Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 542 16.00 14.56 15.56
Previous Quarter 558 67.00 20.09 21.20

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 43 113 392 15 153 144
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 3 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 0 1 1 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 7 0 110 0 29 42
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 11,291,851 0.00 0.00 7,627,624 0.00 0.00
Previous Quarter 5,856,840 0.00 0.00 7,614,925 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 5,828,563 14.55
BlackRock Inc. 5,315,977
Vanguard Group Inc 3,875,424 14.55
VANGUARD GROUP INC 3,754,972
IJR - iShares Core S&P Small-Cap ETF 2,144,842 14.55
Copeland Capital Management, LLC 2,034,442 14.55
Copeland Capital Management, LLC 2,021,203
Dimensional Fund Advisors Lp 1,447,623 14.55
State Street Corp 1,282,329 14.66
Bank Of America Corp /de/ 1,066,328 14.55
Palisade Capital Management Llc/nj 966,466 14.55
Lsv Asset Management 862,278 14.55
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 853,131 14.55
Solas Capital Management, LLC 824,000 14.55
NAESX - Vanguard Small-Cap Index Fund Investor Shares 733,599 14.55
IWM - iShares Russell 2000 ETF 717,295 14.55
IJS - iShares S&P Small-Cap 600 Value ETF 569,185 14.55
Geode Capital Management, Llc 533,353 14.55
Hotchkis & Wiley Capital Management Llc 530,780 14.55
Jacobs Levy Equity Management, Inc 503,473 14.55

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 5,714,504 20.08
Vanguard Group Inc 3,976,760 20.08
IJR - iShares Core S&P Small-Cap ETF 2,254,796 20.08
Copeland Capital Management, LLC 2,040,647 20.08
Dimensional Fund Advisors Lp 1,421,931 20.08
State Street Corp 1,269,868 20.19
Bank Of America Corp /de/ 956,886 20.08
Palisade Capital Management Llc/nj 953,486 20.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 894,931 20.08
Lsv Asset Management 867,628 20.08
NAESX - Vanguard Small-Cap Index Fund Investor Shares 758,335 20.08
Russell Investments Group, Ltd. 723,527 20.08
Royce & Associates Lp 721,214 20.08
IWM - iShares Russell 2000 ETF 714,345 20.08
Geode Capital Management, Llc 553,093 20.08
IJS - iShares S&P Small-Cap 600 Value ETF 516,631 20.08
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 508,501 20.08
Solas Capital Management, LLC 508,200 20.08
Northern Trust Corp 497,007 20.08
Hotchkis & Wiley Capital Management Llc 476,880 20.08

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 3,754,972
VIG - Vanguard Dividend Appreciation Index Fund ETF Shares 192,622 20.53
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 80,878 20.52
FNDA - Schwab Fundamental U.S. Small Company Index ETF 68,780 19.56
IWC - iShares Micro-Cap ETF 63,434 14.55
Intrepid Capital Management Inc 51,929 14.79
ICMAX - Intrepid Endurance Fund Investor Class 38,185 14.56
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 27,994 14.54
BARCLAYS PLC 26,680
New York Life Investment Management Llc 23,224 14.55
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 20,702 20.53
CSML - IQ Chaikin U.S. Small Cap ETF 20,302 20.54
Twinbeech Capital Lp 19,968 14.57
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 19,652 14.55
Aigen Investment Management, Lp 18,042 14.58
LPL Financial LLC 17,795 14.55
Martingale Asset Management L P 15,949 14.61
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 12,557 20.55
DGS Capital Management, LLC 11,380 14.59
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 9,580 14.51
Name Shares PPS
Loomis Sayles & Co L P 439,697 20.08
Phocas Financial Corp. 202,140 20.08
