Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 1,418 141.00 45.59 155.05
Previous Quarter 1,410 169.00 90.02 89.13

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 142 420 674 159 364 328
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 3 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 7 3 2 6 5 2
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 28 2 177 4 82 73
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 43,189,177 0.00 0.00 36,161,959 0.00 0.00
Previous Quarter 21,148,965 0.00 0.00 36,709,810 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 22,327,848 45.58
BlackRock Inc. 19,840,330
Vanguard Group Inc 18,150,355 45.58
VANGUARD GROUP INC 18,112,853
State Street Corp 7,842,113 45.58
Bank of New York Mellon Corp 5,775,841 45.58
Fmr Llc 5,634,892 45.58
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 5,426,569 45.58
IJH - iShares Core S&P Mid-Cap ETF 5,292,399 45.58
Soroban Capital Partners LP 5,145,819 45.58
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,655,863 45.58
Fisher Asset Management, LLC 4,062,419 45.58
Dimensional Fund Advisors Lp 3,783,898 45.59
Morgan Stanley 3,713,591 45.58
Susquehanna International Group, Llp 3,661,500 45.58
Egerton Capital (UK) LLP 3,620,585 45.58
Renaissance Technologies Llc 3,304,535 45.58
Theleme Partners LLP 3,221,530 45.58
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 3,078,857 45.58
Susquehanna International Group, Llp 2,566,400 45.58

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 20,084,162 90.03
Vanguard Group Inc 18,087,600 90.03
Fmr Llc 9,171,632 90.03
State Street Corp 6,740,470 90.03
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 5,392,294 90.03
IJH - iShares Core S&P Mid-Cap ETF 5,221,315 90.03
Bank of New York Mellon Corp 5,031,332 90.03
Dimensional Fund Advisors Lp 4,894,123 90.04
Soroban Capital Partners LP 4,757,980 90.03
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,691,365 90.03
Morgan Stanley 4,435,101 90.03
Fisher Asset Management, LLC 4,239,604 90.03
Renaissance Technologies Llc 3,539,596 90.03
Egerton Capital (UK) LLP 3,530,533 90.03
Theleme Partners LLP 3,323,000 90.03
Susquehanna International Group, Llp 3,205,200 90.03
Susquehanna International Group, Llp 3,122,300 90.03
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 3,071,456 90.03
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,429,019 90.03
Geode Capital Management, Llc 2,400,895 90.10

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 18,112,853
SDSCX - BNY Mellon Small/Mid Cap Growth Fund Class I 523,667 45.58
IWR - iShares Russell Mid-Cap ETF 513,941 45.58
FPURX - Fidelity Puritan Fund 503,651 61.72
XMMO - Invesco S&P MidCap Momentum ETF 485,404 67.80
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 362,300 61.72
NLSAX - Neuberger Berman Long Short Fund Class A 297,600 67.80
FBALX - Fidelity Balanced Fund 296,733 61.72
GNR - SPDR(R) S&P(R) Global Natural Resources ETF 296,584 45.58
LDFVX - Lord Abbett Fundamental Equity Fund Class A 256,417 67.80
Ninety One UK Ltd 250,653 45.58
Nordea Investment Management Ab 177,194 45.24
LCFLX - Lord Abbett Focused Large Cap Value Fund Class C 135,820 67.80
Cartenna Capital, LP 135,000 45.58
GSLC - Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF 106,248 61.72
Coronation Fund Managers Ltd. 103,028 45.58
Korea Investment CORP 88,900 45.58
FSRFX - Transportation Portfolio 80,300 61.72
Engine No. 1 ETF Trust - Engine No. 1 Transform Climate ETF 74,120 67.80
Asset Management One Co., Ltd. 71,919 45.58
Name Shares PPS
Third Point LLC 2,375,000 90.03
Two Sigma Investments, Lp 1,936,105 90.03
Two Sigma Investments, Lp 1,936,105 90.03
Bank Of America Corp /de/ 1,698,923 90.03
Price T Rowe Associates Inc /md/ 1,493,972 90.03
Jane Street Group, Llc 1,317,300 90.03
Jane Street Group, Llc 1,317,300 90.03
Twin Tree Management, LP 1,249,300 90.03
Twin Tree Management, LP 1,249,300 90.03
Oxbow Capital Management (HK) Ltd 1,192,985 90.03
VASVX - Vanguard Selected Value Fund Investor Shares 629,700 56.71
Citigroup Inc 588,297 90.03
IWR - iShares Russell Mid-Cap ETF 514,017 90.03
Bnp Paribas Arbitrage, Sa 448,703 90.03
Capital Growth Management Lp 400,000 90.03
Capital Fund Management S.a. 390,200 90.03
Caption Management, LLC 387,500 90.03
Holocene Advisors, LP 374,163 90.03
Kingdon Capital Management, L.l.c. 368,200 90.03
Credit Suisse Ag/ 356,287 90.03
Credit Suisse Ag/ 356,287 90.03
Masters Capital Management Llc 250,000 90.03
Man Group plc 220,200 90.03
Wells Fargo & Company/mn 218,900 90.03
Wells Fargo & Company/mn 218,900 90.03
Lion Point Capital, LP 200,000 90.03
Lion Point Capital, LP 200,000 90.03
Pinnbrook Capital Management Lp 200,000 90.03
Falcon Edge Capital, LP 182,126 90.03
Mountaineer Partners Management, LLC 163,507 90.03
Bornite Capital Management LP 150,000 90.03
Barometer Capital Management Inc. 147,500 90.03
Moore Capital Management, Lp 138,814 90.03
HighTower Advisors, LLC 125,779 90.19
Scopus Asset Management, L.p. 120,000 90.03
Industrial Alliance Investment Management Inc. 118,740 90.03
Jefferies Group LLC 117,500 90.03
Engine No. 1 Llc 94,000 90.03
Zweig-DiMenna Associates LLC 85,500 90.04
Zweig-DiMenna Associates LLC 85,500 90.04
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Large Cap Equity Insights Fund Class Y 83,255 59.58
QAACX - Federated MDT All Cap Core Fund Class A Shares 83,199 56.71
AVUVX - Avantis U.S. Small Cap Value Fund Institutional Class 59,145 75.34
Beck Capital Management, Llc 53,450 90.03
FSCAX - Nuveen Small Cap Value Fund Class A 51,069 56.71
Employees Retirement System of Texas 50,930 90.03
Capstone Investment Advisors, Llc 50,000 90.04
Capstone Investment Advisors, Llc 50,000 90.04
Capstone Investment Advisors, Llc 50,000 90.04
Algert Global Llc 47,944 90.02
Leuthold Group, Llc 45,677 90.02
GAOAX - JPMorgan Global Allocation Fund Class A 45,348 56.72
Ascent Group, LLC 42,450 90.04
Fund Management at Engine No. 1 LLC 42,009 90.03
Alberta Investment Management Corp 40,000 90.03
ICBAX - ICON Natural Resources and Infrastructure Fund Investor Class 40,000 59.58
Jump Financial, LLC 39,497 90.03
FORA Capital, LLC 35,386 0.08
L & S Advisors Inc 32,640 90.04
Condire Management, LP 32,084 90.04
LCORX - LEUTHOLD CORE INVESTMENT FUND -Retail Class 30,379 90.03
EAM Global Investors LLC 29,551 90.01
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 29,400 90.03
Congress Park Capital LLC 28,406 90.02
Magnetar Financial LLC 27,720 90.04
Spotlight Asset Group, Inc. 27,147 48.96
Advent Claymore Convertible Securities & Income Fund 25,000 56.72
Advent Capital Management /de/ 25,000 90.04
StoneX Group Inc. 24,805 90.02
HAP Trading, LLC 22,700 16.78
MLCGX - Mercer US Large Cap Equity Fund Class Y-3 18,020 90.01
MYDA Advisors LLC 18,000 90.06
HN Saltoro Capital, LP 17,000 90.06
RIFAX - U.S. Strategic Equity Fund 15,760 90.04
Duality Advisers, Lp 15,426 90.04
Redwood Investment Management, Llc 14,976 90.01
Oppenheimer & Co Inc 14,970 90.05
