61.81 1,731 86.66
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,618 61.80 1,351 86.60
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 1,490 61.74 1,673 86.07
HSAFX - Hussman Strategic Allocation Fund 1,400 61.43 1,000 86.00
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 1,285 61.48 199 85.43
RYPIX - Transportation Fund Investor Class 1,279 61.77 1,471 86.34
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,268 61.51 1,349 86.73
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 1,211 61.93 1,609 86.39
Profunds - Profund Vp Small-cap Value 1,196 61.87 1,589 86.22
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,160 62.07 926 86.39
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,081 61.98 662 86.10
TRZIX - T. Rowe Price Small-Cap Index Fund 1,072 61.57 1,015 86.70
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 930 61.29 930 86.02
XJR - iShares ESG Screened S&P Small-Cap ETF 904 61.95 706 86.40
QWVOX - Clearwater Small Companies Fund 809 61.80 1,309 86.33
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 807 61.96 777 86.23
VLU - SPDR S&P 1500 Value Tilt ETF 799 61.33 874 85.81
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 798 61.40 798 86.47
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 743 61.91 743 86.14
CSA - VictoryShares US Small Cap Volatility Wtd ETF 739 62.25 737 86.84
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 585 61.54 531 86.63
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 555 61.26 2,231 86.51
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 464 62.50 464 86.21
TLSTX - Stock Index Fund 421 61.76 421 85.51
JETSX - Total Stock Market Index Trust NAV 418 62.20 480 85.42
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 357 61.62 335 86.57
ROSC - Hartford Multifactor Small Cap ETF 329 60.79 353 84.99
RYDEX VARIABLE TRUST - Transportation Fund Variable Annuity 312 60.90 510 86.27
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 289 62.28 264 87.12
RYRRX - Russell 2000 Fund Class A 198 60.61 202 84.16
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 125 64.00 152 85.53
ESIX - SPDR S&P SmallCap 600 ESG ETF 112 62.50 117 85.47
MMTM - SPDR S&P 1500 Momentum Tilt ETF 111 63.06 66 90.91
Profunds - Profund Vp Ultrasmall-cap 102 58.82 145 89.66
Profunds - Profund Vp Small-cap 86 58.14 91 87.91
RYMKX - Russell 2000 1.5x Strategy Fund Class H 60 66.67 72 83.33
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 19 52.63 20 100.00
FLDOX - MODERATE ALLOCATION FUND Retail Class 5 207 91.79
Name Current Shares Current PPS Previous Shares Previous PPS
Prelude Capital Management, Llc 131,898 61.71 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Prelude Capital Management, Llc 131,898 131,898 61.71 0 0.00
IJS - iShares S&P Small-Cap 600 Value ETF 43,250 486,676 61.71 443,426 86.37 9.75
PSOPX - JPMorgan Small Cap Value Fund Class I 16,400 33,000 61.70 16,600 86.39 98.80
ASQIX - Small Company Fund Investor Class 15,577 23,804 61.71 8,227 86.42 189.34
HSGFX - Hussman Strategic Growth Fund 10,000 35,000 61.71 25,000 86.36 40.00
FTXNX - Fuller & Thaler Behavioral Small-Cap Growth Fund Investor Shares 8,285 35,555 61.71 27,270 86.36 30.38
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 4,600 10,100 61.68 5,500 86.36 83.64
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 3,779 25,756 61.69 21,977 86.36 17.20
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 2,639 24,564 61.72 21,925 86.39 12.04
ITOT - iShares Core S&P Total U.S. Stock Market ETF 2,499 28,640 61.70 26,141 86.38 9.56
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 2,400 233,859 61.71 231,459 86.37 1.04
FISVX - Fidelity Small Cap Value Index Fund 1,663 19,977 61.72 18,314 86.38 9.08
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 1,086 1,285 61.48 199 85.43 545.73
BBVSX - Bridge Builder Small/Mid Cap Value Fund 777 72,450 61.71 71,673 86.36 1.08
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 689 3,196 61.64 2,507 86.56 27.48
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 625 7,717 61.68 7,092 86.44 8.81
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 621 2,683 61.87 2,062 86.32 30.12
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 419 1,081 61.98 662 86.10 63.29
HSAFX - Hussman Strategic Allocation Fund 400 1,400 61.43 1,000 86.00 40.00
TPSC - Timothy Plan US Small Cap Core ETF 396 2,044 61.64 1,648 86.17 24.03
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 267 1,618 61.80 1,351 86.60 19.76
SVAL - iShares US Small Cap Value Factor ETF 255 7,624 61.65 7,369 86.31 3.46
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 234 1,160 62.07 926 86.39 25.27
XJR - iShares ESG Screened S&P Small-Cap ETF 198 904 61.95 706 86.40 28.05
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 130 3,709 61.74 3,579 86.34 3.63
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 114 3,188 61.79 3,074 86.53 3.71
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 103 4,204 61.61 4,101 86.32 2.51
TRZIX - T. Rowe Price Small-Cap Index Fund 57 1,072 61.57 1,015 86.70 5.62
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 54 585 61.54 531 86.63 10.17
MMTM - SPDR S&P 1500 Momentum Tilt ETF 45 111 63.06 66 90.91 68.18
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 30 807 61.96 777 86.23 3.86