FCPVX - Fidelity Small Cap Value Fund 195,541 23.39
FirstPurpose Wealth LLC 133,146 28.77
Bnp Paribas Arbitrage, Sa 60,939 56.65
South Dakota Investment Council 37,960 20.07
Citadel Advisors Llc 37,376 20.07
CDGRX - Copeland Risk Managed Dividend Growth Fund Class A shares 31,983 22.20
Occudo Quantitative Strategies Lp 21,043 20.10
SWSCX - Schwab Small-Cap Equity Fund 19,755 23.39
MMEAX - Victory Integrity Discovery Fund Class A 17,000 24.65
HOMZ - Hoya Capital Housing ETF 16,188 22.18
Schonfeld Strategic Advisors LLC 16,000 20.06
Prescott Group Capital Management, L.l.c. 15,000 20.07
Oppenheimer Asset Management Inc. 12,373 20.04
Commonwealth Equity Services, Llc 11,558 20.07
Susquehanna International Group, Llp 11,316 20.06
Personal Cfo Solutions, Llc 10,311 20.08
Royce Value Trust Inc 4,363 24.75
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,513 22.20
SQLV - Legg Mason Small-Cap Quality Value ETF 3,029 23.44
State of Wyoming 2,822 20.20
Icapital Wealth Llc 1,683 20830.07
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,485 27.61
FCUTX - Fidelity Flex Small Cap Fund 1,457 23.34
HLGE - Hartford Longevity Economy ETF 1,241 24.98
QWVOX - Clearwater Small Companies Fund 800 25.00
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 575 24.35
Life Planning Partners, Inc 345 20.29
Covington Capital Management 216 18.52
Bessemer Group Inc 194 20.62
NEXT Financial Group, Inc 177 28.25
PVFIX - Pinnacle Value Fund 100 20.00
Denali Advisors Llc 87 22.99
Prospera Financial Services Inc 43 23.26
Versant Capital Management, Inc 12
Toronto Dominion Bank 4
O'shaughnessy Asset Management, Llc
Hudock, Inc.
Canada Pension Plan Investment Board
Macroview Investment Management Llc
Raymond James Financial Services Advisors, Inc.
AE Wealth Management LLC
CWM Advisors, LLC
Capital Growth Management Lp
Marshall Wace North America L.P.
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF
Glassman Wealth Services
Strategic Blueprint, LLC
Landsberg, Bennett, & Dubbaneh LLC
Penserra Capital Management LLC
Crossmark Global Holdings, Inc.
Systematic Alpha Investments, LLC
Lombard Odier Asset Management (USA) Corp
Advisory Services Network, LLC
EverSource Wealth Advisors, LLC
Quantbot Technologies LP
Verdad Advisers, LP
Global Retirement Partners, LLC
Quadrature Capital Ltd
Kowal Investment Group, LLC
Cresset Asset Management, LLC
FourThought Financial, LLC
ProShare Advisors LLC
Cutler Group LP
Arizona State Retirement System
Panagora Asset Management Inc
Pacer Advisors, Inc.
Grace Capital
Northwestern Mutual Wealth Management Co
Alpha DNA Investment Management LLC
James Investment Research Inc
Fox Run Management, L.l.c.
Eagle Asset Management Inc
Am Investment Strategies Llc
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A
Jacobi Capital Management LLC
Dividend Asset Capital, Llc
Ergoteles LLC
Norges Bank
Dark Forest Capital Management Lp
Advisors Asset Management, Inc.
Nomura Asset Management Co Ltd
Standard Family Office LLC
SENT - AdvisorShares Alpha DNA Equity Sentiment ETF
Moneta Group Investment Advisors Llc
Harbour Investments, Inc.
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional
Rice Hall James & Associates, Llc
Delos Wealth Advisors, LLC
Advantage Alpha Capital Partners LP
Trexquant Investment LP
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y
Voloridge Investment Management, Llc
Gemmer Asset Management LLC
Origin Asset Management LLP
Balyasny Asset Management Llc
C M Bidwell & Associates Ltd
Burney Co/
SG Americas Securities, LLC
Point72 Hong Kong Ltd
Weaver C. Barksdale & Associates, Inc.