Cetera Investment Advisers 13,268 90.07
Rational Advisors Llc 12,717 90.04
Angeles Wealth Management, Llc 12,340 90.03
Tudor Investment Corp Et Al 12,100 90.00
New Century Advisors, LLC 11,600 90.00
Alerus Financial Na 11,518 90.03
AMOM - QRAFT AI-Enhanced U.S. Large Cap Momentum ETF 11,508 45.97
Wexford Capital Lp 10,800 90.00
LMBJX - BrandywineGLOBAL - Dynamic US Large Cap Value Fund Class A 10,470 48.90
Choate Investment Advisors 9,884 90.04
World Asset Management Inc 8,650 48.90
Personal Capital Advisors Corp 8,472 90.06
CTC Capital Management, LLC 8,200 90.00
DCM Advisors, LLC 7,747 89.97
TradeLink Capital LLC 7,500 90.00
Advisory Services Network, LLC 7,330 90.04
Pinnacle Family Advisors, LLC 7,310 90.01
Exane Derivatives 7,113 89.98
Old Mission Capital Llc 6,852 90.05
Oliver Luxxe Assets LLC 6,343 90.02
Adirondack Research & Management Inc. 6,275 48.92
Scotia Capital Inc. 6,020 90.03
Sandbar Asset Management LLP 5,880 89.97
Sigma Planning Corp 5,826 90.11
Brookstone Capital Management 5,724 82.46
TriaGen Wealth Management LLC 5,624 89.97
Echo Street Capital Management LLC 5,503 89.95
Calton & Associates, Inc. 5,489 90.00
Laurion Capital Management LP 5,423 89.99
B. Metzler seel. Sohn & Co. Holding AG 5,400 48.89
WGRO - WisdomTree U.S. Growth & Momentum Fund NA 5,176 48.88
Driehaus Capital Management Llc 5,146 89.97
J.w. Cole Advisors, Inc. 5,138 90.11
MARNX - Convergence Long/Short Equity Fund - Institutional Class 5,125 46.44
Dana Investment Advisors, Inc. 5,105 90.11
Moody National Bank Trust Division 4,924 89.97
Redhawk Wealth Advisors, Inc. 4,886 90.05
Los Angeles Capital Management Llc 4,873 90.09
Acadian Asset Management Llc 4,845 89.78
Integrated Investment Consultants, LLC 4,807 90.08
HYA Advisors, Inc 4,593 89.92
Gsa Capital Partners Llp 4,580 89.96
Samson Rock Capital LLP 4,410 90029.93
Penserra Capital Management LLC 4,365 89.81
Compass Financial Advisors Llc 4,347 89.95
Level Four Advisory Services, Llc 4,259 89.93
Value Partners Investments Inc. 4,250 90.12
Coldstream Capital Management Inc 4,248 89.92
EPG Wealth Management LLC 4,233 90.01
Venturi Wealth Management, LLC 4,160 90.14
Johnson Investment Counsel Inc 4,143 89.79
Cornercap Investment Counsel Inc 4,060 90.15
Wealth Quarterback LLC 4,016
Kovack Advisors, Inc. 4,012 89.98
Dorsey & Whitney Trust CO LLC 3,873 89.85
Optas, LLC 3,801 89.98
Ritholtz Wealth Management 3,716 90.15
Wetherby Asset Management Inc 3,693 89.90
Prospera Financial Services Inc 3,619 90.08
DRW Securities, LLC 3,510 90.03
RiverGlades Family Offices LLC 3,400 90.00
Donald Smith & Co., Inc. 3,388 90.02
First National Trust Co 3,298 90.05
Mitchell Mcleod Pugh & Williams Inc 3,263 90.10
Cigna Investments Inc /new 3,262
Greenleaf Trust 3,192 89.91
Vident Investment Advisory, LLC 3,160 89.87
Compagnie Lombard Odier SCmA 3,000 90.00
Bank Hapoalim Bm 3,000 90.00
Stonnington Group, Llc 3,000 82.67
Convergence Investment Partners, LLC 2,945 89.98
Western Wealth Management, LLC 2,932 90.04
IBM Retirement Fund 2,926 89.88
Heritage Trust Co 2,852 90.11
Avantax Advisory Services, Inc. 2,842 89.02
Ambassador Advisors, LLC 2,766 90.02
First United Bank Trust/ 2,721 90.04
Ausdal Financial Partners, Inc. 2,708 90.10
Alpha Square Group S, LLC 2,700 90.00
Blair William & Co/il 2,693 89.86
Enlightenment Research, LLC 2,667 89.99
National Asset Management, Inc. 2,645 90.36
HB Wealth Management, LLC 2,626 89.87
First Heartland Consultants, Inc. 2,619 89.73
Mirabella Financial Services Llp 2,545 89.98
Corton Capital Inc. 2,530 90.12
Tocqueville Asset Management L.p. 2,513 89.93
Taika Capital, LP 2,500 90.00
NEXT Financial Group, Inc 2,495 59.72
Benedetti & Gucer, Inc. 2,400 90.00
Pinnacle Wealth Planning Services, Inc. 2,366 90.03
Wealthfront Advisers Llc 2,350 89.79
Diligent Investors, LLC 2,340 90.17
IHT Wealth Management, LLC 2,294 90.24
Roosevelt Investment Group Llc 2,281 89.87
Checchi Capital Advisers, LLC 2,222 90.01
Excalibur Management Corp 2,222 90.01
Fortitude Advisory Group L.L.C. 2,070 89.86
Newbridge Financial Services Group, Inc. 2,000 90.00
FNY Investment Advisers, LLC 1,475 89.49
Koshinski Asset Management, Inc. 1,393 89.73
SLT - Pacer Salt High truBeta US Market ETF 1,233 46.23
CALAMOS ADVISORS TRUST/IL - Calamos Growth & Income Portfolio 1,000 60.00
Castleview Partners, Llc 972 89.51
IFP Advisors, Inc 844 49.76
JCIC Asset Management Inc. 690 89.86
Dupont Capital Management Corp 644 90.06
Cullen/frost Bankers, Inc. 500 90.00
Berman Capital Advisors, LLC 473 48.63
FTDS - First Trust Total US Market AlphaDEX ETF 471 89.17
Fred Alger Management, Llc 361 91.41
Pin Oak Investment Advisors Inc 275 90.91
Hanseatic Management Services Inc 273 91.58
Tcwp Llc 245 89.80
Riverview Trust Co 187 90.91
JCTR - JPMorgan Carbon Transition U.S. Equity ETF 185 43.24
Spectrum Management Group, LLC 180 88.89
Security National Trust Co 177 39.55
Carroll Financial Associates, Inc. 160 56.25
Sonora Investment Management, LLC 123 48.78
Aquatic Capital Management LLC 100 90.00
Cordant, Inc. 82 85.37
Fieldpoint Private Securities, LLC 80 87.50
GHP Investment Advisors, Inc. 77 90.91
GoalVest Advisory LLC 51 98.04
Goodwin Investment Advisory 37 81.08
Bedel Financial Consulting, Inc. 34 88.24
Retirement Group, LLC 25 80.00
San Luis Wealth Advisors LLC 11 90.91
Lloyd Advisory Services, LLC. 6 166.67
Capital Advisors, Ltd. LLC 5
Conrad Siegel Investment Advisors, Inc. 5
Endurance Wealth Management, Inc. 1
Morningstar Funds Trust - Morningstar Alternatives Fund
Advisor Resource Council
Amplius Wealth Advisors, LLC
Clal Insurance Enterprises Holdings Ltd
Meridian Wealth Partners, LLC
Ibex Wealth Advisors
Point72 Asset Management, L.P.
Optimum Investment Advisors
Enterprise Financial Services Corp
VUSE - Vident Core U.S. Equity Fund
Parisi Gray Wealth Management
Point72 Hong Kong Ltd
Ziegler Capital Management, LLC
Krs Capital Management, Llc
BI Asset Management Fondsmaeglerselskab A/S
Clear Street Markets Llc
FAB - First Trust Multi Cap Value AlphaDEX Fund
PIBAX - PGIM BALANCED FUND Class A
Kalos Management, Inc.
Kemnay Advisory Services Inc.
Activest Wealth Management
GFSYX - Strategic Alternatives Fund Institutional
Capital World Investors
Twinbeech Capital Lp
SUNAMERICA SERIES TRUST - SA BlackRock VCP Global Multi Asset Portfolio Class 3
SPWIX - Simt Small Cap Growth Fund Class I
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Advantage Allocation Fund Standard Class
FCPEX - Fidelity Small Cap Enhanced Index Fund
Robbins Farley Llc
Barber Financial Group, Inc.
22nw, Lp
Ergoteles LLC
PENN SERIES FUNDS INC - Small Cap Value Fund
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II
Group One Trading, L.p.
Maverick Capital Ltd
Bronson Point Management LLC
EAM Investors, LLC
Asset Dedication, LLC
CSCVX - CornerCap Small-Cap Value Fund Investor Shares
Polar Asset Management Partners Inc.
Atalanta Sosnoff Capital, Llc
Madison Covered Call & Equity Strategy Fund
Smith, Moore & Co.
Brookfield Asset Management Inc.