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 25 289 62.28 264 87.12 9.47
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 4,414 61.62 4,392 86.29 0.50
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 22 357 61.62 335 86.57 6.57
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2 739 62.25 737 86.84 0.27
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 101,680 1,830,215 61.71 1,931,895 86.37 -5.26
NAESX - Vanguard Small-Cap Index Fund Investor Shares 56,134 676,365 61.71 732,499 86.37 -7.66
XTN - SPDR(R) S&P(R) Transportation ETF 45,860 177,056 61.71 222,916 86.37 -20.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 38,022 793,014 61.71 831,036 86.37 -4.58
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 33,196 446,045 61.71 479,241 86.37 -6.93
IWN - iShares Russell 2000 Value ETF 11,436 282,792 61.71 294,228 86.37 -3.89
IWM - iShares Russell 2000 ETF 8,705 642,362 61.71 651,067 86.37 -1.34
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 7,907 13,133 61.68 21,040 86.36 -37.58
SLLAX - SIMT Small Cap Fund Class F 7,100 9,110 61.69 16,210 86.37 -43.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 5,908 348,884 61.71 354,792 86.37 -1.67
QCEQRX - Equity Index Account Class R1 5,635 9,879 61.75 15,514 86.37 -36.32
SPWIX - Simt Small Cap Growth Fund Class I 5,133 16,728 61.69 21,861 86.36 -23.48
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 3,671 217,460 61.71 221,131 86.37 -1.66
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 3,606 69,906 61.71 73,512 86.37 -4.91
EES - WisdomTree U.S. SmallCap Fund N/A 3,589 43,537 61.72 47,126 86.36 -7.62
VBINX - Vanguard Balanced Index Fund Investor Shares 3,100 19,508 61.72 22,608 86.39 -13.71
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 3,089 35,511 61.70 38,600 86.37 -8.00
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 2,326 18,074 61.69 20,400 86.37 -11.40
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,676 555 61.26 2,231 86.51 -75.12
QCSTRX - Stock Account Class R1 1,651 23,103 61.72 24,754 86.37 -6.67
SPSM - SPDR(R) Portfolio Small Cap ETF 1,610 120,906 61.71 122,516 86.37 -1.31
MXMTX - Great-West Small Cap Growth Fund Investor Class 1,523 2,744 61.59 4,267 86.48 -35.69
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 1,462 43,276 61.72 44,738 86.37 -3.27
SLY - SPDR(R) S & P 600 Small Cap ETF 1,361 48,385 61.71 49,746 86.38 -2.74
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,316 19,652 61.72 20,968 86.37 -6.28
SMVIX - Simt Small Cap Value Fund Class I 1,315 29,328 61.72 30,643 86.38 -4.29
NSIDX - Northern Small Cap Index Fund 1,108 14,913 61.69 16,021 86.39 -6.92
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 970 9,191 61.69 10,161 86.41 -9.55
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 870 15,805 61.69 16,675 86.36 -5.22
ASMOX - AQR Small Cap Momentum Style Fund Class I 540 3,759 61.72 4,299 86.30 -12.56
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 536 10,927 61.68 11,463 86.36 -4.68
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 510 7,694 61.74 8,204 86.42 -6.22
QWVOX - Clearwater Small Companies Fund 500 809 61.80 1,309 86.33 -38.20
VYSVX - Vericimetry U.S. Small Cap Value Fund 480 7,805 61.76 8,285 86.42 -5.79
JESIX - Small Cap Index Trust NAV 402 5,680 61.80 6,082 86.32 -6.61
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 400 3,400 61.76 3,800 86.32 -10.53
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 398 1,211 61.93 1,609 86.39 -24.74
Profunds - Profund Vp Small-cap Value 393 1,196 61.87 1,589 86.22 -24.73
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 228 4,085 61.69 4,313 86.48 -5.29
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 205 6,576 61.74 6,781 86.42 -3.02
FLDOX - MODERATE ALLOCATION FUND Retail Class 202 5 207 91.79 -97.58
RYDEX VARIABLE TRUST - Transportation Fund Variable Annuity 198 312 60.90 510 86.27 -38.82
RYPIX - Transportation Fund Investor Class 192 1,279 61.77 1,471 86.34 -13.05
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 183 1,490 61.74 1,673 86.07 -10.94
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 182 3,252 61.81 3,434 86.49 -5.30
SSMHX - State Street Small/mid Cap Equity Index Portfolio 100 6,235 61.75 6,335 86.35 -1.58
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 81 1,268 61.51 1,349 86.73 -6.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 78 4,678 61.78 4,756 86.42 -1.64
VLU - SPDR S&P 1500 Value Tilt ETF 75 799 61.33 874 85.81 -8.58
JETSX - Total Stock Market Index Trust NAV 62 418 62.20 480 85.42 -12.92
USMIX - Extended Market Index Fund 51 3,091 61.79 3,142 86.25 -1.62
Profunds - Profund Vp Ultrasmall-cap 43 102 58.82 145 89.66 -29.66
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 27 125 64.00 152 85.53 -17.76
IWV - iShares Russell 3000 ETF 27 7,982 61.76 8,009 86.40 -0.34
ROSC - Hartford Multifactor Small Cap ETF 24 329 60.79 353 84.99 -6.80
RYMKX - Russell 2000 1.5x Strategy Fund Class H 12 60 66.67 72 83.33 -16.67
Profunds - Profund Vp Small-cap 5 86 58.14 91 87.91 -5.49
ESIX - SPDR S&P SmallCap 600 ESG ETF 5 112 62.50 117 85.47 -4.27
RYRRX - Russell 2000 Fund Class A 4 198 60.61 202 84.16 -1.98
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 19 52.63 20 100.00 -5.00
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