Parkside Financial Bank & Trust
Bank Of Montreal /can/
Hawkeye Capital Management, LLC
Heritage Wealth Management, Llc
Summit Global Investments
Monarch Partners Asset Management LLC
Ziegler Capital Management, LLC
Eaton Vance Management
Sageworth Trust Co
Simplex Trading, Llc
Two Sigma Investments, Lp
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 5,828,563 14.55 5,714,504 20.08
Vanguard Group Inc 3,875,424 14.55 3,976,760 20.08
IJR - iShares Core S&P Small-Cap ETF 2,144,842 14.55 2,254,796 20.08
Copeland Capital Management, LLC 2,034,442 14.55 2,040,647 20.08
Dimensional Fund Advisors Lp 1,447,623 14.55 1,421,931 20.08
State Street Corp 1,282,329 14.66 1,269,868 20.19
Bank Of America Corp /de/ 1,066,328 14.55 956,886 20.08
Palisade Capital Management Llc/nj 966,466 14.55 953,486 20.08
Lsv Asset Management 862,278 14.55 867,628 20.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 853,131 14.55 894,931 20.08
Solas Capital Management, LLC 824,000 14.55 508,200 20.08
NAESX - Vanguard Small-Cap Index Fund Investor Shares 733,599 14.55 758,335 20.08
IWM - iShares Russell 2000 ETF 717,295 14.55 714,345 20.08
IJS - iShares S&P Small-Cap 600 Value ETF 569,185 14.55 516,631 20.08
Geode Capital Management, Llc 533,353 14.55 553,093 20.08
Hotchkis & Wiley Capital Management Llc 530,780 14.55 476,880 20.08
Jacobs Levy Equity Management, Inc 503,473 14.55 402,763 20.08
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 488,316 14.55 508,501 20.08
Northern Trust Corp 485,848 14.55 497,007 20.08
Jpmorgan Chase & Co 479,725 14.55 333,664 20.08
Name Current Shares Current PPS Previous Shares Previous PPS
NMSAX - Columbia Small Cap Index Fund Class A 226,976 29.19 126,998 20.99
Walleye Capital LLC 68,139 14.54 0
Dynamic Technology Lab Private Ltd 33,534 14.55 0
Cubist Systematic Strategies, LLC 32,069 14.56 0
Jump Financial, LLC 31,328 14.56 0
PDT Partners, LLC 27,108 14.53 0
Hrt Financial Lp 24,154 14.53 0
Winton Capital Group Ltd 22,763 14.54 0
ExodusPoint Capital Management, LP 14,658 14.53 0
Snowden Capital Advisors LLC 14,374 14.54 0
Lazard Asset Management Llc 5,858 14.51 0
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 1,218 14.78 0
Guggenheim Active Allocation Fund 183 21.86 379 21.11
Meeder Asset Management Inc 47 21.28 49 20.41
JJJ Advisors Inc. 46 21.74 159 18.87
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Solas Capital Management, LLC 315,800 824,000 14.55 508,200 20.08 62.14
Millennium Management Llc 313,044 346,338 14.55 33,294 20.09 940.24
Citadel Advisors Llc 227,756 265,132 14.55 37,376 20.07 609.36
Morgan Stanley 205,612 387,982 14.55 182,370 20.07 112.74
Jpmorgan Chase & Co 146,061 479,725 14.55 333,664 20.08 43.77
Los Angeles Capital Management Llc 140,246 153,216 14.55 12,970 20.05 1081.31
Goldman Sachs Group Inc 135,736 205,893 14.55 70,157 20.07 193.47
BlackRock Inc. 114,059 5,828,563 14.55 5,714,504 20.08 2.00
Bank Of America Corp /de/ 109,442 1,066,328 14.55 956,886 20.08 11.44
Jacobs Levy Equity Management, Inc 100,710 503,473 14.55 402,763 20.08 25.00
NMSAX - Columbia Small Cap Index Fund Class A 99,978 226,976 29.19 126,998 20.99 78.72
Charles Schwab Investment Management Inc 96,594 401,111 14.55 304,517 20.08 31.72
Qube Research & Technologies Ltd 74,214 90,609 14.55 16,395 20.07 452.66
Walleye Capital LLC 68,139 68,139 14.54 0 0.00
SLLAX - SIMT Small Cap Fund Class F 65,031 127,668 14.55 62,637 20.08 103.82
ROFCX - Royce Opportunity Fund Consultant Class 60,800 172,200 14.55 111,400 20.08 54.58
Brandywine Global Investment Management, LLC 60,743 204,043 14.55 143,300 20.08 42.39
American Century Companies Inc 59,286 249,143 14.55 189,857 20.08 31.23
Hotchkis & Wiley Capital Management Llc 53,900 530,780 14.55 476,880 20.08 11.30
IJS - iShares S&P Small-Cap 600 Value ETF 52,554 569,185 14.55 516,631 20.08 10.17
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Royce & Associates Lp 342,468 378,746 14.55 721,214 20.08 -47.48
Russell Investments Group, Ltd. 301,265 422,262 14.54 723,527 20.08 -41.64
Ancora Advisors, LLC 300,871 55,794 14.55 356,665 20.08 -84.36
Nuveen Asset Management, LLC 231,985 152,340 14.55 384,325 22.02 -60.36