Bellwether Advisors, LLC
FMEIX - Fidelity Mid Cap Enhanced Index Fund
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a)
Harbor Financial Services, Llc
BKSE - BNY Mellon US Small Cap Core Equity ETF
First Eagle Investment Management, LLC
Advanced Series Trust - Ast Balanced Asset Allocation Portfolio
Jacobs Levy Equity Management, Inc
Voleon Capital Management Lp
ISCB - iShares Morningstar Small-Cap ETF
Snowden Capital Advisors LLC
Thompson Davis & Co., Inc.
Eubel Brady & Suttman Asset Management Inc
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I
Flaharty Asset Management, LLC
GSEQX - Goldman Sachs Multi-Manager Global Equity Fund Class R6 Shares
Retirement Planning Co of New England, Inc.
Essex LLC
Requisite Capital Management, LLC
VSCVX - Victory Integrity Small-Cap Value Fund Class A
Financial Sense Advisors, Inc.
Fulcrum Asset Management LLP
Teza Capital Management LLC
Nwi Management Lp
Versor Investments LP
Impala Asset Management LLC
DLCFX - Destinations Large Cap Equity Fund Class I
Mount Yale Investment Advisors, LLC
Jade Capital Advisors, LLC
DC Investments Management, LLC
Graham Capital Management, L.P.
Vanguard Capital Wealth Advisors
Merewether Investment Management, LP
Metropolitan Life Insurance Co/ny
Advanced Series Trust - Ast Goldman Sachs Small-cap Value Portfolio
Wealth Enhancement & Preservation of GA, LLC
Trexquant Investment LP
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
MML Series Investment Fund II - MML Special Situations Fund Class II
Arrowstreet Capital, Limited Partnership
Edge Wealth Management LLC
Crestline Management, LP
Sciencast Management LP
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
Centaurus Financial, Inc.
Hayden Royal, Llc
Lenox Wealth Advisors, LLC
Helios Capital Management Pte. Ltd
PRUDENTIAL SERIES FUND - SP SMALL CAP VALUE PORTFOLIO Class I
Hedges Asset Management LLC
ODonnell Financial Services, LLC
Oxinas Partners Wealth Management LLC
Corsicana & Co.
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs U.S. Equity Insights Fund Institutional
U.S. Capital Wealth Advisors, LLC
Ethic Inc.
Great Lakes Advisors, Llc
SeaTown Holdings Pte. Ltd.
Signet Financial Management, Llc
Delphia (USA) Inc.
Wbi Investments, Inc.
Icon Advisers Inc/co
FYX - First Trust Small Cap Core AlphaDEX Fund
Gerber Kawasaki Wealth & Investment Management
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT U.S. 130/30 Equity Fund Class Y
Baystate Wealth Management LLC
Bank Of Nova Scotia Trust Co
Johnson Midwest Financial, LLC
Piershale Financial Group, Inc.
FYT - First Trust Small Cap Value AlphaDEX Fund
Arkadios Wealth Advisors
Core Wealth Advisors, Inc.
M&r Capital Management Inc
Mutual Advisors, LLC
NTB Financial Corp
Odey Asset Management Group Ltd
Robeco Institutional Asset Management B.V.
Aurora Private Wealth, Inc.
Madison Asset Management, LLC
Cornerstone Advisory, LLC
Savior LLC
Goldentree Asset Management Lp
Golden Green, Inc.
Pacifica Partners Inc.
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class
ISCV - iShares Morningstar Small-Cap Value ETF
GSSIX - Goldman Sachs Small Cap Value Fund Institutional
Graves-Light Private Wealth Management, Inc.
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A
Credit Agricole S A
Cedar Mountain Advisors, LLC
Selective Wealth Management, Inc.
Ironwood Financial, llc
Wolverine Asset Management Llc
Delta Investment Management, LLC
Jacobi Capital Management LLC
Bell & Brown Wealth Advisors, Llc
Eaton Vance Management
Blueshift Asset Management, LLC
Gmt Capital Corp
BLB&B Advisors, LLC
Pinkerton Retirement Specialists, LLC
Jupiter Asset Management Ltd
Samalin Investment Counsel, LLC
Saxon Interests, Inc.
Susquehanna International Group Ltd.
Norges Bank
Bluefin Capital Management, Llc
Keybank National Association/oh
ClariVest Asset Management LLC
Verus Capital Partners, Llc
ADMQX - 361 Domestic Long/Short Equity Fund Investor Class
Polianta Ltd
Alpha Paradigm Partners, LLC
Cooper Creek Partners Management Llc
GLENMEDE FUND INC - Quantitative U.S. Small Cap Equity Portfolio
Capitolis Advisors LLC
Cassady Schiller Wealth Management, LLC
Tarsadia Capital, LLC
Fsb Premier Wealth Management, Inc.
GSSFX - Gotham Short Strategies Fund Institutional Class
Howe & Rusling Inc
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc.
MUFG Securities EMEA plc
DASVX - Dunham Small Cap Value Fund Class A
Avaii Wealth Management, Llc
Cordasco Financial Network
Camarda Financial Advisors, LLC
Wealthstar Advisors, Llc
Bramshill Investments, LLC
Simplex Trading, Llc
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF
Merriman Wealth Management, LLC
VSSCX - JPMorgan Small Cap Core Fund Class R5
Appian Way Asset Management LP
ICSAX - VY(R) Columbia Small Cap Value II Portfolio Class ADV
Advisory Research Inc
RIFBX - U.S. Small Cap Equity Fund
Financial Management Professionals, Inc.
Quantitative Systematic Strategies LLC
ASMOX - AQR Small Cap Momentum Style Fund Class I
Hc Financial Advisors Inc
Wedge Capital Management L L P/nc
Massachusetts Financial Services Co /ma/
CAPROCK Group, Inc.
Bridgefront Capital, LLC
Pacitti Group Inc.
Hillsdale Investment Management Inc.
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A)
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio
Luminus Management Llc
Glaxis Capital Management, LLC
DAVENPORT & Co LLC
NORTHWESTERN MUTUAL SERIES FUND INC - Small Cap Value Portfolio
Calamos Advisors LLC
Barrett Asset Management, LLC
Key Square Capital Management LLC
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund
AUERX - Auer Growth Fund
Maple Rock Capital Partners Inc.
Prelude Capital Management, Llc
Value Star Asset Management (Hong Kong) Ltd
SLLAX - SIMT Small Cap Fund Class F
Congress Asset Management Co /ma
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 22,327,848 45.58 20,084,162 90.03
Vanguard Group Inc 18,150,355 45.58 18,087,600 90.03
State Street Corp 7,842,113 45.58 6,740,470 90.03
Bank of New York Mellon Corp 5,775,841 45.58 5,031,332 90.03
Fmr Llc 5,634,892 45.58 9,171,632 90.03
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 5,426,569 45.58 5,392,294 90.03
IJH - iShares Core S&P Mid-Cap ETF 5,292,399 45.58 5,221,315 90.03
Soroban Capital Partners LP 5,145,819 45.58 4,757,980 90.03
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,655,863 45.58 4,691,365 90.03
Fisher Asset Management, LLC 4,062,419 45.58 4,239,604 90.03
Dimensional Fund Advisors Lp 3,783,898 45.59 4,894,123 90.04
Morgan Stanley 3,713,591 45.58 4,435,101 90.03
Susquehanna International Group, Llp 3,661,500 45.58 3,205,200 90.03
Egerton Capital (UK) LLP 3,620,585 45.58 3,530,533 90.03
Renaissance Technologies Llc 3,304,535 45.58 3,539,596 90.03
Theleme Partners LLP 3,221,530 45.58 3,323,000 90.03
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 3,078,857 45.58 3,071,456 90.03
Geode Capital Management, Llc 2,523,089 45.53 2,400,895 90.10
Bank Of America Corp /de/ 2,501,869 45.58 1,698,923 90.03
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,480,511 45.58 2,429,019 90.03
Name Current Shares Current PPS Previous Shares Previous PPS
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 1,140,009 67.80 1,140,009 56.71
L1 Capital Pty Ltd 1,014,493 50.89 0
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 788,184 67.80 1,752,416 56.71
FFGCX - Fidelity Global Commodity Stock Fund 585,600 67.80 183,300 56.71
FDVLX - Fidelity Value Fund 575,200 67.80 588,200 56.71
SPX Equities Gestao de Recursos Ltda 539,445 45580.00 0
FSMDX - Fidelity Mid Cap Index Fund 451,738 67.80 421,639 56.71
Marshall Wace, Llp 440,347 45.58 0
GUNR - FlexShares Morningstar Global Upstream Natural Resources Index Fund 418,992 67.80 493,350 56.71
BLACKROCK GLOBAL ALLOCATION FUND, INC. - BLACKROCK GLOBAL ALLOCATION FUND, INC. Investor A 363,683 67.80 571,589 56.71
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 352,172 67.80 352,172 56.71
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 332,293 67.80 332,293 56.71
IYM - iShares U.S. Basic Materials ETF 316,219 67.80 238,624 56.71
HFMDX - Hennessy Cornerstone Mid Cap 30 Fund Investor Class 276,300 67.80 276,300 56.71
PDP - Invesco DWA Momentum ETF 263,121 67.80 237,973 45.95
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 199,185 67.80 190,990 56.71
Hrt Financial Lp 189,774 45.58 0
OMFL - Invesco Russell 1000(R) Dynamic Multifactor ETF 176,833 61.72 0
FXZ - First Trust Materials AlphaDEX Fund 174,804 67.80 220,167 56.71
PESPX - BNY Mellon Midcap Index Fund, Inc. Investor Shares 172,659 67.80 177,828 56.71
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 2,243,686 22,327,848 45.58 20,084,162 90.03 11.17
Assenagon Asset Management S.A. 1,130,137 1,760,379 45.58 630,242 90.03 179.32
State Street Corp 1,101,643 7,842,113 45.58 6,740,470 90.03 16.34
FAGAX - Fidelity Advisor Growth Opportunities Fund Class A 1,092,400 1,358,900 61.72 266,500 75.34 409.91
L1 Capital Pty Ltd 1,014,493 1,014,493 50.89 0 0.00
Bank Of America Corp /de/ 802,946 2,501,869 45.58 1,698,923 90.03 47.26
Bank of New York Mellon Corp 744,509 5,775,841 45.58 5,031,332 90.03 14.80
Menora Mivtachim Holdings Ltd. 729,299 1,558,511 45.58 829,212 90.03 87.95
Millennium Management Llc 647,595 1,518,630 45.58 871,035 90.03 74.35
Goldman Sachs Group Inc 621,567 1,706,798 45.58 1,085,231 90.03 57.28
SPX Equities Gestao de Recursos Ltda 539,445 539,445 45580.00 0 0.00
Sumitomo Mitsui Trust Holdings, Inc. 469,283 472,109 45.58 2,826 89.88 16605.91
PointState Capital LP 449,951 1,020,604 45.58 570,653 90.03 78.85
Voloridge Investment Management, Llc 446,837 1,171,570 45.58 724,733 90.03 61.66
Marshall Wace, Llp 440,347 440,347 45.58 0 0.00
Ardevora Asset Management LLP 413,797 1,121,724 45.58 707,927 90.03 58.45
FFGCX - Fidelity Global Commodity Stock Fund 402,300 585,600 67.80 183,300 56.71 219.48
Soroban Capital Partners LP 387,839 5,145,819 45.58 4,757,980 90.03 8.15
Barclays Plc 380,306 839,108 45.58 458,802 90.03 82.89
Swiss National Bank 357,700 800,094 45.58 442,394 90.03 80.86
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Fmr Llc 3,536,740 5,634,892 45.58 9,171,632 90.03 -38.56
Price T Rowe Associates Inc /md/ 1,440,945 53,027 45.58 1,493,972 90.03 -96.45
Jane Street Group, Llc 1,125,179 192,121 45.58 1,317,300 90.03 -85.42
Dimensional Fund Advisors Lp 1,110,225 3,783,898 45.59 4,894,123 90.04 -22.68
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 964,232 788,184 67.80 1,752,416 56.71 -55.02
Orbis Allan Gray Ltd 919,219 362,015 45.58 1,281,234 90.03 -71.74
Morgan Stanley 721,510 3,713,591 45.58 4,435,101 90.03 -16.27
Lord, Abbett & Co. Llc 687,965 793,301 45.58 1,481,266 90.03 -46.44
Jpmorgan Chase & Co 645,030 1,024,436 45.58 1,669,466 90.03 -38.64
Two Sigma Investments, Lp 644,340 1,291,765 45.58 1,936,105 90.03 -33.28
Twin Tree Management, LP 639,942 609,358 45.58 1,249,300 90.03 -51.22
First Trust Advisors Lp 526,151 253,510 45.58 779,661 90.03 -67.48
First Republic Investment Management, Inc. 507,412 170,658 45.58 678,070 90.03 -74.83
Aqr Capital Management Llc 495,755 162,983 45.24 658,738 90.03 -75.26
AUENX - AQR Large Cap Defensive Style Fund Class N 459,651 44,122 45.58 503,773 90.03 -91.24
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 448,408 95,806 45.58 544,214 90.03 -82.40
Two Sigma Advisers, Lp 367,400 993,260 45.58 1,360,660 90.03 -27.00
Lombard Odier Asset Management (Europe) Ltd 314,466 166,198 45.58 480,664 90.03 -65.42
Allianz Asset Management GmbH 298,456 179,044 45.58 477,500 90.03 -62.50
AVUV - Avantis U.S. Small Cap Value ETF 289,431 24,239 61.72 313,670 75.34 -92.27
Name Current Puts
Name Current Calls
SG3 Management, LLC 100,400
K2 Principal Fund, L.p. 55,000
Hudson Bay Capital Management LP 25,000
Name
Name Previous Puts
Capstone Investment Advisors, Llc 50,000
Name Previous Calls
Pinnbrook Capital Management Lp 200,000
Value Star Asset Management (Hong Kong) Ltd 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
XR Securities LLC 3,500 29,100 25,600 13.67
Walleye Trading LLC 5,800 329,700 323,900 1.79
Jefferies Group LLC 67,500 185,000 117,500 57.45
Capital Fund Management S.a. 126,800 517,000 390,200 32.50
Caption Management, LLC 247,600 635,100 387,500 63.90
Two Sigma Securities, Llc 340,100 383,100 43,000 790.93
Susquehanna International Group, Llp 456,300 3,661,500 3,205,200 14.24
Name Increased Calls Current Calls Previous Calls Percentage Increase
Dymon Asia Capital (singapore) Pte. Ltd. 15,000 85,000 70,000 21.43
Caas Capital Management Lp 87,300 117,200 29,900 291.97
Masters Capital Management Llc 750,000 1,000,000 250,000 300.00
Name
BTAL - AGFiQ U.S. Market Neutral Anti-Beta Fund
QRPNX - AQR Alternative Risk Premia Fund Class N
Name Reduced Puts Current Puts Previous Puts Percent Decrease
UBS Group AG 450,000 846,000 1,296,000 -34.72
D. E. Shaw & Co., Inc. 246,900 1,333,300 1,580,200 -15.62
Wolverine Trading, Llc 115,100 330,900 446,000 -25.81
PEAK6 Investments LLC 88,100 319,600 407,700 -21.61
Royal Bank Of Canada 20,000 200,000 220,000 -9.09
HAP Trading, LLC 1,000 21,700 22,700 -4.41
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Parallax Volatility Advisers, L.P. 237,800 316,700 554,500 -42.89
Citadel Advisors Llc 104,200 1,751,600 1,855,800 -5.61