RCPFX - Royce Capital Fund - Small-Cap Portfolio Investment Class 186,463 45,086 14.55 231,549 20.08 -80.53
PENNX - Royce Pennsylvania Mutual Fund Investment Class 146,203 47,224 14.55 193,427 20.08 -75.59
IJR - iShares Core S&P Small-Cap ETF 109,954 2,144,842 14.55 2,254,796 20.08 -4.88
Vanguard Group Inc 101,336 3,875,424 14.55 3,976,760 20.08 -2.55
AATIX - Ancora/Thelen Small-Mid Cap Class I 95,423 16,967 14.56 112,390 20.08 -84.90
RVFCX - Royce Small-Cap Value Fund Consultant Class 89,802 21,436 14.55 111,238 20.08 -80.73
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 77,426 31,700 14.54 109,126 20.08 -70.95
Gsa Capital Partners Llp 75,885 37,978 14.56 113,863 20.08 -66.65
QCSTRX - Stock Account Class R1 66,876 25,758 14.56 92,634 20.08 -72.19
REBYX - U.S. Small Cap Equity Fund Class Y 48,024 69,865 20.53 117,889 21.17 -40.74
Wells Fargo & Company/mn 43,692 12,441 14.55 56,133 20.06 -77.84
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 41,800 853,131 14.55 894,931 20.08 -4.67
VMNFX - Vanguard Market Neutral Fund Investor Shares 33,077 33,978 14.54 67,055 20.07 -49.33
Bank of New York Mellon Corp 33,008 364,127 14.55 397,135 20.08 -8.31
Allspring Global Investments Holdings, LLC 28,180 1,725 14.49 29,905 20.06 -94.23
NAESX - Vanguard Small-Cap Index Fund Investor Shares 24,736 733,599 14.55 758,335 20.08 -3.26
Name Current Puts
Connacht Asset Management LP 50,000
Wolverine Trading, Llc 13,200
Atika Capital Management LLC 3,052
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Susquehanna International Group, Llp 12,084 23,400 11,316 106.79
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
UBS Group AG 6,486 2,500 8,986 -72.18
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
IWC - iShares Micro-Cap ETF 63,434 14.55
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 9,580 14.51
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 6,146 14.48
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,400 14.63
TPSC - Timothy Plan US Small Cap Core ETF 4,050 14.57
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 2,208 14.49
ESIX - SPDR S&P SmallCap 600 ESG ETF 114 17.54
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 2,144,842 14.55 2,254,796 20.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 853,131 14.55 894,931 20.08
NAESX - Vanguard Small-Cap Index Fund Investor Shares 733,599 14.55 758,335 20.08
IWM - iShares Russell 2000 ETF 717,295 14.55 714,345 20.08
IJS - iShares S&P Small-Cap 600 Value ETF 569,185 14.55 516,631 20.08
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 488,316 14.55 508,501 20.08
VEXMX - Vanguard Extended Market Index Fund Investor Shares 427,623 14.55 420,778 20.08
IWN - iShares Russell 2000 Value ETF 316,549 14.55 323,714 20.08
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 280,314 14.55 279,639 20.08
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 264,481 14.55 259,539 20.08
CBHAX - Victory Market Neutral Income Fund Class A 224,473 14.55 204,942 20.08
VSEQX - Vanguard Strategic Equity Fund Investor Shares 166,515 14.55 166,515 20.08
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 150,089 16.50 117,569 28.77
SPSM - SPDR(R) Portfolio Small Cap ETF 147,076 14.55 143,368 20.08
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 130,043 14.55 130,043 20.08
SLLAX - SIMT Small Cap Fund Class F 127,668 14.55 62,637 20.08
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 89,623 14.55 86,143 20.08
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 81,346 14.56 85,522 20.08
NOSGX - Northern Small Cap Value Fund 76,895 14.55 77,882 20.08
KSDVX - Keeley Small Cap Dividend Value Fund Class A 74,219 14.55 74,219 20.08
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 64,553 14.55 64,553 20.08
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 57,000 14.54 57,000 20.09
SLY - SPDR(R) S & P 600 Small Cap ETF 56,524 14.54 57,937 20.07
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 55,702 14.54 53,954 20.07
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 48,408 14.54 48,408 20.08
OASVX - Optimum Small-mid Cap Value Fund Class A 45,700 14.55 45,700 20.09