Cubist Systematic Strategies, LLC 15,370 222,600 237,970 -6.46
Cutler Group LP 7,200 78,300 85,500 -8.42
FNY Investment Advisers, LLC 1,455 20 1,475 -98.64
Name
SEIAX - SIIT Multi-Asset Real Return Fund - Class A
VASFX - Vanguard Alternative Strategies Fund Investor Shares

Past Week Analysis

Name Shares PPS
SDSCX - BNY Mellon Small/Mid Cap Growth Fund Class I 523,667 45.58
IWR - iShares Russell Mid-Cap ETF 513,941 45.58
GNR - SPDR(R) S&P(R) Global Natural Resources ETF 296,584 45.58
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 53,768 45.58
DNLDX - BNY Mellon Active MidCap Fund Class A 14,340 45.61
CMEUX - Six Circles Managed Equity Portfolio U.S. Unconstrained Fund 10,171 45.62
MML Series Investment Fund II - MML Equity Fund Initial Class 9,200 45.54
ULVM - VictoryShares USAA MSCI USA Value Momentum ETF 7,555 45.53
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 5,269 45.55
BEARX - Federated Prudent Bear Fund Class A Shares 5,000 45.60
CUSUX - Six Circles U.S. Unconstrained Equity Fund 4,513 45.65
GSPKX - Goldman Sachs U.S. Equity Dividend and Premium Fund Institutional 4,100 45.61
MDDAX - MassMutual Select Diversified Value Fund Class A 3,400 45.59
TPLC - Timothy Plan US Large Cap Core ETF 3,270 45.57
LBWAX - BrandywineGLOBAL - Diversified US Large Cap Value Fund Class A 2,948 45.45
LNFIX - QS Global Market Neutral Fund Class A 2,300 45.65
Principal Diversified Select Real Asset Fund 2,177 45.48
MBOVX - M Large Cap Value Fund 2,143 45.73
QUS - SPDR MSCI USA StrategicFactors ETF 1,966 45.78
EQ ADVISORS TRUST - 1290 VT Natural Resources Portfolio Class IB 1,847 45.48
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL MSCI Global Equity Index Fund 1,443 45.74
QCGLRX - Global Equities Account Class R1 776 45.10
VLU - SPDR S&P 1500 Value Tilt ETF 698 45.85
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 526 45.63
HCESX - The ESG Growth Portfolio HC Strategic Shares 433 46.19
TPLE - Timothy Plan US Large/Mid Cap Core Enhanced ETF 338 44.38
HCSRX - The Catholic SRI Growth Portfolio HC Strategic Shares 97 41.24
IMWAX - Ivy ProShares MSCI ACWI Index Fund Class A 90 44.44
Name Shares PPS
Redhawk Wealth Advisors, Inc. 4,886 90.05
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 29,400 90.03
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 5,426,569 45.58 5,392,294 90.03
IJH - iShares Core S&P Mid-Cap ETF 5,292,399 45.58 5,221,315 90.03
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,655,863 45.58 4,691,365 90.03
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 3,078,857 45.58 3,071,456 90.03
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,480,511 45.58 2,429,019 90.03
XME - SPDR(R) S&P(R) Metals & Mining ETF 1,865,280 45.58 1,851,190 90.03
IJJ - iShares S&P Mid-Cap 400 Value ETF 768,266 45.58 776,334 90.03
DREVX - BNY Mellon Large Cap Securities Fund, Inc. 658,319 45.58 655,558 90.03
DNLAX - BNY Mellon Natural Resources Fund Class A 575,065 45.58 322,699 90.03
IWD - iShares Russell 1000 Value ETF 530,580 45.58 510,912 90.03
IJK - iShares S&P Mid-Cap 400 Growth ETF 492,759 45.58 491,327 90.03
SPMD - SPDR(R) Portfolio Mid Cap ETF 433,104 45.58 426,354 90.03
IWS - iShares Russell Mid-Cap Value ETF 382,446 45.58 379,253 90.03
VTCLX - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 363,851 45.58 363,031 90.03
SMCWX - SMALLCAP WORLD FUND INC Class A 350,000 45.58 350,000 90.03
JNL SERIES TRUST - JNL Mid Cap Index Fund (I) 281,496 45.58 280,365 90.03
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 279,200 45.58 304,200 90.03
Jnl Series Trust - Jnl/blackrock Global Natural Resources Fund (a) 270,914 45.58 326,842 90.03
MAINSTAY VP FUNDS TRUST - MainStay VP Mellon Natural Resources Portfolio Initial Class 247,850 45.58 163,478 90.03
ITOT - iShares Core S&P Total U.S. Stock Market ETF 195,111 45.58 178,451 90.03
EQ ADVISORS TRUST - EQ/Mid Cap Index Portfolio Class IA 189,267 45.58 189,838 90.03
NOMIX - Northern Mid Cap Index Fund 185,902 45.58 190,357 90.03
QCSTRX - Stock Account Class R1 185,789 45.58 287,586 90.03
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class 180,300 45.58 119,900 90.03
LAVLX - LORD ABBETT MID CAP STOCK FUND INC Class A 175,880 45.58 161,620 90.03
Blackrock Resources & Commodities Strategy Trust 174,140 45.58 255,095 90.03
VSEQX - Vanguard Strategic Equity Fund Investor Shares 174,019 45.58 174,019 90.03
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 154,827 45.58 210,628 90.03
VBINX - Vanguard Balanced Index Fund Investor Shares 143,100 45.58 143,100 90.03
IWB - iShares Russell 1000 ETF 139,145 45.58 129,648 90.03
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 124,539 45.58 126,425 90.03
MASTER INVESTMENT PORTFOLIO - Large Cap Index Master Portfolio 110,070 45.58 106,546 90.03
MXMDX - Great-West S&P Mid Cap 400 Index Fund Investor Class 103,747 45.58 90,444 90.03
MDYG - SPDR(R) S & P 400 Mid Cap Growth ETF 103,593 45.58 108,357 90.03
JECIX - Mid Cap Index Trust NAV 102,682 45.58 102,849 90.03
QCEQRX - Equity Index Account Class R1 99,055 45.58 99,055 90.03
Brighthouse Funds Trust II - MetLife Mid Cap Stock Index Portfolio Class A 87,239 45.58 86,725 90.03
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 83,696 45.58 91,516 90.03
DON - WisdomTree U.S. MidCap Dividend Fund N/A 82,196 45.57 80,051 90.03
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Mid Cap Index Fund Class 2 80,611 45.58 83,546 90.03
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 80,030 45.58 283,050 90.03
IGE - iShares North American Natural Resources ETF 78,452 45.58 72,252 90.03
LORD ABBETT SERIES FUND INC - Growth and Income Portfolio Class VC 76,821 45.59 64,010 90.03
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 74,466 45.58 164,983 90.03
EZM - WisdomTree U.S. MidCap Fund N/A 74,437 45.58 75,836 90.04
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 73,300 45.58 82,700 90.02
EQ ADVISORS TRUST - EQ/400 Managed Volatility Portfolio Class IB 70,152 45.59 67,591 90.03
VTMFX - Vanguard Tax-Managed Balanced Fund Admiral Shares 70,034 45.58 70,034 90.03
IUSV - iShares Core S&P U.S. Value ETF 68,916 45.58 67,236 90.03
FIUSX - Delaware Opportunity Fund Class A 67,350 45.58 69,900 90.03
FDTOX - Fidelity Advisor Diversified Stock Fund : Class A 67,200 45.58 24,600 90.04
VQNPX - Vanguard Growth and Income Fund Investor Shares 64,206 45.59 80,600 90.02
PACIFIC SELECT FUND - Mid-Cap Equity Portfolio Class I 63,463 45.59 25,290 90.04
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 58,683 45.58 63,561 90.02
VARIABLE INSURANCE PRODUCTS FUND IV - Materials Portfolio Initial Class 58,400 45.58 57,700 90.03
FSRRX - Fidelity Strategic Real Return Fund 52,570 45.58 36,880 90.02
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a) 50,776 45.57 87,783 90.03
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 49,983 45.58 53,001 90.04
IUSG - iShares Core S&P U.S. Growth ETF 48,889 45.57 46,818 90.03
IWV - iShares Russell 3000 ETF 48,848 45.57 49,007 90.03
THRIVENT SERIES FUND INC - Thrivent Mid Cap Index Portfolio Class A 48,391 45.59 48,107 90.03
AMOMX - AQR Large Cap Momentum Style Fund Class I 47,009 45.59 78,953 90.03
QBA2Q - Balanced Portfolio Initial Class 46,930 45.58 48,830 90.03
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 46,340 45.58 47,646 90.04
JNL SERIES TRUST - JNL/Mellon Materials Sector Fund (A) 44,137 45.59 37,899 90.03
AUENX - AQR Large Cap Defensive Style Fund Class N 44,122 45.58 503,773 90.03
SSMHX - State Street Small/mid Cap Equity Index Portfolio 43,305 45.58 41,105 90.04