EES - WisdomTree U.S. SmallCap Fund N/A 44,549 14.55 48,222 20.07
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 41,381 14.55 41,381 20.08
ITOT - iShares Core S&P Total U.S. Stock Market ETF 37,370 14.56 34,038 20.07
BBVSX - Bridge Builder Small/Mid Cap Value Fund 37,235 14.56 35,356 20.08
VMNFX - Vanguard Market Neutral Fund Investor Shares 33,978 14.54 67,055 20.07
SMVIX - Simt Small Cap Value Fund Class I 33,374 14.56 35,883 20.09
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 31,700 14.54 109,126 20.08
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 30,170 14.55 25,629 20.09
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Select Small Cap Value Fund Class 3 29,618 16.51 29,618 28.77
GSCYX - SMALL CAP EQUITY FUND Institutional 29,281 14.55 29,281 20.08
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 28,744 14.54 24,797 20.08
VBINX - Vanguard Balanced Index Fund Investor Shares 27,396 14.56 27,396 20.08
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 26,466 14.55 12,634 20.10
QCSTRX - Stock Account Class R1 25,758 14.56 92,634 20.08
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 23,020 14.55 24,241 20.09
FISVX - Fidelity Small Cap Value Index Fund 21,698 14.56 19,649 20.10
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 18,505 14.54 19,446 20.06
QCEQRX - Equity Index Account Class R1 18,402 14.56 18,402 20.11
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 17,073 14.53 22,641 20.10
NSIDX - Northern Small Cap Index Fund 16,128 14.57 17,256 20.05
KSMVX - Keeley Small-Mid Cap Value Fund Class A 15,610 14.54 16,216 20.10
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 14,300 14.55 14,300 20.07
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 13,892 14.54 13,892 20.08
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 13,477 14.54 10,573 20.05
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 13,209 14.54 13,209 20.06
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 11,043 14.58 9,463 20.08
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 10,700 14.58 10,700 20.09
PEXMX - T. Rowe Price Extended Equity Market Index Fund 10,567 14.57 10,567 20.06
IWV - iShares Russell 3000 ETF 9,356 14.54 9,386 20.03
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,143 14.55 9,143 20.12
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 8,569 14.59 7,801 20.13
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 8,257 14.53 4,397 20.01
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,461 14.61 7,461 20.10
SSMHX - State Street Small/mid Cap Equity Index Portfolio 7,448 14.50 7,448 20.14
JESIX - Small Cap Index Trust NAV 6,388 14.56 7,096 20.01
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 6,240 14.58 7,054 20.13
SPTM - SPDR(R) Portfolio Total Stock Market ETF 5,734 14.48 5,712 20.13
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 5,686 14.60 2,398 20.02
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,218 14.56 5,464 20.13
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,725 14.60 4,663 20.16
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 4,500 14.44 4,500 20.00
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,459 14.58 4,459 20.18
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,387 14.59 4,713 20.16
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 3,964 14.63 3,964 20.18
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,890 14.65 3,890 20.05
USMIX - Extended Market Index Fund 3,626 14.62 3,676 20.13
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,493 14.60 2,925 20.17
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,462 14.44 3,462 20.22
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 3,447 14.51 3,476 20.14
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,340 14.67 4,240 20.05
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 3,280 14.63 3,280 20.12
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,094 14.54 3,615 20.19
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 3,050 14.43 3,150 20.00
ROSC - Hartford Multifactor Small Cap ETF 2,904 14.46 2,907 19.95
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 2,873 14.62 2,873 20.19
PMJIX - PIMCO RAE US Small Fund Institutional Class 2,314 14.69 2,714 19.90
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,265 14.57 2,405 19.96
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 1,806 14.40 1,806 19.93
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,785 14.57 1,779 20.24
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,777 14.63 2,730 20.15
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,705 14.66 1,505 19.93
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,497 14.70 1,497 20.04
Profunds - Profund Vp Small-cap Value 1,396 14.33 1,854 19.96
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,356 14.75 1,356 19.91
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 1,348 14.84 1,348 20.03
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,340 14.18 5,391 20.03
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 1,331 14.27 1,331 20.29
TRZIX - T. Rowe Price Small-Cap Index Fund 1,185 14.35 1,123 20.48
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,093 14.64 1,093 20.13
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,062 14.12 1,062 19.77
XJR - iShares ESG Screened S&P Small-Cap ETF 1,059 14.16 818 19.56
VLU - SPDR S&P 1500 Value Tilt ETF 957 14.63 1,047 20.06
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 892 14.57 892 20.18
JETSX - Total Stock Market Index Trust NAV 685 14.60 685 20.44
TLSTX - Stock Index Fund 667 14.99 667 19.49
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 468 14.96 468 19.23
NCGFX - New Covenant Growth Fund 416 14.42 416 19.23
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 397 15.11 397 20.15
Humankind Benefit Corp - Humankind US Stock ETF 353 14.16 382 20.94
RYRRX - Russell 2000 Fund Class A 215 13.95 219 18.26
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 135 14.81 166 18.07
Profunds - Profund Vp Ultrasmall-cap 110 18.18 157 19.11
Profunds - Profund Vp Small-cap 93 10.75 99 20.20
RYMKX - Russell 2000 1.5x Strategy Fund Class H 65 15.38 84 23.81
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
SLLAX - SIMT Small Cap Fund Class F 65,031 127,668 14.55 62,637 20.08 103.82
IJS - iShares S&P Small-Cap 600 Value ETF 52,554 569,185 14.55 516,631 20.08 10.17
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 32,520 150,089 16.50 117,569 28.77 27.66
CBHAX - Victory Market Neutral Income Fund Class A 19,531 224,473 14.55 204,942 20.08 9.53
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 13,832 26,466 14.55 12,634 20.10 109.48
VEXMX - Vanguard Extended Market Index Fund Investor Shares 6,845 427,623 14.55 420,778 20.08 1.63
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 4,942 264,481 14.55 259,539 20.08 1.90
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 4,541 30,170 14.55 25,629 20.09 17.72
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 3,947 28,744 14.54 24,797 20.08 15.92
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,860 8,257 14.53 4,397 20.01 87.79
SPSM - SPDR(R) Portfolio Small Cap ETF 3,708 147,076 14.55 143,368 20.08 2.59
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 3,480 89,623 14.55 86,143 20.08 4.04
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 37,370 14.56 34,038 20.07 9.79
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 3,288 5,686 14.60 2,398 20.02 137.11
IWM - iShares Russell 2000 ETF 2,950 717,295 14.55 714,345 20.08 0.41
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 2,904 13,477 14.54 10,573 20.05 27.47
FISVX - Fidelity Small Cap Value Index Fund 2,049 21,698 14.56 19,649 20.10 10.43
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,879 37,235 14.56 35,356 20.08 5.31
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 1,748 55,702 14.54 53,954 20.07 3.24
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 1,580 11,043 14.58 9,463 20.08 16.70
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 768 8,569 14.59 7,801 20.13 9.84
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 675 280,314 14.55 279,639 20.08 0.24
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 568 3,493 14.60 2,925 20.17 19.42