LORD ABBETT SERIES FUND INC - Mid Cap Stock Portfolio Class VC 36,630 45.59 31,480 90.03
RSGGX - Victory RS Global Fund Class A 34,884 45.58 19,257 90.05
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 32,900 45.59 32,900 90.03
OHIO NATIONAL FUND INC - ON S&P MidCap 400® Index Portfolio 30,709 45.59 31,679 90.03
GATEX - Gateway Fund Class A Shares 28,464 45.57 28,464 90.04
LORD ABBETT SERIES FUND INC - Fundamental Equity Portfolio Class VC 26,140 45.56 28,060 90.02
BlackRock ESG Capital Allocation Trust 26,138 45.57 4,056 89.99
EQ ADVISORS TRUST - EQ/Mid Cap Value Managed Volatility Portfolio Class IA 25,617 45.59 25,314 90.03
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 25,471 45.58 25,471 90.02
SPTM - SPDR(R) Portfolio Total Stock Market ETF 24,836 45.58 24,704 90.03
FIMVX - Fidelity Mid Cap Value Index Fund 24,575 45.57 27,587 90.04
EQ ADVISORS TRUST - ATM Mid Cap Managed Volatility Portfolio Class K 23,934 45.58 22,938 90.03
PEXMX - T. Rowe Price Extended Equity Market Index Fund 23,844 45.59 23,844 90.04
USMIX - Extended Market Index Fund 23,838 45.60 23,912 90.04
RAPAX - Cohen & Steers Real Assets Fund, Inc. Class A 22,016 45.56 7,450 90.07
PSOPX - JPMorgan Small Cap Value Fund Class I 21,200 45.57 43,700 90.02
EQ ADVISORS TRUST - EQ/Large Cap Value Managed Volatility Portfolio Class IA 20,698 45.56 21,674 90.02
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 17,601 45.57 25,001 90.04
Securian Funds Trust - SFT Index 400 Mid-Cap Fund Class 1 16,815 45.55 16,519 90.02
VYSVX - Vericimetry U.S. Small Cap Value Fund 16,640 45.55 31,220 90.04
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 16,066 45.56 15,179 90.06
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 15,638 45.59 15,638 90.04
BNY MELLON VARIABLE INVESTMENT FUND - Growth and Income Portfolio - Initial Shares 15,108 45.60 9,886 90.03
SMMD - iShares Russell 2500 ETF 14,866 45.61 12,416 90.05
BNY MELLON INVESTMENT PORTFOLIOS - Midcap Stock Portfolio - Initial Shares 14,850 45.59 13,335 90.06
ONEO - SPDR Russell 1000 Momentum Focus ETF 14,430 45.60 10,909 90.02
DEUTSCHE DWS VARIABLE SERIES I - DWS Global Small Cap VIP Class A 14,278 45.59 14,278 90.00
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 12,900 45.58 9,300 90.00
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 12,200 45.57 8,800 90.00
CFO - VictoryShares US 500 Enhanced Volatility Wtd ETF 11,818 45.61 11,744 90.00
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 11,720 45.56 15,120 90.01
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 11,256 45.58 11,256 90.00
EQ ADVISORS TRUST - EQ/Fidelity Institutional AM Large Cap Portfolio Class IB 10,110 45.60 10,190 89.99
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 9,843 45.62 9,843 90.01
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Russell 1000 Value Index Fund Class 2 9,781 45.60 10,188 90.01
RYBIX - Basic Materials Fund Investor Class 9,386 45.60 12,648 90.05
GMLGX - GuideMark(R) Large Cap Core Fund Service Shares 9,173 45.57 11,211 90.00
BBVLX - Bridge Builder Large Cap Value Fund 8,868 45.56 8,322 90.00
PACIFIC SELECT FUND - PD Large-Cap Value Index Portfolio Class P 8,782 45.55 8,294 90.07
PACIFIC SELECT FUND - PD Mid-Cap Index Portfolio Class P 7,706 45.55 7,965 90.02
SHE - SPDR SSGA Gender Diversity Index ETF 7,647 45.64 8,008 90.03
EQ ADVISORS TRUST - EQ/Large Cap Value Index Portfolio Class IA 7,603 45.64 7,236 89.97
JSCSX - JPMorgan U.S. Small Company Fund Class I 7,600 45.53 31,000 90.03
PKAIX - PIMCO RAE US Fund Institutional Class 7,096 45.52 49,759 90.03
CFA - VictoryShares US 500 Volatility Wtd ETF 7,070 45.54 7,274 90.05
XJH - iShares ESG Screened S&P Mid-Cap ETF 7,058 45.62 6,458 89.97
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 6,300 45.56 14,400 90.00
BlackRock Capital Allocation Trust 6,218 45.51 26,659 90.03
HAP - VanEck Vectors Natural Resources ETF 6,001 45.66 4,132 90.03
NCGFX - New Covenant Growth Fund 5,657 45.61 5,657 89.98
BBVSX - Bridge Builder Small/Mid Cap Value Fund 5,580 45.52 5,073 90.08
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 5,431 45.66 5,378 90.00
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 5,296 45.51 5,455 90.01
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 5,171 45.64 5,171 90.12
PSPFX - Global Resources Fund 5,000 45.60 20,000 90.05
SLGFX - SIMT Large Cap Index Fund Class F 4,900 45.51 4,800 90.00
TRSZX - T. Rowe Price Mid-Cap Index Fund 4,371 45.53 4,157 89.97
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio 4,128 45.54 4,175 90.06
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 3,963 45.67 3,600 90.00
BlackRock Strategic Global Bond Fund, Inc. - BlackRock Strategic Global Bond Fund, Inc. Investor A 3,952 45.55 5,629 90.07
FLMFX - MUIRFIELD FUND Retail Class 3,649 45.49 147 88.44
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 3,500 45.71 2,600 90.00
Profunds - Profund Vp Basic Materials 3,484 45.64 3,672 90.14
JETSX - Total Stock Market Index Trust NAV 3,188 45.48 3,330 90.09
TLSTX - Stock Index Fund 3,014 45.45 3,014 89.91
APEEX - Aperture Endeavour Equity Fund Class X Shares 3,002 45.64 3,002 89.94
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,708 45.42 2,495 90.18
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,448 45.75 2,335 89.94
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 2,296 45.73 2,296 90.16
SA FUNDS INVESTMENT TRUST - SA U.S. Value Fund 2,284 45.53 2,284 90.19
RYDEX VARIABLE TRUST - Basic Materials Variable Annuity 1,988 45.77 2,385 90.15
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Value Portfolio Class 1 1,928 45.64 1,926 89.82
PFEAX - Pacific Funds Small-Cap Value Class A 1,903 45.72 1,858 89.88
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,858 45.75 2,358 89.91
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 1,709 45.64 1,254 90.11
DTD - WisdomTree U.S. Total Dividend Fund N/A 1,507 45.79 1,443 90.09
TPDAX - Timothy Plan Defensive Strategies Fund Class A 1,496 45.45 1,047 89.78
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,382 45.59 1,382 89.73
GCPAX - Gateway Equity Call Premium Fund Class A 1,372 45.92 1,700 90.00
Profunds - Profund Vp Mid-cap Value 1,353 45.82 1,951 90.21
Brighthouse Funds Trust I - Schroders Global Multi-Asset Portfolio Class B 1,321 45.42 866 90.07
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 1,300 45.38 6,200 90.00
MORGAN STANLEY INSTITUTIONAL FUND TRUST - Dynamic Value Portfolio Class IS 1,172 45.22 846 59.10
PUTNAM VARIABLE TRUST - Putnam VT Global Asset Allocation Fund Class IA Shares 1,061 45.24 779 89.86
Profunds - Profund Vp Mid-cap Growth 995 45.23 1,095 90.41
GAFAX - ASG Global Alternatives Fund Class A 904 45.35 904 89.60
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 894 45.86 894 89.49
RYMDX - Mid-Cap 1.5x Strategy Fund Class H 782 46.04 868 89.86
MMTM - SPDR S&P 1500 Momentum Tilt ETF 767 45.63 810 90.12
CUHAX - Victory US 500 Enhanced Volatility Wtd Index Fund Class A 719 45.90 755 90.07
FEDERATED INSURANCE SERIES - Federated Managed Volatility Fund II Primary Shares 643 45.10 643 90.20
FLDFX - BALANCED FUND Retail Class 611 45.83 588 90.14
FLSPX - SPECTRUM FUND Retail Class 583 46.31 215 88.37
Profunds - Profund Vp Ultramid-cap 554 45.13 759 89.59
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 550 45.45 2,300 90.00
RNMC - Mid Cap US Equity Select ETF 505 45.54 633 90.05
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Gateway Fund 491 44.81 491 89.61
JAVA - JPMorgan Active Value ETF 387 46.51 2,643 90.05
FLDGX - DYNAMIC ALLOCATION FUND Retail Class 349 45.85 349 88.83