XJR - iShares ESG Screened S&P Small-Cap ETF 241 1,059 14.16 818 19.56 29.46
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 200 1,705 14.66 1,505 19.93 13.29
TRZIX - T. Rowe Price Small-Cap Index Fund 62 1,185 14.35 1,123 20.48 5.52
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 62 4,725 14.60 4,663 20.16 1.33
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 5,734 14.48 5,712 20.13 0.39
CSA - VictoryShares US Small Cap Volatility Wtd ETF 6 1,785 14.57 1,779 20.24 0.34
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 109,954 2,144,842 14.55 2,254,796 20.08 -4.88
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 77,426 31,700 14.54 109,126 20.08 -70.95
QCSTRX - Stock Account Class R1 66,876 25,758 14.56 92,634 20.08 -72.19
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 41,800 853,131 14.55 894,931 20.08 -4.67
VMNFX - Vanguard Market Neutral Fund Investor Shares 33,077 33,978 14.54 67,055 20.07 -49.33
NAESX - Vanguard Small-Cap Index Fund Investor Shares 24,736 733,599 14.55 758,335 20.08 -3.26
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 20,185 488,316 14.55 508,501 20.08 -3.97
IWN - iShares Russell 2000 Value ETF 7,165 316,549 14.55 323,714 20.08 -2.21
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 5,568 17,073 14.53 22,641 20.10 -24.59
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 4,176 81,346 14.56 85,522 20.08 -4.88
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 4,051 1,340 14.18 5,391 20.03 -75.14
EES - WisdomTree U.S. SmallCap Fund N/A 3,673 44,549 14.55 48,222 20.07 -7.62
SMVIX - Simt Small Cap Value Fund Class I 2,509 33,374 14.56 35,883 20.09 -6.99
SLY - SPDR(R) S & P 600 Small Cap ETF 1,413 56,524 14.54 57,937 20.07 -2.44
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,221 23,020 14.55 24,241 20.09 -5.04
NSIDX - Northern Small Cap Index Fund 1,128 16,128 14.57 17,256 20.05 -6.54
NOSGX - Northern Small Cap Value Fund 987 76,895 14.55 77,882 20.08 -1.27
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 953 1,777 14.63 2,730 20.15 -34.91
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 941 18,505 14.54 19,446 20.06 -4.84
VYSVX - Vericimetry U.S. Small Cap Value Fund 900 3,340 14.67 4,240 20.05 -21.23
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 814 6,240 14.58 7,054 20.13 -11.54
JESIX - Small Cap Index Trust NAV 708 6,388 14.56 7,096 20.01 -9.98
KSMVX - Keeley Small-Mid Cap Value Fund Class A 606 15,610 14.54 16,216 20.10 -3.74
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 521 3,094 14.54 3,615 20.19 -14.41
Profunds - Profund Vp Small-cap Value 458 1,396 14.33 1,854 19.96 -24.70
PMJIX - PIMCO RAE US Small Fund Institutional Class 400 2,314 14.69 2,714 19.90 -14.74
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 326 4,387 14.59 4,713 20.16 -6.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 246 5,218 14.56 5,464 20.13 -4.50
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 140 2,265 14.57 2,405 19.96 -5.82
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 100 3,050 14.43 3,150 20.00 -3.17
VLU - SPDR S&P 1500 Value Tilt ETF 90 957 14.63 1,047 20.06 -8.60
USMIX - Extended Market Index Fund 50 3,626 14.62 3,676 20.13 -1.36
Profunds - Profund Vp Ultrasmall-cap 47 110 18.18 157 19.11 -29.94
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 31 135 14.81 166 18.07 -18.67
IWV - iShares Russell 3000 ETF 30 9,356 14.54 9,386 20.03 -0.32
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 29 3,447 14.51 3,476 20.14 -0.83
Humankind Benefit Corp - Humankind US Stock ETF 29 353 14.16 382 20.94 -7.59
RYMKX - Russell 2000 1.5x Strategy Fund Class H 19 65 15.38 84 23.81 -22.62
Profunds - Profund Vp Small-cap 6 93 10.75 99 20.20 -6.06
RYRRX - Russell 2000 Fund Class A 4 215 13.95 219 18.26 -1.83
ROSC - Hartford Multifactor Small Cap ETF 3 2,904 14.46 2,907 19.95 -0.10
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 21 22 -4.55
Name Current Puts
Name Current Calls
Name
Name Previous Puts
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Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
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