Impact Shares Trust I - Impact Shares NAACP Minority Empowerment ETF 315 44.44 297 90.91
RYDEX VARIABLE TRUST - Mid-Cap 1.5x Strategy Fund Variable Annuity 314 44.59 363 90.91
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 260 46.15 267 89.89
STLV - iShares Factors US Value Style ETF 233 47.21 174 91.95
FLDOX - MODERATE ALLOCATION FUND Retail Class 134 44.78 128 93.75
BDO Wealth Advisors, LLC 110 45.45 110 90.91
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 100 50.00 400 90.00
FARYX - Fulcrum Diversified Absolute Return Fund Super Institutional Class 88 45.45 92 86.96
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 65 46.15 250 92.00
AXMNX - Acclivity Mid Cap Multi-Style Fund Acclivity Mid Cap Multi-Style N Shares 57 52.63 28 107.14
FLFGX - GLOBAL ALLOCATION FUND Retail Class 34 58.82 34 88.24
Name Current Shares Current PPS Previous Shares Previous PPS
Prelude Capital Management, Llc 12,437 45.59 0
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 6,243 45.65 0
MML Series Investment Fund II - MML Equity Rotation Fund Class II 3,415 45.68 0
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 11 90.91 61 81.97
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
DNLAX - BNY Mellon Natural Resources Fund Class A 252,366 575,065 45.58 322,699 90.03 78.20
MAINSTAY VP FUNDS TRUST - MainStay VP Mellon Natural Resources Portfolio Initial Class 84,372 247,850 45.58 163,478 90.03 51.61
IJH - iShares Core S&P Mid-Cap ETF 71,084 5,292,399 45.58 5,221,315 90.03 1.36
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class 60,400 180,300 45.58 119,900 90.03 50.38
VEXMX - Vanguard Extended Market Index Fund Investor Shares 51,492 2,480,511 45.58 2,429,019 90.03 2.12
FDTOX - Fidelity Advisor Diversified Stock Fund : Class A 42,600 67,200 45.58 24,600 90.04 173.17
PACIFIC SELECT FUND - Mid-Cap Equity Portfolio Class I 38,173 63,463 45.59 25,290 90.04 150.94
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 34,275 5,426,569 45.58 5,392,294 90.03 0.64
BlackRock ESG Capital Allocation Trust 22,082 26,138 45.57 4,056 89.99 544.43
IWD - iShares Russell 1000 Value ETF 19,668 530,580 45.58 510,912 90.03 3.85
ITOT - iShares Core S&P Total U.S. Stock Market ETF 16,660 195,111 45.58 178,451 90.03 9.34
FSRRX - Fidelity Strategic Real Return Fund 15,690 52,570 45.58 36,880 90.02 42.54
RSGGX - Victory RS Global Fund Class A 15,627 34,884 45.58 19,257 90.05 81.15
RAPAX - Cohen & Steers Real Assets Fund, Inc. Class A 14,566 22,016 45.56 7,450 90.07 195.52
LAVLX - LORD ABBETT MID CAP STOCK FUND INC Class A 14,260 175,880 45.58 161,620 90.03 8.82
XME - SPDR(R) S&P(R) Metals & Mining ETF 14,090 1,865,280 45.58 1,851,190 90.03 0.76
MXMDX - Great-West S&P Mid Cap 400 Index Fund Investor Class 13,303 103,747 45.58 90,444 90.03 14.71
LORD ABBETT SERIES FUND INC - Growth and Income Portfolio Class VC 12,811 76,821 45.59 64,010 90.03 20.01
Prelude Capital Management, Llc 12,437 12,437 45.59 0 0.00
IWB - iShares Russell 1000 ETF 9,497 139,145 45.58 129,648 90.03 7.33
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 7,401 3,078,857 45.58 3,071,456 90.03 0.24
SPMD - SPDR(R) Portfolio Mid Cap ETF 6,750 433,104 45.58 426,354 90.03 1.58
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 6,243 6,243 45.65 0 0.00
JNL SERIES TRUST - JNL/Mellon Materials Sector Fund (A) 6,238 44,137 45.59 37,899 90.03 16.46
IGE - iShares North American Natural Resources ETF 6,200 78,452 45.58 72,252 90.03 8.58
BNY MELLON VARIABLE INVESTMENT FUND - Growth and Income Portfolio - Initial Shares 5,222 15,108 45.60 9,886 90.03 52.82
LORD ABBETT SERIES FUND INC - Mid Cap Stock Portfolio Class VC 5,150 36,630 45.59 31,480 90.03 16.36
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 3,600 12,900 45.58 9,300 90.00 38.71
MASTER INVESTMENT PORTFOLIO - Large Cap Index Master Portfolio 3,524 110,070 45.58 106,546 90.03 3.31
ONEO - SPDR Russell 1000 Momentum Focus ETF 3,521 14,430 45.60 10,909 90.02 32.28
FLMFX - MUIRFIELD FUND Retail Class 3,502 3,649 45.49 147 88.44 2382.31
MML Series Investment Fund II - MML Equity Rotation Fund Class II 3,415 3,415 45.68 0 0.00
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 3,400 12,200 45.57 8,800 90.00 38.64
IWS - iShares Russell Mid-Cap Value ETF 3,193 382,446 45.58 379,253 90.03 0.84
DREVX - BNY Mellon Large Cap Securities Fund, Inc. 2,761 658,319 45.58 655,558 90.03 0.42
EQ ADVISORS TRUST - EQ/400 Managed Volatility Portfolio Class IB 2,561 70,152 45.59 67,591 90.03 3.79
SMMD - iShares Russell 2500 ETF 2,450 14,866 45.61 12,416 90.05 19.73
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,200 43,305 45.58 41,105 90.04 5.35
DON - WisdomTree U.S. MidCap Dividend Fund N/A 2,145 82,196 45.57 80,051 90.03 2.68
IUSG - iShares Core S&P U.S. Growth ETF 2,071 48,889 45.57 46,818 90.03 4.42
HAP - VanEck Vectors Natural Resources ETF 1,869 6,001 45.66 4,132 90.03 45.23
IUSV - iShares Core S&P U.S. Value ETF 1,680 68,916 45.58 67,236 90.03 2.50
BNY MELLON INVESTMENT PORTFOLIOS - Midcap Stock Portfolio - Initial Shares 1,515 14,850 45.59 13,335 90.06 11.36
IJK - iShares S&P Mid-Cap 400 Growth ETF 1,432 492,759 45.58 491,327 90.03 0.29
JNL SERIES TRUST - JNL Mid Cap Index Fund (I) 1,131 281,496 45.58 280,365 90.03 0.40
EQ ADVISORS TRUST - ATM Mid Cap Managed Volatility Portfolio Class K 996 23,934 45.58 22,938 90.03 4.34
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 900 3,500 45.71 2,600 90.00 34.62
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 887 16,066 45.56 15,179 90.06 5.84
VTCLX - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 820 363,851 45.58 363,031 90.03 0.23
VARIABLE INSURANCE PRODUCTS FUND IV - Materials Portfolio Initial Class 700 58,400 45.58 57,700 90.03 1.21
XJH - iShares ESG Screened S&P Mid-Cap ETF 600 7,058 45.62 6,458 89.97 9.29
BBVLX - Bridge Builder Large Cap Value Fund 546 8,868 45.56 8,322 90.00 6.56
Brighthouse Funds Trust II - MetLife Mid Cap Stock Index Portfolio Class A 514 87,239 45.58 86,725 90.03 0.59
BBVSX - Bridge Builder Small/Mid Cap Value Fund 507 5,580 45.52 5,073 90.08 9.99
PACIFIC SELECT FUND - PD Large-Cap Value Index Portfolio Class P 488 8,782 45.55 8,294 90.07 5.88
Brighthouse Funds Trust I - Schroders Global Multi-Asset Portfolio Class B 455 1,321 45.42 866 90.07 52.54
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 455 1,709 45.64 1,254 90.11 36.28
TPDAX - Timothy Plan Defensive Strategies Fund Class A 449 1,496 45.45 1,047 89.78 42.88
FLSPX - SPECTRUM FUND Retail Class 368 583 46.31 215 88.37 171.16
EQ ADVISORS TRUST - EQ/Large Cap Value Index Portfolio Class IA 367 7,603 45.64 7,236 89.97 5.07
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 363 3,963 45.67 3,600 90.00 10.08
MORGAN STANLEY INSTITUTIONAL FUND TRUST - Dynamic Value Portfolio Class IS 326 1,172 45.22 846 59.10 38.53
EQ ADVISORS TRUST - EQ/Mid Cap Value Managed Volatility Portfolio Class IA 303 25,617 45.59 25,314 90.03 1.20
Securian Funds Trust - SFT Index 400 Mid-Cap Fund Class 1 296 16,815 45.55 16,519 90.02 1.79
THRIVENT SERIES FUND INC - Thrivent Mid Cap Index Portfolio Class A 284 48,391 45.59 48,107 90.03 0.59
PUTNAM VARIABLE TRUST - Putnam VT Global Asset Allocation Fund Class IA Shares 282 1,061 45.24 779 89.86 36.20
TRSZX - T. Rowe Price Mid-Cap Index Fund 214 4,371 45.53 4,157 89.97 5.15
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 213 2,708 45.42 2,495 90.18 8.54
SPTM - SPDR(R) Portfolio Total Stock Market ETF 132 24,836 45.58 24,704 90.03 0.53
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 113 2,448 45.75 2,335 89.94 4.84
SLGFX - SIMT Large Cap Index Fund Class F 100 4,900 45.51 4,800 90.00 2.08
CFO - VictoryShares US 500 Enhanced Volatility Wtd ETF 74 11,818 45.61 11,744 90.00 0.63
DTD - WisdomTree U.S. Total Dividend Fund N/A 64 1,507 45.79 1,443 90.09 4.44
STLV - iShares Factors US Value Style ETF 59 233 47.21 174 91.95 33.91
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 53 5,431 45.66 5,378 90.00 0.99
PFEAX - Pacific Funds Small-Cap Value Class A 45 1,903 45.72 1,858 89.88 2.42
AXMNX - Acclivity Mid Cap Multi-Style Fund Acclivity Mid Cap Multi-Style N Shares 29 57 52.63 28 107.14 103.57
FLDFX - BALANCED FUND Retail Class 23 611 45.83 588 90.14 3.91
Impact Shares Trust I - Impact Shares NAACP Minority Empowerment ETF 18 315 44.44 297 90.91 6.06
FLDOX - MODERATE ALLOCATION FUND Retail Class 6 134 44.78 128 93.75 4.69
SPFFX - Sphere 500 Fossil Free Fund 2 6 4 50.00
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Value Portfolio Class 1 2 1,928 45.64 1,926 89.82 0.10
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
AUENX - AQR Large Cap Defensive Style Fund Class N 459,651 44,122 45.58 503,773 90.03 -91.24
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 203,020 80,030 45.58 283,050 90.03 -71.73
QCSTRX - Stock Account Class R1 101,797 185,789 45.58 287,586 90.03 -35.40
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 90,517 74,466 45.58 164,983 90.03 -54.86
Blackrock Resources & Commodities Strategy Trust 80,955 174,140 45.58 255,095 90.03 -31.74
Jnl Series Trust - Jnl/blackrock Global Natural Resources Fund (a) 55,928 270,914 45.58 326,842 90.03 -17.11
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 55,801 154,827 45.58 210,628 90.03 -26.49
PKAIX - PIMCO RAE US Fund Institutional Class 42,663 7,096 45.52 49,759 90.03 -85.74
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a) 37,007 50,776 45.57 87,783 90.03 -42.16
NAESX - Vanguard Small-Cap Index Fund Investor Shares 35,502 4,655,863 45.58 4,691,365 90.03 -0.76
AMOMX - AQR Large Cap Momentum Style Fund Class I 31,944 47,009 45.59 78,953 90.03 -40.46
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 25,000 279,200 45.58 304,200 90.03 -8.22
JSCSX - JPMorgan U.S. Small Company Fund Class I 23,400 7,600 45.53 31,000 90.03 -75.48
PSOPX - JPMorgan Small Cap Value Fund Class I 22,500 21,200 45.57 43,700 90.02 -51.49
BlackRock Capital Allocation Trust 20,441 6,218 45.51 26,659 90.03 -76.68
VQNPX - Vanguard Growth and Income Fund Investor Shares 16,394 64,206 45.59 80,600 90.02 -20.34
PSPFX - Global Resources Fund 15,000 5,000 45.60 20,000 90.05 -75.00
VYSVX - Vericimetry U.S. Small Cap Value Fund 14,580 16,640 45.55 31,220 90.04 -46.70
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 9,400 73,300 45.58 82,700 90.02 -11.37
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 8,100 6,300 45.56 14,400 90.00 -56.25
IJJ - iShares S&P Mid-Cap 400 Value ETF 8,068 768,266 45.58 776,334 90.03 -1.04
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 7,820 83,696 45.58 91,516 90.03 -8.54
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 7,400 17,601 45.57 25,001 90.04 -29.60
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 4,900 1,300 45.38 6,200 90.00 -79.03
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 4,878 58,683 45.58 63,561 90.02 -7.67
MDYG - SPDR(R) S & P 400 Mid Cap Growth ETF 4,764 103,593 45.58 108,357 90.03 -4.40
NOMIX - Northern Mid Cap Index Fund 4,455 185,902 45.58 190,357 90.03 -2.34
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 3,400 11,720 45.56 15,120 90.01 -22.49
RYBIX - Basic Materials Fund Investor Class 3,262 9,386 45.60 12,648 90.05 -25.79
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 3,018 49,983 45.58 53,001 90.04 -5.69
FIMVX - Fidelity Mid Cap Value Index Fund 3,012 24,575 45.57 27,587 90.04 -10.92
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Mid Cap Index Fund Class 2 2,935 80,611 45.58 83,546 90.03 -3.51
FIUSX - Delaware Opportunity Fund Class A 2,550 67,350 45.58 69,900 90.03 -3.65
JAVA - JPMorgan Active Value ETF 2,256 387 46.51 2,643 90.05 -85.36
GMLGX - GuideMark(R) Large Cap Core Fund Service Shares 2,038 9,173 45.57 11,211 90.00 -18.18
LORD ABBETT SERIES FUND INC - Fundamental Equity Portfolio Class VC 1,920 26,140 45.56 28,060 90.02 -6.84
QBA2Q - Balanced Portfolio Initial Class 1,900 46,930 45.58 48,830 90.03 -3.89
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 1,886 124,539 45.58 126,425 90.03 -1.49
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,750 550 45.45 2,300 90.00 -76.09
BlackRock Strategic Global Bond Fund, Inc. - BlackRock Strategic Global Bond Fund, Inc. Investor A 1,677 3,952 45.55 5,629 90.07 -29.79
EZM - WisdomTree U.S. MidCap Fund N/A 1,399 74,437 45.58 75,836 90.04 -1.84
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,306 46,340 45.58 47,646 90.04 -2.74
EQ ADVISORS TRUST - EQ/Large Cap Value Managed Volatility Portfolio Class IA 976 20,698 45.56 21,674 90.02 -4.50
OHIO NATIONAL FUND INC - ON S&P MidCap 400® Index Portfolio 970 30,709 45.59 31,679 90.03 -3.06
Profunds - Profund Vp Mid-cap Value 598 1,353 45.82 1,951 90.21 -30.65
EQ ADVISORS TRUST - EQ/Mid Cap Index Portfolio Class IA 571 189,267 45.58 189,838 90.03 -0.30
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 500 1,858 45.75 2,358 89.91 -21.20
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Russell 1000 Value Index Fund Class 2 407 9,781 45.60 10,188 90.01 -3.99
RYDEX VARIABLE TRUST - Basic Materials Variable Annuity 397 1,988 45.77 2,385 90.15 -16.65
SHE - SPDR SSGA Gender Diversity Index ETF 361 7,647 45.64 8,008 90.03 -4.51
GCPAX - Gateway Equity Call Premium Fund Class A 328 1,372 45.92 1,700 90.00 -19.29
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 300 100 50.00 400 90.00 -75.00
PACIFIC SELECT FUND - PD Mid-Cap Index Portfolio Class P 259 7,706 45.55 7,965 90.02 -3.25
Profunds - Profund Vp Ultramid-cap 205 554 45.13 759 89.59 -27.01
CFA - VictoryShares US 500 Volatility Wtd ETF 204 7,070 45.54 7,274 90.05 -2.80
Profunds - Profund Vp Basic Materials 188 3,484 45.64 3,672 90.14 -5.12
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 185 65 46.15 250 92.00 -74.00
JECIX - Mid Cap Index Trust NAV 167 102,682 45.58 102,849 90.03 -0.16
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 159 5,296 45.51 5,455 90.01 -2.91
IWV - iShares Russell 3000 ETF 159 48,848 45.57 49,007 90.03 -0.32
JETSX - Total Stock Market Index Trust NAV 142 3,188 45.48 3,330 90.09 -4.26
RNMC - Mid Cap US Equity Select ETF 128 505 45.54 633 90.05 -20.22
Profunds - Profund Vp Mid-cap Growth 100 995 45.23 1,095 90.41 -9.13
RYMDX - Mid-Cap 1.5x Strategy Fund Class H 86 782 46.04 868 89.86 -9.91
EQ ADVISORS TRUST - EQ/Fidelity Institutional AM Large Cap Portfolio Class IB 80 10,110 45.60 10,190 89.99 -0.79
USMIX - Extended Market Index Fund 74 23,838 45.60 23,912 90.04 -0.31
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 50 11 90.91 61 81.97 -81.97
RYDEX VARIABLE TRUST - Mid-Cap 1.5x Strategy Fund Variable Annuity 49 314 44.59 363 90.91 -13.50
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio 47 4,128 45.54 4,175 90.06 -1.13
MMTM - SPDR S&P 1500 Momentum Tilt ETF 43 767 45.63 810 90.12 -5.31
CUHAX - Victory US 500 Enhanced Volatility Wtd Index Fund Class A 36 719 45.90 755 90.07 -4.77
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 7 260 46.15 267 89.89 -2.62
FARYX - Fulcrum Diversified Absolute Return Fund Super Institutional Class 4 88 45.45 92 86.96 -4.35
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QRPNX - AQR Alternative Risk Premia Fund Class N
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
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